HomeMy WebLinkAbout5515-10/07/2019 (REPEALED) Prepared by LeAnn M. Even, Deputy City Clerk, City of Waterloo, 715 Mulberry Street,
Waterloo, IA 50703, (319) 291-4323.
ORDINANCE NO. 5515
AN ORDINANCE AMENDING THE CITY OF WATERLOO CODE
OF ORDINANCES BY ADDING A NEW TITLE 5, POLICE
REGULATIONS, CHAPTER 3, HUMAN RIGHTS, SECTION 15,
UNFAIR USE OF CRIMINAL RECORD IN HIRING DECISIONS.
BE IT ORDAINED BY THE CITY COUNCIL OF THE CITY OF WATERLOO,
IOWA AS FOLLOWS:
That Title 5, Police Regulations, Chapter 3, Human Rights, is hereby amended by adding
Section 15, Unfair Use of Criminal Record in Hiring Decisions, as follows:
5-3-15: UNFAIR USE OF CRIMINAL RECORD IN HIRING DECISIONS:
A. Definitions: As used in this section, unless the context indicates otherwise, the following
words and phrases shall have the meanings respectively ascribed to them in this subsection:
1. Applicant: Any person considered or who requests to be considered for employment by an
employer.
2. Arrest: The taking of a person into custody when and in the manner authorized by law or
military authority due to an accusation or suspicion that the person committed a crime.
3. Conviction: Any adjudication of guilt or sentence arising from a verdict or plea of guilty or
no contest or the equivalent in relation to a crime, including a sentence of incarceration, a
suspended sentence, a sentence of probation, a sentence of unconditional discharge, or a
diversion program.
4. Criminal record: Information regarding a conviction, arrest or pending criminal charge.
5. Employer: Any person, partnership, company, corporation, labor organization or
association which regularly employs fifteen (15) or more persons within the City of
Waterloo, including the City of Waterloo, its departments, boards, commissions and
agencies. Job placement and referral agencies and other employment agencies are not
employers for purposes of this ordinance, except when hiring for their own internal needs,
and private schools providing a regular course of instruction for any part of kindergarten
through high school education are not employers for purposes of this ordinance. Neither the
United States or any of its political subdivisions, nor the State of Iowa or any of its political
subdivisions other than the City of Waterloo, is an employer for purposes of this section. For
clarity, public employers such as, but not limited to, Black Hawk County, the Waterloo
Community School District, and Hawkeye Community College are political subdivisions of
the State of Iowa and therefore exempt from this ordinance.
6. Employment: Any occupation, vocation, job, work for pay or employment, including
temporary or seasonal work, contracted work, contingent work and work through the services
of a temporary or other employment agency; or any form of vocational or educational training
with or without pay.
7. Inquiry: Any direct or indirect conduct intended to gather information, using any mode of
communication, including but not limited to a box or blank that seeks to elicit information
about an applicant's criminal record on an employment application form.
Ordinance No. 5515
Page 2
8. Interview: Any direct contact by the employer with the applicant, whether in person or by
telephone, to discuss the employment being sought or the applicant's qualifications.
9. Legitimate business reason: A reason for which an employer may make an adverse hiring
decision based on an applicant's criminal record, including the following:
a. Situations where the nature of the criminal conduct has a direct and substantial bearing
on the fitness or ability to perform the duties or responsibilities of the intended
employment, taking into consideration the following factors: the nature of the
employment, the place and manner in which the employment will be performed, the
nature and seriousness of the offense or conduct, whether the P
employment resents an
opportunity for the commission of a similar offense or conduct, the length of time
between the conviction or arrest and the application for employment (not including time
on probation or parole or the time during which fines or other financial penalties or
remedies may be outstanding), the number and types of convictions or pending charges,
and any verifiable information provided by the applicant that is related to the applicant's
rehabilitation or good conduct.
b. Situations where the granting of employment would involve unreasonable risk of
substantial harm to property or to safety of individuals or the public, or to business
reputation or business assets, taking into consideration the factors listed in paragraph a of
this subsection A.9.
c. Positions working with children, developmentally disabled persons and vulnerable
adults where the applicant has a conviction record of a crime against children or disabled
or vulnerable adults, including but not limited to crimes of rape, sexual abuse, incest,
prostitution, pimping, pandering, assault, domestic violence, kidnapping, financial
exploitation, neglect, abandonment, and child endangerment.
d. Situations where an employer must comply with any federal or state law or regulation
pertaining to background checks and the criminal conduct is relevant to the applicant's
fitness for the job.
10. Pending criminal charge: An existing accusation that a person has committed a crime,
lodged by a prosecutor, law enforcement agency or military authority through an indictment,
information, complaint or other formal charge, where the accusation has not yet resulted in a
final judgment, acquittal, conviction, plea, dismissal or withdrawal.
B. Prohibited Use of Criminal Record Information: In connection with the employment of any
person, it shall be an unlawful discriminatory practice for an employer to engage in any of the
following activity:
1. To make any inquiry regarding, or to require any person to disclose or reveal, any
convictions, arrests, or pending criminal charges during the application process, including but
not limited to any interview. The application process shall begin when the applicant inquires
about the employment being sought and shall end when an employer has extended a
conditional offer of employment to the applicant. If the applicant voluntarily discloses any
information regarding his or her criminal record at the interview, the employer may discuss
the criminal record disclosed by the applicant.
2. To make an adverse hiring decision based solely on the applicant's record of arrests or
pending criminal charges.
3. To make an adverse hiring decision based on any criminal records which have been
lawfully erased or expunged, which are the subject of an executive pardon, or which were
otherwise legally nullified.
Ordinance No. 5515
Page 3
4. To make an adverse hiring decision based on an applicant's criminal record without a
legitimate business reason.
C. Effect on Other Laws: This section shall not be interpreted or applied as imposing an
obligation on the part of an employer to provide accommodations or job modifications in order to
facilitate the employment of an applicant.
INTRODUCED: September 3, 2019
PASSED 1st CONSIDERATION: September 3, 2019
PASSED 2nd CONSIDERATION: September 9, 2019
PASSED 3rd CONSIDERATION: October 7, 2019
PASSED AND ADOPTED this 7th day of October 2019.
Quentin Hart, Mayor
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-lley Felchle
City Clerk