HomeMy WebLinkAboutTrinity Affordable Housing Corporation-5/11/2015MEMORANDUM OF AGREEMENT
STH I MEMORANDUM OF AGREEMENT (hereinafter "Agreement"), made and dated
as of , 2015, is between the CITY OF WATERLOO, IOWA, (hereinafter "City") and
TRINITY AFFORDABLE HOUSING CORPORATION, an Illinois nonprofit corporation
organized and existing under the laws of the State of Illinois (hereinafter, "Borrower").
RECITALS
WHEREAS, the City is a political subdivision of the State of Iowa and the City Council
(the "Governing Body") is the elected governing body of the City; and
WHEREAS, the Public Finance Authority (the "Authority") is a commission organized
under and pursuant to the provisions of Sections 66.0301, 66.0303 and 66.0304 of the Wisconsin
Statutes, is authorized to issue tax-exempt, taxable, and tax credit conduit bonds for public and
private entities throughout all 50 states and is jointly sponsored by the National Association of
Counties, National League of Cities, Wisconsin Counties Association and League of Wisconsin
Municipalities (the "Sponsors"); and
WHEREAS, Trinity -Ridge Village, LLC, an Iowa limited liability company of which the
Borrower is the sole member, has requested that the Authority adopt a plan of financing
providing for the issuance of its Public Finance Authority Multifamily Housing Revenue Bonds,
Series 2015 (Trinity Affordable Section 8 Assisted Apartments Project) (the `Bonds"), in one or
more series from time to time, in an amount not to exceed $25,015,000, and a portion of the
proceeds from the sale of the Bonds, not expected to exceed $3,360,000, will be used to fmance
and/or refinance the acquisition, rehabilitation, equipping and/or improvement of Ridge Village,
a 30 -unit multifamily rental housing facility located at 1261 Downing Court, Waterloo, Iowa, to
pay interest on the Bonds, to pay costs of issuance of the Bonds, and/or to fund a debt service
reserve fund for the Bonds (the "Project"); and
WHEREAS, pursuant to Section 147(f) of the Internal Revenue Code of 1986 (the
"Code"), prior to their issuance, the Bonds are required to be approved by the "applicable elected
representative" of a governmental unit having jurisdiction over the entire area in which the
Project is located, after a public hearing held following reasonable public notice; and
WHEREAS, pursuant to Section 147(f) of the Code, the Borrower has requested
Governing Body, following notice duly given, (the "TEFRA Notice"), to hold a public hearing
regarding the financing of the Project and the issuance of the Bonds, and to consider for approval
the proposed financing and issuance of the Bonds; and
WHEREAS, pursuant to Section 66.0304(11)(a) of the Wisconsin Statutes, prior to their
issuance, bonds issued by the Public Finance Authority must be approved by the governing body
or highest ranking executive or administrator of the political jurisdiction within whose
boundaries the project is to be located; and
WHEREAS, the Borrower has requested that the City approve the financing of the
Project and the issuance of the Bonds in order to satisfy the public approval requirement of
Section 147(f) of the Code and the requirements of Section 4 of the Amended and Restated Joint
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Exercise of Powers Agreement Relating to the Public Finance Authority, dated as of
September 28, 2010 (the "Joint Exercise Agreement") and Section 66.0304(11)(a) of the
Wisconsin Statutes; and
WHEREAS, representatives of the City, and the City Council, have indicated their
willingness to proceed with the public hearing and to consider a resolution for approval of the
financing and the issuance of Bonds by the Authority.
NOW, THEREFORE, based upon the foregoing premises and the agreements and
representations contained herein, it is hereby agreed between the City and Borrower:
1. UNDERTAKINGS ON THE PART OF THE CITY. The City represents,
covenants and agrees as follows:
(a) That it will cooperate with Borrower in respect of the aforementioned
local hearing and approvals in furtherance of the issuance of the Bonds by the Authority
and it will adopt, or cause to be adopted, such proceedings and authorize the execution of
such documents as may be necessary or advisable to evidence the approval of the Bonds
and the financing of such portion the Project as aforesaid, all as shall be authorized by
law and mutually satisfactory to the City and the Borrower.
(b) That it will take or cause to be taken such other acts and adopt such further
proceedings as may be required to implement the aforesaid undertakings or as it may
deem appropriate in pursuance thereof.
2. UNDERTAKINGS ON THE PART OF THE BORROWER. The Borrower
represents, covenants and agrees as follows:
(a) It will cooperate with the City in respect of the matters set forth in this
Agreement.
(b) It will take such further action and adopt such further proceedings as may
be required to implement its aforesaid undertakings or as it may deem appropriate in
pursuance thereof.
3. GENERAL PROVISIONS.
(a) The Borrower agrees that it will reimburse the City for all reasonable and
necessary direct out-of-pocket expenses which the City may incur, including but not
limited to, legal fees, printing and publication costs and filing fees arising from the
execution of this Agreement and the performance, or preparation to perform by the City
of its obligations hereunder, or done at the request of the Borrower and pay such other
fees as City may reasonably require.
(b) All commitments of the City hereof are further subject to the conditions
that the City, and its elected and appointed officials, shall in no event incur any liability
for any act or omission hereunder, and that the Bonds described herein shall not
constitute an indebtedness of the City within the meaning of any constitutional or
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statutory provision and shall not constitute nor give rise to a pecuniary liability of the
City or a charge against its general credit or taxing powers.
(c) Preparation of all resolutions, agreements, instruments, certificates or
other documents in final form for adoption and execution shall be the sole responsibility
of the Borrower, subject to review of Ahlers & Cooney, P.C., Counsel to the City.
(d) The execution of this Agreement by the City is not intended to nor does it
create a binding commitment on the part of the City to issue any bonds.
(e) The rights and obligations of Borrower may be assigned only with the
prior written consent and approval of the City
(f) This Agreement may be executed in any number of original counterparts,
all of which evidence only one Agreement, and only one of which need be produced for
any purpose.
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[SIGNATURE PAGE TO MEMORANDUM OF AGREEMENT]
IN WITNESS WHEREOF the parties hereto have entered into this Memorandum of
Agreement by their officers thereunto duly authorized as of the date first referenced above.
(Corporate Seal)
ATTEST:
SUZY
OHSUSA:761590130.2
S, City Clerk
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CITY OF WATERLOO, IOWA
By
ERNEST G. CLARK, Mayor
TRINITY AFFORDABLE HOUSING
CORPORATION
By
Name:
Title: