HomeMy WebLinkAboutIowa Dept of Admin Svcs - MOU - 8/13/2018 MEMORANDUM OF UNDERSTANDING
between
The Iowa Department of Administrative Services
State Accounting Enterprise
and
City of Waterloo, Iowa
for
Participation in the INCOME OFFSET PROGRAM
SECTION 1. Identity of the Parties. The parties to this Memorandum of Understanding
(MOU) are the Iowa Department of Administrative Services, State Accounting Enterprise
(DAS/SAE), and City of Waterloo Iowa (Public Agency).
SECTION 2. Purpose. The purpose of this MOU is to set forth the terms and conditions
between DAS/SAE and Public Agency for reimbursement of offsetting liabilities owed to
Public Agency as authorized in Iowa Code section 8A.504 and 11 Iowa Administrative
Code(IAC)40, et seq.
SECTION 3. Eligibility. To be eligible for offset, both the debt ("debt" means the
liability owed to the Public Agency by a member of the public), and the claim ("claim"
means the liability owed by the Public Agency to a member of the public), shall be in the
form of a liquidated sum due, owing and payable. All applicable remedies with regard to
such a debt and claim must be exhausted or the time frame for exhaustion must have
expired as a condition precedent for eligibility to participate in the offset program, provided
in I I IAC 40.3 (3).
SECTION 4. Compensation.
4.1 Fee. The parties agree that in exchange for participation in the offset program,
DAS/SAE shall charge a fee of seven dollars ($7.00) (the "fee") to the Public Agency to
which the debt is owed for each individual debt that is placed in the offset program. The fee
is to recover costs incurred by DAS/SAE in administering the offset program.
4.2 Deduction when Debt is Offset. If a debt is offset by DAS/SAE under this
program, the fee will be deducted from the gross proceeds collected through offset. The fee
will be charged for each individual offset event related to an individual debt.
4.3 Billing upon Termination. Following written notice of termination of this
MOU, as provided in Section 7 below, DAS/SAE shall be entitled to compensation.
DAS/SAE shall submit an invoice and proof of claim to the Public Agency within sixty
(60) days of the receipt of the written notice of termination as required under Section 7
below.
4.4 Fee Review. DAS/SAE shall periodically review the costs of administering
the offset program. Per Section 9.2 of this MOU, proposed adjustments to the specified fee
shall require an amendment.
Memorandum of Understanding
SECTION 5. DAS/SAE's Responsibilities.
5.1 Offset of Debt. DAS/SAE shall offset liabilities owed to Public Agency by
implementing an offset program for Public Agency, developed and managed by DAS/SAE
in accordance with Iowa Code chapter 8A and 11 Iowa Administrative Rules 40.
5.2 Compliance with AGA. DAS/SAE will comply with the Accountable
Government Act, Iowa Code chapter 8E, in the performance of this MOU.
5.3 Refund of Balance after Offset. Before issuing an authorized payment to a
debtor, DAS/SAE shall request verification of the claim pursuant to subrule 40.5. If
notification is not made to DAS/SAE by the Public Agency within forty-five (45) days, the
amount of the payment shall be released to the debtor or entity. DAS/SAE will apply the
offset to the debt only after the Public Agency has notified the debtor as prescribed in
subrule 40.4(4). DAS/SAE shall then refund any balance amount due from the Public
Agency to the debtor or entity.
SECTION 6. Public Agency's Responsibilities.
6.1 Offset Eligibility Program. The Public Agency shall be responsible for
developing and maintaining a system for reporting debts eligible for offset and any
subsequent claims associated with those debts as required under Iowa Code section 8A.504
and 11 IAC chapter 40 to DAS/SAE at Public Agency's expense.
6.1.1 Minimum Debt Amount. Before a debt may be placed into the
offset program, the amount of a debtor's original liability must be at least $50,
except when the source of the claim is a tax refund or tax rebate, in which case the
debt may be as low as $25.
6.1.2 Debtor's opportunity to challenge placement of debt in offset
program. Before a debt may be placed into the offset program, the Public Agency
must have:
a. Made a good faith effort to collect the debt through other means;
b. Provided the debtor advance notice that the debt will be placed in
the offset program if not paid when due; and
c. Provided a formal or informal opportunity for the debtor to
challenge placement of the debt into the offset program, as
described in 11 IAC 40.3(4).
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Memorandum of Understanding
6.2 Formatting Requirements of Debtor Lists. The Public Agency shall provide
the list of debtors it wishes to place into the offset program in a format and type prescribed
by DAS/SAE.
6.3 Proof of Liability. Public agencies may only place debts into the offset
program if the debts are legally enforceable. To establish enforceability the debt shall have
been confirmed by mutual agreement of the parties or have been reduced to a final
judgment or final agency determination that is no longer subject to appeal, certiorari, or
judicial review, or has been affirmed through appeal, certiorari, or judicial review.
6.4 Notification of Changes. The Public Agency shall notify DAS/SAE within
thirty(30)calendar days of any changes in the status of a debt to the state.
6.5 Semi-Annual Certification. The Public Agency shall provide on at least a
semi-annual basis, certification of the liability file as prescribed by DAS/SAE.
6.6 Debtor Notification. The Public Agency shall comply with 11 IAC 40.4
when sending notifications to the debtor under this MOU which shall occur within ten (10)
calendar days from the date Public Agency was notified by the DAS/SAE of a potential
offset.
6.7 Payment of Residual Funds to Debtor. It is the responsibility of the Public
Agency to reimburse the debtor for the difference between the amount of liability payable
and the amount of the claim payable to the debtor.
6.8 Appeal Process. The Public Agency must provide an appeal process for
debtors to challenge each offset after debtors are notified of a potential offset event. The
appeal process shall include notice to the debtor and an opportunity for the debtor to
contest the amount of the debt through a contested case procedure under Iowa Code chapter
17A or a substantially equivalent process, in accordance with Iowa Code section
8A.504(2)(f)and 11 IAC 40.4(6).
SECTION 7. Termination. This MOU shall remain in full force and effect until
terminated or cancelled for convenience by written notice of the party wishing to cancel the
MOU. Each party agrees to provide the other party with a sixty (60) day written notice of
any intent to terminate this MOU. Either party may terminate without advance notice to the
other at any time upon a material breach of the Agreement, or violation of Iowa Code
section 8A.504 or 11 IAC chapter 40.
SECTION 8. Confidentiality of Information. Information shared between DAS/SAE
and the Public Agency shall be deemed confidential pursuant to Iowa Code section
8A.504(2)(b) and shall be disclosed only to the extent necessary to sufficiently identify the
debtor(s) liable to the public agency. Identifying information is to be used only for the
purpose of participation in the offset program.
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Memorandum of Understanding
SECTION 9. MOU Administration.
9.1 Compliance with the Law. The parties, their employees, agents, and
subcontractors shall comply with all applicable federal, state, and local laws, rules,
ordinances, regulations and orders when performing services under this MOU, including
without limitation, all laws applicable for the prevention of discrimination in employment
and the use of targeted small businesses as subcontractors or suppliers. The parties, their
employees, agents and subcontractors shall also comply with all federal, state and local
laws regarding business permits and licenses that may be required to carry out the activities
performed under this MOU.
9.2 Amendments. This MOU may only be amended in writing by mutual consent
of the parties. All amendments to this MOU must be in writing and fully executed by the
parties.
9.3 Third Party Beneficiaries. There are no third party beneficiaries to this
MOU. However, this MOU is intended to benefit the citizens and governments in the State
of Iowa as well as DAS/SAE and Public Agency.
9.4 Assignment and Delegation. This MOU may not be assigned, transferred or
conveyed in whole or in part without the prior written consent of the other party. For the
purpose of construing this clause, a transfer of a controlling interest in Public Agency shall
be considered an assignment.
9.5 Integration. This MOU represents the entire MOU between the parties
regarding participation in the offset program. The parties shall not rely upon any
representation that may have been made which is not included in this MOU.
9.6 Headings or Captions. The paragraph headings or captions used in this MOU
are for identification purposes only and do not limit or construe the contents of the
paragraphs.
9.7 Supersedes Former Agreements. This MOU supersedes all prior
Agreements between the parties for services regarding participation in the offset program.
9.8 Notice. Notices, designations, consents, offers, acceptances or any other
communication provided for herein shall be given in writing which shall be addressed to
each party as set forth as follows:
If to DAS/SAE:
Jay Cleveland, Chief Operating Officer
Department of Administrative Services— State Accounting Enterprise
1305 East Walnut Street
Hoover State Office Building, Level 3
Des Moines, IA 50319
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Memorandum of Understanding
If to Public Agency:
Kelley Felchle, City Clerk
Authorized Representative
715 Mulberry Street
Mailing Address
Waterloo, Iowa 50703
City, State, Zip Code
If a party changes its designated person and/or address hereunder, such change shall be in
writing as provided herein.
9.9 Severability. If any provision of this MOU is determined by a court of
competent jurisdiction to be invalid or unenforceable, such determination shall not affect
the validity or enforceability of any other part or provision of this MOU.
9.10 Non-Appropriation. In the event a non-appropriation, de-appropriation, or
other legislative or gubernatorial action significantly impairs DAS/SAE's budget or ability
to perform the terms of this agreement, DAS/SAE may immediately terminate this
Agreement.
9.11 Indemnification. The following indemnification provisions shall apply to
Public Agencies that are not agencies of the State of Iowa subject to Iowa Code chapter
669 and Iowa Code section 679A.19.
9.11.1 Public Agency agrees to defend, indemnify and hold DAS/SAE
and the State of Iowa, its officers, employees and agents, harmless from any and all
liabilities, damages, losses, demands, causes of action, claims, settlements,
judgments, costs, expenses, and attorney fees, including a reasonable cost attributed
to the services of the Attorney General, related to or arising from any violation of
this Agreement, any negligent or intentional act or omission of Public Agency, it
officers, employees, or agents, and any failure of Public Agency, it officers,
employees, or agents to comply with all applicable local, state, and federal laws,
rules, and regulations.
9.11.2 Consistent with Article VII, Section I of the Iowa Constitution,
Iowa Code chapter 669, and other applicable law, DAS/SAE agrees to defend and
indemnify Public Agency and hold Public Agency harmless against all losses, costs,
damages, expenses, attorney fees, claims, demands, causes of action, judgments,
and settlements arising out the negligence or wrongful acts or omissions of
DAS/SAE or its officers, employees or agents in the performance of this
Agreement. DAS/SAE shall not defend, indemnify or hold harmless Public Agency
or its officers, employees, or agents for any acts or omissions of any type
attributable to Public Agency or its officers, employees, or agents.
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Memorandum of Understanding
Section 10. Execution
This MOU is fully executed by the following signatures:
IOWA DEPARTMENT OF ADMINISTRATIVE SERVICES:
gb,
bane E.Phipps Bur _
d Director Date
low
Department of Administrative Services
PUBLIC AGENCY:
August 13 , 2018
Authorized Representative Date
City of Waterloo, Iowa
Public Agency
Quentin Hart
Printed Name of Authorized Representative
Mayor
Title
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