HomeMy WebLinkAbout04/28/2014 Council Work Session
April 28, 2014
4:40 p.m.
Waterloo Center for the Arts, Law Court Theater
Roll Call.
Approval of Agenda, as proposed or amended.
4:40 p.m. Stormwater Management Ordinance revisions—Submitted by
Eric Thorson, P.E., City Engineer.
ADJOURNMENT
Suzy Schares, CMC
City Clerk/Human Resource Director
" Formatted
This Ordinance prepared by Suzy ScharesNancy Eckert, City
Clerk, 715 Mulberry Street, Waterloo, Iowa.
ORDINANCE NO. 4897
AN ORDINANCE AMENDING THE 2007 CODE OF
ORDINANCES OF THE CITY OF WATERLOO, IOWA,
BY STRIKING IN ITS ENTIRETY ADDING
ARTICLE B, CONSTRUCTION SITE EROSION AND
SEDIMENT CONTROL, OF CHAPTER 4, STORM
WATER MANAGEMENT PROGRAM, OF TITLE 8,
PUBLIC UTILITIES, AND BY SUBSTITUTING
THEREFOR A NEW ARTICLE B.
BE IT ORDAINED BY THE COUNCIL OF THE CITY OF WATERLOO,
IOWA:
That Article B, Construction Site Erosion and Sediment
Control, of Chapter 4, Storm Water Management Program, of
Title 8, Public Utilities, is hereby stricken in its entirety,
and a new Article B is hereby enacted as follows:
TITLE 8
CHAPTER 4
STORM WATER MANAGEMENT PROGRAM
ARTICLE B. CONSTRUCTION SITE EROSION AND SEDIMENT CONTROL
Section 8-4B-1. Findings.
A. The U.S. EPA's National Pollutant Discharge Elimination
System ("NPDES") permit program ("Program") administered
by the Iowa Department of Natural Resources ("IDNR")
requires certain persons engaged in construction
activities to submit an application to the IDNR for a
State NPDES General Permit No. 2 ("State Permit") .
Notwithstanding any provision of this chapter, every
permit Applicant bears final and complete responsibility
for compliance with a State NPDES Ccncral Permit No. 2
and any other requirement of state or federal law or
administrative rule.
B. As a condition of the eCity's Municipal Separate Storm
Sewer System (MS4) Permit, the eCity is obliged to
undertake primary supervisory responsibility for
administration and enforcement of the Program by adopting
a Construction Site Erosion and Sediment Control
ordinance. In furtherance of this objective:
1. any person, firm, sole proprietorship, partnership,
corporation, state agency or political subdivision
(each an "Applicant") required by law or
administrative rule to apply to the IDNR for a State
NUDES Ccncral Permit No. 2 shall apply for such permit
and shall submit a Storm Water Pollution Prevention
Plan ("SWPPP") to the City Engineer for approval. comment(Psl]:Addlargy
apply to the City Engineer for approval of a Storm
Water Pollution Prevention Plan ("SWPPP") . For
purposes of this article, an Applicant includes but is
not limited to a Secondary Applicant, and each
Secondary Applicant is subject to all provisions of
Ordinance No. 4897
Page 2
this article that are applicable to an Applicant
unless otherwise expressly stated. The Applicant
shall not submit the Notice of }Intent for said State
Permit No. 2 until the City Engineer has reviewed the
SWPPP for completeness and for compliance with the
State NPDES General Permit No. 2 and City
requirements. Before beginning construction
activities at the project site, the appli ant shall
pr nt to the city engineer a capy of the
authorization issued by the IDNR. --{Comment[Ps2]:Moved to8-4e-3A for clarity J'
2. 2, the licensed professional engineer,
registered architect, registered landscape architect
Engineer, a licensed profes.,ional land surveyor,
construction contractor, or any other person deemed
qualifiede--prepare a SWPPP in accordance with good
"Applicant's Engineer") for tThe Applicant shall have --{Comment[PS3]:Movetos4e-2Eforclarity
primary responsibility for the SWPPP design,
inspection, monitoring and enforcement procedures
required to promote Applicants' compliance with the
State NPDES General Permit No. 2 requirements and the
GWPPP for said site, but other persons may perform the
SWPPP design, installation, inspection, and monitoring
under the oversight of the Applicant' . Engineer.
2-3. A State NPDES General Permit No. 2 and SWPPP are not
required for construction sites with an area of
disturbed land that is less than one (1) acre,
provided such land is not part of a permitted larger
common plan of development. However, it issuggcsted
recommended that the owner implement erosion control
measures as described in the brochure "City of
Waterloo Best Management Practices for Single Lots",
available upon request at the City Engineer's office
and the City Building Department. Notwithstanding the
foregoing, the City desires to provide limited storm
water oversight of all construction sites and for such
purposes a local Construction Site Runoff permit shall
be required for stormwater discharges from all
construction sites as identified in 8-4B-7(A) , even if
otherwise exempted from State Permit and SWPPP
requirements. - Comment[PS4]:Stateappticability to sites under
one acre,refer to CSR permit section for small site
C. No state or federal funds have been made available to eqn ement
assist the eCity in administering and enforcing the
Program. Accordingly, the eCity may choose to fund its
application, inspection, monitoring and enforcement
responsibilities in whole or in part by fees imposed on
Applicants for permits that may be required hereunder,
with such fees to be determined from time to time by
resolution of the eCity eCouncil, and/or other sources of
funding established by a separate ordinance.
Section 8-4B-2. Definitions.
A. Terms or acronyms used in this article shall, unless
defined in this article, have the meanings given to them
in section 8-4-1 of this chapter.
B. As used in this article, the term "City Engineer"
includes any other representative of the City Engineer's
Ordinance No. 1897
Page 3
office that is designated by the City Engineer to act in
the place and with the authority of the City Engineer.
As so defined, the City Engineer is also referred to in
this article as the "Enforcement Officer."
C. As used in this article, the term "Applicant" also
includes any person that has had a State NPDEG
CencralPermit No. 2 issued to it, including but not
limited to a Secondary Applicant.
D. As used in this article, the term "Secondary Applicant"
means any Applicant that is the transferee of
responsibility under the State NPDES General Permit No. 2
and a SWPPP with respect to a single lot that was, as to
any predecessor Applicant, part of a larger common plan
of housing development.
E. As used in this article, the term "Applicant's Engineer"
means a licensed professional engineer, registered
architect, registered landscape architect, licensed
professional land surveyor, construction contractor, or
any other person as expressly and specifically approved
by the City Engineer who is deemed qualified to prepare a
SWPPP in accordance with good engineering practices.
F. lAs used in this article, the term "CSR Permit" means a
permit issued by the City Engineer as provided in Section
8-4B-7 for all construction sites from which a discharge
of stormwater is possible. {Comment[PS5]:Define the new CSR permit
G. 'As used in this article, the term "SWPPP Manager" means a
person qualified by sufficient knowledge of SWPPP design
and implementation and of applicable regulations to
perform the inspection, monitoring, enforcement and
reporting necessary to comply withrc;uircd b1 the State
NPDES General Permit, No. 2 SWPPP requirements and eCity
regulations as applicable. The SWPPP mManager, unless
otherwise specified in writing by the a-Applicant, shall
serve as the point of contact for the City Engineer for
all matters pertaining to SWPPP compliance for the site. _----- comment[P56]:DefinethesWPPPmanager,
this is the person who is specified in the SWPPP as
-H. As used in this article, the term "State Permit" means a hepontof ontac who hecitywlldea wih nde
event of noncompliance �
State NPDES General Permit No. 2 issued by IDNR.
Section 8-4B-3. Submission and Approval of Storm Water
Pollution Prevention Plan and Other Documents.
A. No person shall begin work on any site that is subject to
a State NPDES Ccncral Permit No. 2 until the City
Engineer has approved the SWPPP compliance with this
Section 8 4B 3, approval of a SWPPP by the city, and
approval of a State NPDES Ccncral Pcrmit No. 2 Notice of
Intent by t e IDNR the Applicant is in possession of a
State NPDES Ccncral Permit No.2 authorization letter.' ---{Comment[P57]:State permit now requires that
construction not proceed until the authorization letter
B. An Applicant in p000cecion of a State NPDES Ccncral match received. Thisupda es he city regulations to
match
Permit No. 2 issued by the IDNR shall submit to the eCity
complete copies of the materials described below, and any
and all supporting calculation:,:
Ordinance No. 4897
Page 4
1. All Applicant' s plans, specifications, calculations,
and supporting materials utilized to develop the
Applicant's SWPPP;
2. t'he Notice of Intent and the IDNRState NPDES Ccncral
Permit No. 2 letter of authorization. Applicant's
$hef° -a: e_s issued pursuant e-Applicant s State
NPDES General Permit No. 2; The eApplicant may elect
to submit its their SWPPP and supporting documentation
for review prior to receipt of the IDNR letter of
authorization, however, final approval of the SWPPP
cannot be granted by the City Engineer until the
letter of authorization is received.-; [and comment[PS8]:we can't issue a final SWPPP
approval without the authorization letter,but typically
3. AThe SWPPP shall be prepared in accordance with this people ill submit while they arewaitingforthis
paperwork to come back from the state to get the
chapter. Every SWPPP submitted to the eCity: review gomg. This allows for that.
a. shall comply with all current minimum mandatory
requirements for SWPPPs promulgated by the IDNR in
connection with issuance of a State NPDES Ccncral
Permit No. 2, as set out in the current version of
the IDNR publication entitled, "Iowa Department of
Natural Resources NPDES General Permit No. 2, Storm
Water Discharge Associated with Industrial Activity
for Construction Activities", (the "Permit
Handbook") including, but not limited to, "Part IV.
Storm Water Pollution Prevention Plans," and as
said minimum mandatory requirements are modified
from time to time hereafter; and
b. shall, if the Applicant is required by law to file
a Joint Application Form, Protecting Iowa Waters,
Iowa Department of Natural Resources and U.S. Army
Corps of Engineers, comply with all mandatory
minimum requirements pertaining to such joint
application;-, and copies of the joint Aapplication
permit shall be included within the SWPPP; and Comment[P59]:Requires that paperwork fo 4041i
permits be included in the SWPPP. The 404 permit
C. shall comply with all other applicable state or is for placement of fill or dredged material into public
waters(such as temporary stream crossings),since
federal permit requirements in existence at the this is a source of potential pollution,this infonnation
time of application; and should be incorporated into the SWPPP as per GP2
riles
d. shall be prepared by the Applicant's Engineer and
shall include within the SWPPP a signed and dated
certification by the Applicant's Engineer that the
SWPPP complies with all requirements of this
chapter.
e. shall require the signature(s) identified in
Section 8-4B-1 (B) (1) upon the following
certification:
I certify under penalty of law that this
document and all attachments were prepared
under my direction or supervision in
accordance with a system designed to assure
that qualified personnel properly gathered
and evaluated the information submitted.
Based on my inquiry of the person or persons
who manage the system, or those persons
directly responsible for gathering the
Ordinance
No. 4897
Page 5
information, the information submitted is, to
the best of my knowledge and belief, true,
accurate, and complete. I am aware that
there are significant penalties for
submitting false information, including the
possibility of fine and imprisonment for
knowing violations.
f. shall also contain the following certification
signed by all contractors and subcontractors
identified in the SWPPP:
I certify under penalty of law that I
understand the terms and conditions of the
general National Pollutant Discharge
Elimination System (NPDES) permit that
authorizes the storm water discharges
associated with activity from the
construction site as part of this
certification. Further, by my signature, I
understand that I am becoming a co-permittee,
along with the owner(s) and other contractors
and subcontractors signing such
certifications, to the Iowa Department of
Natural Resources NPDES General Permit No. 2
for "Storm Water Discharge Associated with
Industrial Activity for Construction
Activities" at the identified site. As a co-
permittee, I understand that I, and my
company, are legally required under the Clean
Water Act and the Code of Iowa, to ensure
compliance with the terms and conditions of
the storm water pollution plan developed
under this NPDES permit and the terms of the
NPDES permit.
The certification must include the name and title
of the person providing the signature; the name,
address and telephone number of the contracting
firm; the address (or other identifying
description) of the site; and the date the
certification is made.
g. Shall include the aApplicant' s signed written
statement required by subsection 8-4B-3 (B) (3) (f) . _-- Comment[PS10]:ln the event that the applicant
is the project owner and not a contractor,they must
C. A Secondary Applicant shall submit to the City complete also provide aoertincaeon
copies of the materials described below:
1. The document by which the predecessor Applicant
transferred compliance responsibility under the
StateNPDE8 Ccncral Permit No. 2.
2. All information or documents required by the CSR
Permit application form as provided in (Section 8- ---- comment[PS11]:Allowseornexibitirytorevise
4 B--7 (A) (B) ab ovc. required documentation as needed to maintain
compliance without
D. In addition to the SWPPP requirements stated in Section
8-4B-3 (B) and 8-4B-3 (C) above which constitute minimum
mandatory requirements imposed by the Program, every
1 SWPPP submitted to the eCity shall comply with Statewide
Ordinance No. 1897
Page 6
Urban Design and Specifications (SUDAS) standard design
criteria, the Iowa Construction Site Erosion Control
Manual, or other standards approved by the City Engineer,
as such Manual, SODAS, and other standards may be revised
or amended from time to time, including but not limited
to design, location, and phased implementation of
effective, practicable storm water pollution prevention
measures, and shall also:
1. identify the nature of the construction activity and
the potential for sediment and other pollutant
discharges from the site; and
2. assure that stockpiles of soil or other materials
subject to erosion by wind or water are covered,
vegetated, or otherwise effectively protected from
erosion and sedimentation in accordance with the
amount of time the material will be on site and the
manner of its proposed use; no overnight stockpiling
is allowed in the street unless approved in advance by
the City Engineer, and subject to such conditions for
approval as may be stated by the City Engineer; and Comment[as12]:Previously,ordinance stated
that stockpiling was not allowed in the street,
3. assure that, until work on the site has been however,in some cases where construction is
completed, all construction waste materials to put it. in thefoor
those
speere cial circumstances
cumstanther ce
p (including to put rt. This allowsfa those special circumstances
but not limited to all scrap and debris) shall be l while still providing oversight.
disposed of at the end of each working day in a
dumpster of appropriate size and shall not be
stockpiled on the site unless in a covered and
enclosed structure or trailer; that dumpsters on site
are inspected periodically for leaks and promptly
repaired or replaced if found to be leaking; and that
dumpsters are emptied by regular waste collection
methods before dumpsters overflow; and
4. identify measures and procedures to reasonably
minimize site soil compaction and provide soil quality
restoration as specified and estimated runoff
coefficient after the project is complete; and
5. assure disposal of all collected sediment and floating
debris; and
6. identify methods to prevent sediment damage to
adjacent properties and sensitive environmental areas
such as water bodies, plant communities, rare,
threatened and/or endangered species habitat, wildlife
corridors, greenways, etc.; and
7. provide for design and construction methods to
stabilize steep or long continuous slopes; and,-
8. include measures to control the quantity and quality
of storm water leaving a site before, during and after
construction; and
9. provide for stabilization of all waterways and
outlets; and-
10. protect storm sewer infrastructure from sediment
loading and/or plugging; and
1 Ordinance No. 1897
Page 7
11. specify precautions to be taken to contain sediment
whe rJu pia er a 'esspn� sir aee waters e` tre
State of Iowa; and
112.
utility construction areas, an noon as possible and in
no event later than seven (7) calendar days after the
area is no longer actively being worked; and - comment[min Eliminate city requirement in
favor of less stringent state requirement
lassure stabilization of disturbed areas, including
utility construction areas, as soon as possible and in
no event later than the time frames established by the
current State Permitfourtccn (14) calendar days after_ _ - Comment[P514]:eegneha emporaty
the area in no longer actively being worked if the stabilization be completed m keeping with state
area is not intended to be worked for a least twenty requirements This allows us to adjust to stare rules
without requiring ordinance changes each tune.
one (21) calendar daya; and
12.protect outlying roads from sediment and mud from
construction site activities, including preventing
tracking; and
13.assure that all temporary erosion and sediment
controls shall not be removed until the eCity has
determined that the site has been permanently
stabilized with 70% perennial cover compliance with
the State Permit or according to IDNR Notice of ---- Comment[P515]:Specifythatfma stabitiaation
dDiscontinuation; and requirement be held in keeping with state
requirement. Again,this allows us to adjust to state
rules as required without formal ordinance revisions J
14. specify precautions to be taken to contain sediment
when working in or crossing surface waters, including
but not limited to surface waters located solely on
the project property; of the State of Iowa; and
15. assure that when working near (surface waters of the
State of Iowa, including but not limited to surface
waters located solely on the project property, ithe --- comment[Psis]:wehadpreviouslyreferenoed ''
specific practices itemized immediately below are waters of the State of Iowa,Iowa State Code
utilized: 455B.171 states that all surface waters are waters of
the state,this is to clarify the term.
a. during construction:
i. all exposed soil areas with a slope of 3:1 or
steeper, and that have a continuous positive
slope to a surface water if the State of Iowa,
shall have temporary erosion protection or
permanent cover within three (3) days after the
area is no longer actively being worked; [andel-r
other slopes that have a continuous positive
serge to a water of the Star f u,
n protection or permanent cove
actively being worked, and ---{Comment[PS17]:Separated and moved to item
(u
ii. all other slopes that have a continuous positive
slope to a surface water should have temporary
erosion protection or permanent cover within
seven (7) days after the area is no longer
actively being worked. ; and temporary sediment
Ordinance No. 1897
Page 8
be-sin requirements shall be constructed in
aeee-danee— th the State NPDE
No. 2; all cupport444g alculations for the basin
• }}_be—s sbmitted—€e €he e' y; and Comment[PS18]:Moved tot6 as this
requirement applies to all sites of 10 or more acres I
b. buffer zone: Reserved.
regardless of surface waters
16. •im une€ eee€€ eient a€€e die p eje
is complete; assure that required temporary sediment
basins shall be constructed in accordance with the
State NPDES Ccncral Permit No. 2; all supporting
calculations for the basin sizing criteria and outlet
channel sizing and velocity shall be submitted to the
City; and
17. assure that all hazardous materials are properly used,
stored, and disposed of.
E. Performance Security: Reserved.
F. The Applicant shall also submit a signed written
statement to the city which states as follows:
The undersigned Applicant hereby agrees to
defend, indemnify and hold the City of Waterloo
harmless from any and all claims, damages or
suits arising directly or indirectly out of any
act of commission or omission by the Applicant,
or any employee, agent, assignee or contractor
or subcontractor of the Applicant, in connection
with Applicant's State NPDES General Permit No.
2 and/or Storm Water Pollution Prevention Plan.
The city shall send written notification to the Applicant
Applicant's Engineer [of the approval of the Applicant's -__ --- Comment[PS39]:Reviewprocessisabackmd I
SWPPP within ten (10) business days following the forth between the city engineer's office and the
Applicant's completed submission of all documents and rppects Iliafact
engineer who isw writing heSWPP$ his
reflects that fact
information required under this section, unless the city
has provided to the Applicant's Engineer a written bill
of particulars identifying non-complying elements of the
SWPPP application. The eCity shall not issue approval of
the Applicant's SWPPP until such non-complying elements
of the SWPPP application have been corrected, and until
the SWPPP application complies with the Applicant's State
NPDES Ccncral Permit No. 2, the requirements of this
chapter, and all other applicable laws and regulations,
federal, state, and local. If the Applicant's SWPPP is
for a single lot located in a larger common plan of
housing development, the City's processing time shall be
reduced from ten (10) business days to five (5) business
days.
G,H. The Applicant or Applicant's SWPPP Manager Applicant' s
Engineer shall retain a copy of the approved SWPPP, all
required SWPPP inspections and reporting documents, and
State NPDES Ccncral Permit No. 2 on site or at a readily
available and disclosed alternative site so said Comment[PS20]:The SWPPP is to be retained
documents can be provided for inspection no later than ' on site or at a readily available off-site location and
made available for inspection as per state
twenty four (24) hours three (3) hours after request. requirement,reference thes ate requirement so that
pin keeping with the requirements of the eState pPermit.'', we can adjust to changes without formal ordinance
revisions
Ordinance No. 4897
Page 9
I. The eCity's review of an Applicant's SWPPP is not a
determination as to the effectiveness of the controls
selected by the Applicant.
J. For so long as a construction site is subject to a State
NPDES Ccncral Permit No. 2, the Applicant or Applicant's
SWPPP Manager shall promptly provide the eCity with
current information as follows:
1. 'The name, address and telephone number of the SWPPP
Manager Applicant' s Engineer and any other person on
site designated by the owner Applicant or the
Applicant's SWPPP Manager who is knowledgeable and
experienced in erosion and sediment control and who
will oversee compliance with the State NPDES Ccncral
Permit No. 2 and the SWPPP; and — comment PS21 :Should the '•[ ] party responsible
for SWPPP compliance change over the course of
2. The name(s) , address (es) and telephone number(s) of mnplementa on change he city must be no fled.
the contractor(s) and/or subcontractor(s) that will
implement each erosion and sediment control measure
identified in the SWPPP.
The above said information shall be provided to the City
within seventy-two (72) hours of the change of or
addition of personnel, contractors or subcontractors. 1 _---- eomment[Ps22]:Pmvideatimelinefor
notification to make this enforceable
Applicant's or Applicant's SWPPP Manager's failure to
provide current information shall constitute a violation
of this article.
l-rK. , 'he aApplicant or Applicant's SWPPP Manager shall amend
the SWPPP from time to time as required by the eState
NUDES gCcncral pPermit nNo. 2, which generally shall be
whenever there is a change in design, construction,
operation or maintenance which has a significant effect
on the potential for the discharge of pollutants to the
waters of the United States and which has not been
addressed in the SWPPP, or if the SWPPP proves to be
ineffective in eliminating or significantly minimizing
po-llutants from sources identified in the SWPPP, or in
otherwise achieving the general objectives of controlling
pollutants in storm water discharge associated with
industrial activity for construction activities. The
Applicant or Applicant's SWPPP Manager shall also
expediously update the SWPPP to include:- site changes
with changes identified on the site map; contractors
identified after the submittal of the Notice of Intent;
changes in ownership or transference of permit and permit
responsibilities; or, if required, occurrences of
hazardous conditions. The applicant shall also amcad the -- comment[V523]:GP2requiresthattheSWPPP
SWPPP Uc requested by t c city engineer from time to timc bea'living document'which is kept up to date with
changes m site condition,or SWPPP implementation.
This is an attempt to clarify what changes necessitate
NUDES general permit no. 2. an update
Section 8-4B-4. Transfer and Termination of State NPDES
General Permits and Storm Water Pollution Prevention Plan
Obligations.
A. The owner of real property that is the subject of a State
NUDES Ccncral Permit No. 2 may transfer responsibility
1 Ordinance No. 4897
Page 10
under the owner's SWPPP to one or more transferees of all
or part of such property in the same manner that
responsibility for compliance with a Statean NPDEO
Ccncral Permit No. 2 can be transferred pursuant to 567
Iowa Admin. Code § 64.6(6) , or any similar successor
provision. Such an owner is a "Transferor". Each
transferee must agree to the transfer in writing and must
agree to fulfill all obligations of the State NPDE;
Ccncral Permit No. 2 and the SWPPP, including submission
of a statement signed by the transferee as provided for
in section 8-4B-3 (E) above. The Transferor shall file
_with the office of the City Engineer a copy of all
documents filed with IDNR in connection with transfer of
responsibility under the State NPDES Ccncral Permit No. 2
to each such transferee, and a copy of each such
transferee's agreement to fulfill all obligations of the
SWPPP. Absent ouch written confirmation of transfer of
obligations that includes all documents set forth above
in this paragraph, the Transferor remains responsible for
compliance with the SWPPP on any property that has been
sold, conveyed, or otherwise transferred.
B. All documents and information required by the IDNR to be
filed to terminate the State NPDES Ccncral Permit No. 2
must be filed by the Transferor concurrently with the
office of the City Engineer. 1The City Engineer must
confirm stabilization and removal of temporary control
measures as required by Section 8-4B-5(G) before a Notice
of Discontinuation can be filedThio shall only after the - Comment[PS24]:Post-constructioninspections
cCity has confirmed ttabilizatien as specified in 8 413 must be completed to confirm that the site has met all
5G. Upon submission of said materials to the eCity, the out
raga emmats prior othe pe mit being closed
m eCity shall have thirty (30) days in which to request
additional information from the Transferor before the
SWPPP shall be deemed terminated.
C. To facilitate a transferee's compliance with this article
as a Secondary Applicant, the Transferor shall also
deliver to the transferee concurrently with the filings
required by Section 8-4B-4 (B) above a copy of the
1 Transferor's Notice of Intent, State NPDES pPermit
number, SWPPP public notification, and SWPPP.
Section 8-4B-5. Inspection Procedures.
A. All inspections undertaken by the eCity under this
article shall be conducted by the Enforcement Officer.
B. Prior to beginning construction, the Applicant or
Applicant's SWPPP Manager shall contact the City to
schedule a pre-construction site inspection. The
Enforcement Officer shall inspect the permitted site to
determine that, at minimum, the control measures listed
in the SWPPP that allow for construction to commenceT
have been properly installed. The applicant' Engineer _ --- comment[PS25]:Requirepre-constmetion 1
shall notify the city when all measures required by inspections prior to the start of construction toensure
�fpl eant s SWPPP-# bee aeeemplishe2� en s± E he that minimum controls have been implemented
Y
compliance. If the Enforcement Officer determines that
compliance has not been achieved, the Enforcement Officer
shall provide to the Applicant a written bill of
particulars identifying the conditions of non-compliance.
Ordinance No. 1897
Page 11
The Applicant shall immediately commence corrective
action and shall complete such corrective action within
forty eight (48) houra Ithe time frame allotted by the
Enforcement Officer in his discretion, but not exceeding
seventy-two (72) hours upon rcccipt of receiving the. _ --{Comment[PS26]:change 48 hour requirement
For good cause 1 to72m keeping with state requirements
shown, the eCity may extend the deadline for taking
corrective action. Failure to take corrective action in
a timely manner shall constitute a violation of this
article.
C. Construction shall not occur on any area of the site that
the Enforcement Officer has designated at any time while
conditions of non-compliance that have been identified by
the Enforcement Officer continue to exist.
D. Construction activities undertaken by an Applicant before
resolution of all discrepancies specified in the bill of
particulars, if undertaken in an area designated by the
Enforcement Officer as a prohibited area, shall
constitute a violation of this article.
E. The eCity shall not be responsible for the direct or
indirect consequences to the Applicant or to third-
parties for non-compliant conditions that were undetected
by inspection or that were undetected because the eCity,
in operating its program of random inspections, did not
inspect the property.
F. The Applicant, the Applicant's SWPPP Manager or a
qualified person designated by the Applicant's SWPPP
ManagerdeoLgnec thereof 'c Engineer shall inspect the
permitted site, as well as any transferred sites ,rhich Comment[Psz7]:stiputatewhocanperforrnthe 1
the Applicant is a co-permittee of, no less than once weeklymspections,can be the SWPPP manager ore
every seven (7) calendar days. Reports generated by qualified designee,t he'engineer'seldom performs
these inspections
these site inspections shall be included within and
deemed to be part of the SWPPP. Any deficiencies or Comment[PS28]•In the event of a shared permit
(homebuilding in a permitted subdivision),either the
needed modifications discovered during the inspections developer or the homebuilder can do the inspections.
The party who will be responsible is in the shall be noted in writing, and corrections or
modifications shall be completed within seven (7) csR permit
calendar days following the inspection. and shall make _-. --- Comment[PS29]:SWPPPinspectionsmustbe
-avail able— e the-n-Ys•€ercement Off eeg' a Fd E' `t 7'1—� cp• added to the SWPPP es they are completed
about site opnditiet=rs--within two (2) bu incse days of the
Enforcement Officer' s requcut.I -- Comment[Ps30]:Required tobeavailable
within 3 hours as per state regulations
G. Before a Notice of Discontinuation of the State NPDEO
-Permit No. 2 can be submitted to the IDNR, the
Applicant or the Applicant's SWPPP Manager,- shall contact
the City to schedule a post-construction site inspection.
The Enforcement Officer shall inspect the permitted site
to determine that the all disturbed areas have achieved
7D4 ate -stabilization as required by the State
Permit and all temporary control measures have been
removed. If the Enforcement Officer determines that
stabilization has not been achieved, or temporary control
measures need to be removed, the Enforcement Officer
shall provide to the Applicant or the Applicant's SWPPP
Manager a written bill of particulars identifying the
conditions of non-compliance. The Applicant or
Applicant' s SWPPP Manager shall immediately commence
corrective action and shall reschedule a post-
Ordinance No. 1897
Page 12
construction inspection with the City when the required
corrective actions have been completed. 'A Statc NPDES ---- Comment[as3i]:providedetaiiabom
Ccncral Permit No. 2 and SWPPP arc not required for requirements of a post-construction inspection
F
less—that enema-}-)acre, ~,�e eh , - F
a larger common plan of development. Ilowever, it is
suggested that the owner implement erosion control
measures as described in the brochure "City of Waterloo
Best Management Practices for Single Lots" available upon
request at the City Engineer's office and the city
building department.
{Comment[P532]:Stated elsewhere
Section 8-4B-6. Monitoring Procedures.
A. Upon SWPPP approval and receipt issuance of a State NPDES
General Permit No. 2, thean Applicant ander- the
Applicant's SWPPP Manager haves an absolute duty to
monitor site conditions and to report to the Enforcement
Officer any change of circumstances or site conditions
which the Applicant or the Applicant's SWPPP Manager
knows or should know pose a risk of storm water discharge
in a manner inconsistent with Applicant's SWPPP or State
NPDES General Permit No. 2. Examples of conditions that
require notification includeare, but are not limited to:
(1)- i4hazardous material spills, (2)- failure of site
perimeter BMPs, -(3)- Pdischarge of polluted waters from
the site into the MS4— or onto neighboring properties,-
or nearby surface waters, . Rainfall in an amount over
one half ( '2)ineb w'th'n a 2 hear per'od, as measures
by an on sitestandard rain
7
In the event that or (4) proposed implementation of BMPs
on site thatshall deviate significantly from the BMPs
proposed in the approved SWPPP, the applicant or
appli :nt' s SWPPP manager shall notify the cCity of the
proposed change., prior to installation.. - Comment[PS33]:Upon receipt of authorization,
the applicant or their SWPPP manager must begin
monitoring the site in keeping with state regulations,
and must notify the city of any significant change in
site condition in keeping with those items specified
here. Rainfall event inspections are no longer
required by the state.
Ordinance No. 4897
Page 13
1. Such rcport shall be made available by the Such report.----{Formatted:section start:New page
shall be submittedggiven Applicant to the Enforcement
Comment[v534]: the of a reportable
Officer within twenty four (24) hours of the change of incidrnt as stated above,,notifyy t the he city within 24
circumstances or site conditions. hours
2. Failure to make a timely report shall constitute a
violation of this article.
B. Any third party may also report to the eCity site
conditions, which the third party reasonably believes
pose a risk of storm water discharge in a manner
inconsistent with Applicant's SWPPP or State NPDDS
Ccncral Permit No. 2.
C. Upon receiving a report pursuant to Section 8-4B-6(A)
above, the Enforcement Officer may conduct an inspection
and thereafter shall provide the Applicant or the
Applicant's SWPPP Manager with a written bill of
particulars identifying any conditions of non-compliance.
The Applicant or the Applicant's SWPPP Manager shall
immediately commence corrective action and shall complete
such corrective action within forty eight (48) hours lthe
time frame allotted by the Enforcement Officer in his
discretion, but not exceeding seventy-two (72) hoursupon
p Comment[PS35]:Roll back to 72 hour state
For good requirement
cause shown, the eCity may extend the deadline for
completing corrective action. Failure to take corrective
action in a timely manner shall constitute a violation of
this article, whereupon the Enforcement Officer shall
immediately commence enforcement actions specified in
Section 8-4B-7.8.
D. Upon receiving a report from a third party pursuant to
Section 8-4B-6(B) above, the Enforcement Officer may
conduct an inspection of the site as soon as reasonably
possible and thereafter shall provide the Applicant or
the Applicant's SWPPP Manager with a written bill of
particulars identifying any conditions of non-compliance.
The Applicant or Applicant's SWPPP Manager shall
immediately commence corrective action and shall complete
such corrective action within forty eight (18) hours the
time frame allotted by the Enforcement Officer in his
discretion, but not exceeding seventy-two (72) hours-men
rccc'pt of rccciving the bill of particulars. For good
cause shown, the eCity may extend the deadline for
completing corrective action. Failure to take corrective
action in a timely manner shall constitute a violation of
this article, whereupon the Enforcement Officer shall
immediately commence enforcement actions specified in
Section 8-4B-48.
Ordinance No. 4897
Page 14
E. The Enforcement Officer may conduct one or more {Formatted:Section start:New page
unannounced inspections at any time during the course of
construction to monitor compliance with the State NPDEC
General Permit No. 2 and the SWPPP land the approved
SWPPPf. If the inspection discloses any non-compliance, ..--{comment[PS38]:siteshowdmotorlycomply I
the Enforcement Officer shall provide the Applicant or with the state requirement,but should be
the Applicant's SWPPP Manager with a written bill of l implemented nacwrdaneaw hsubmitted plans
particulars identifying the conditions of non-compliance.
The Applicant or the Applicant's SWPPP Manager shall
immediately commence corrective action and shall complete
such corrective action within forty eight (48) hour;, the
time frame allotted by the Enforcement Office in his
discretion, but not exceeding seventy-two (72) hours upon
roc 'pt of receiving the bill of particulars. For good
cause shown, the eCity may extend the deadline for
completing corrective action. Failure to take corrective
action in a timely manner shall constitute a violation of
this article, whereupon the Enforcement Officer shall
immediately commence enforcement actions specified in
Section 8-4B-8R- below.
F. The eCity shall not be responsible for the direct or
indirect consequences to the Applicant or to third-
parties for non-compliant conditions that were undetected
by inspection or that were undetected because the eCity,
in operating its program of random inspections, did not
inspect the property.
Section 8-4B-7. Construction Site Runoff (CSR) Permits.
A. (All construction sites requiring coverage under a State
Permit, as well as other activities requiring building
permits for new residential or new commercial
construction, shall obtain a CSR Permit from the City
Engineer. Issuance of the CSR Permit requires that the
Applicant submit a completed City of Waterloo CSR Permit
Application form and submit a site plan identifying BMPs,
building, parking and driveway footprint, and direction
of flow for site runoff. Sites that must provide a SWPPP
as required by a State Permit need not submit a separate
site plan for their CSR Permit. I -- comment[vs37]:specify who needs aCSR
permit,this will be all state permitted sites and any
B. Sites a PP y g 1 in for a CSR Permit that are not subject to a new commerc al aresidenta building permits
State Permit shall meet the following requirements:
1. Submit a CSR Permit application and related documents
as described in Section 8-4B-7 (A) above.
2. Implement and maintain BMPs sufficient to prevent the
discharge of pollutants from the site in conformity
with the requirements described in Section 8-4B-3(D) ,
paragraphs 2-3 and 5-17.
3. Contact the City Engineer for a preconstruction
inspection prior to commencing land disturbing
activities and provide access to the Enforcement
Officer as needed to determine compliance with rules
set forth in article 8-4A and this article.
4. Keep plans current and provide notification to the
City Engineer within seventy-two (72) hours of the
Ordinance No. 4887
Page 15
change or addition of personnel, contractors or
subcontractors, or of a substantial change of site
conditions as described in Section 8-4B-3(K) .
5. Contact the City Engineer for a post-construction
inspection once the site has reached 70% uniform
coverage with perennial vegetation or equivalent
stabilization and all temporary erosion control
• measures have been removed. _-- Comment Ps35 :Specify- [ ] what is required of
city-permitted sites which do not require state permit
C. SR Permits issued t0 sites covered by a State Permit coverage. Essentially,this will require pollution
prevention controls but will not require some of the
shall remain valid until such time as the State Permit administrative permit components such as the weekly
authorization expires or thirty (30) days after a Notice inspections
of Discontinuation is submitted to the IDNR and the City
Engineer. If the State Permit is renewed prior to
expiration, the Applicant must provide proof of re-
authorization to the City Engineer. Failure to provide
proof of re-authorization shall be considered a violation
of this article. In the event that a State Permit is
suspended, the CSR Permit shall automatically expire, and
the Applicant must thereafter reapply for a CSR Permit
before resumption of permitted activities. State Permit
discontinuation or suspension is subject to a post-
construction inspection., . -- Comment[P$39]:For sites with state permits,
city permits will be set to expire or the permit is
D. SR Permits issued to sites not covered by a State Permit discontinued(plus 30 day city review period). The
pernittee shall provide the city with documentation
shall expire one (1) year from the date of CSR Permit should their state permit be renewed so that the city
issuance. If construction has not been completed before permit can be extended Ifthe state permit is
the date the CSR Permit expires, the Applicant shall suspended forany reason,the city permit will expire
and shall be renewed prior to work resuming on the
renew the permit. Failure to renew the permit shall be aitc.
considered a violation of this article. Closure of a CSR
Permit is subject to a post-construction inspection. Comment[vsao]:For sites without state permits,
l
•
the permit shall be valid for one year,if the work is
not completed by the end of that period the permit Section 8-4B-�-8. Enforcement.
must be renewed. Closure requires a post-
construction inspection as with all other sites.
A. Violation of any provision of this article may be
enforced (i) by issuance of a stop work order by the
Enforcement Officer, (ii) by suspension of building
permit inspections until the deficient condition is
remedied, for (iii) by civil action, administrative or comment[vsai]:shoddnoncomplianoebe
judicial, including but not limited to an action for documented on a site,the enforcement officer has the
injunctive relief. A stop work order shall specify the authority to place a hold on further building •
inspections until compliance is reached_
violation(s) and shall remain in effect until the
deficient condition has been remedied.
B. Violation of any provision of this article shall
constitute a municipal infraction under this code. A
person may be cited for subsequent violations as
additional violations are discovered or as SWPPP control
elements fail. Each day that a municipal infraction
occurs or is permitted to exist constitutes a separate
offense.
C. In addition to the enforcement processes and penalties
provided herein, any condition caused or permitted to
exist in violation of any of the provisions of this
article shall be considered a threat to public health,
safety, and welfare, and is declared and deemed a
nuisance. This nuisance may be summarily abated or
remedied at the violator's expense.
Ordinance No. 1897
Page 16
D. In addition to any fine or penalty set forth in a
schedule of violations adopted by the eCity, as amended
thereafter from time to time, the eCity may recover all
attorneys' fees, court costs and other expenses
associated with enforcement of this article, including
necessary monitoring expenses.
E. The remedies listed in this article are not exclusive of
any other remedies available under any applicable
federal, state or local law. It is within the discretion
of the Enforcement Officer to seek cumulative remedies if
necessary. Enforcement pursuant to this section shall be
undertaken by the Enforcement Officer upon the advice and
consent of the eCity aAttorney.
Section 8-9B-94. Appeal.
A. Administrative decisions by eCity staff and enforcement
actions of the Enforcement Officer may be appealed by the
Applicant to the eCity eCouncil pursuant to the following
rules:
1. The appeal must be filed in writing with the eCity
eClerk within twenty (20) business days of the
decision or enforcement action.
2. The written appeal shall specify in detail the action
appealed from, the errors allegedly made by the
Enforcement Officer giving rise to the appeal, and the
relief requested.
Ordinance No. 4897
Page 17
3. The Enforcement Officer shall specify in writing the {Formatted:Section start: New page
reasons for the enforcement action, a written summary
of all oral and written testimonythe Enforcement cement
Officer intends to introduce at the hearing, including
the names and addresses of all witnesses the
Enforcement Officer intends to call, and copies of all
documents Enforcement Officer intends to introduce at
the hearing.
4. The eCity eClerk shall notify the Applicant and the
Enforcement Officer by ordinary mail, and shall give
public notice in accordance with Iowa Code Chapter 21
of the date, time and place for the regular or special
meeting of the eCity eCouncil at which the hearing on
the appeal shall occur. The hearing shall be scheduled
for a date not less than four (4) nor more than twenty
(20) days after the filing of the appeal, unless the
Applicant requests an extension of not more than
fourteen (14) days. The intent of this paragraph is
to promote the prompt and speedy resolution of
disputes. The rules of evidence and procedure, and
the standard of proof to be applied, shall be the same
as provided by Iowa Code Chapter 17A. The Applicant
may be represented by counsel at the Applicant's
expense. The Enforcement Officer may be represented
by the eCity eAttorney or by an attorney designated by
the eCity eCouncil at city expense.
I B. The decision of the eCity eCouncil shall be rendered in
writing and may be appealed to the Iowa District Court as
provided by law.
I Section 8-43-104. Severability.
The provisions of this article are hereby declared to be
severable. If any section, provision, clause, sentence,
paragraph or part of this ordinance or the application thereof
to any person, establishment, or circumstance shall be held
invalid or unconstitutional, such adjudication shall not
affect the other provisions or applications of this article.
INTRODUCED: January 28, 2008
PASSED 15t CONSIDERATION: January 28, 2008
PASSED 2nd CONSIDERATION: January 28, 2008
PASSED 3rd CONSIDERATION: January 28, 2009
PASSED AND ADOPTED by the City Council of the City of
Waterloo, Iowa, on the 28l' day of
20143January, 2008, and approved by the Mayor on the
day of , 20143January, 2008.
Ernest G. ClarkTim Hurlcy, Mayor
ATTEST:
1 Ordinance No. 4897
Page 18
1 Suzy ScharesNancy Eckert, CMC
City Clerk
CERTIFICATE
I, Suzy ScharesNancy Eckcrt, City Clerk of the City of
Waterloo, Iowa, do hereby certify that the preceding is a true
and complete copy of Ordinance No. 4897 as passed and
adopted by the Council of the City of Waterloo, Iowa, on the
&&t . day of , 20143January, 2008.
Witness my hand and seal of office this 38 ' day of
, 20143January, 2008.
SEAL Suzy Schares anc Eckcrt,c CMC ..--- {Formatted:Font color:Red,Strikethrough
City Clerk
PS1: Rewording for clarity.
PS2:This item states that the state permit authorization must be received prior to the start of
construction. This was moved to 8-4B-3A where we discuss what is required for the SWPPP
documentation.
PS3: This item was essentially providing a definition for the term "applicant's engineer", as such it was
assigned its own item in the definitions section.
PS4 page 2: Stipulate applicability for sites under one acre by referencing the CSR permit section in 8-4B-
7 (A)
PS5: This provides the definition for the CSR permit, again referencing the permit section in 8-4B-7
PS6 page 3: Provides definition for SWPPP manager. The SWPPP manager is the individual specified in
the permit application as the responsible party for SWPPP compliance. This person will be our contact
for enforcement activity.
PS7: This statement was added to meet requirements of most recent state permit requirements.
Previously, the applicant could assume coverage once their application was received by the state, now
they are required to wait until the authorization is received.
PS8 page 4:While we can't officially approve the SWPPP until the permit authorization is received. The
engineer's will usually submit a rough draft of the SWPPP to get the ball rolling on review before it is
issued. This statement is to allow for that process.
PS9:The application described here is the form for a 404 permit, which is a permit from the Army Corp
for placement of fill or dredge materials in waters of the U.S or direct tributaries to them. Since this is a
source of potential pollution, state regulations require that it be included in the SWPPP.
P510: Since the applicant may be the project owner and not prime contractor, this statement was
inserted to ensure that the applicant must provide certification.
PS11:This is meant to ensure that a homebuilder working within a permitted subdivision completes
their own CSR Form. We aren't hard-coding the contents of the CSR form into the ordinance so that we
can make revisions as needed from time-to-time to maintain compliance and in response to situations
encountered in the field.
PS12 page 6: The ordinance had previously read that no stockpiling was allowed in the street, however,
there are some situations where it is necessary for this to occur. As long as it's cleaned up at the end of
the working day it's usually not an issue, if it is to be left there for a longer period of time, additional
controls may be needed.
P513—14 page 7:The city previously had a requirement that any areas which are to be left untouched
for more than 7 calendar days needed to be stabilized no later than the 7th day, however, this is far more
stringent than the state's 21/14 day rule. We are rolling our requirement back to match that of the
state.
PS15: We are taking out the hard language of percent of establishment and simply stating that it must
meet state requirements. Again, this way we don't have to change our ordinance every time the state
modifies their requirements.
PS16 page 7: Previously we had referenced the 'waters of the state', which is a bit vague, specified here
that the rules apply when working near surface waters. State definition of'waters of the state' includes
all surface waters regardless of whether they reside on public or private property. This simply clarifies
the term.
PS17:This section given its own item
PS18: Sediment basins are required for all sites larger than 10 acres regardless of their position relative
to surface waters. This part was therefore taken out of 15 and placed in 16 to reflect its scope.
PS19:Typically, we deal with the party that is acting as the applicant's engineer during the review
process, very seldomly does the applicant personally write their own SWPPP, so we are changing this to
bring it in line with the review process.
PS20 page 8: In keeping with state permit requirements, the plans and associated documentation are to
be kept on site if a trailer or other enclosure are available, otherwise they are to be kept at a designated
SWPPP location and made available within 3 hours of request, again, we did away with the hard
numbers and specified simply that they comply with state requirements. We did away with applicant's
engineer since they are usually not involved with the day to day compliance, added the comment about
including reporting documents, and specified that it must be kept in the disclosed location. This location
is specified in the submitted plans.
PS21 page 9: We sometimes run into problems with a contractor passing responsibility off to another
contractor,then when we get involved with any compliance activities there is a back and forth about
who is going to resolve things. This requires that the SWPPP manager identified in the application
document retains responsibility until such time as written notice is provided detailing a change.
PS22: Provides a timeline for notification of a change in responsibility. This is to allow for enforcement.
PS23:The state permit requires that the permittee shall 'expeditiously' update SWPPP documentation
whenever there is a change to the site. This section specifies this requirement and provides information
on what types of changes would require plan update.
PS24 page 10:This clarifies and codifies the need for post-construction inspections for sites prior to
permit closure. Post construction inspections are used to confirm that the site has been finally stabilized
in keeping with permit requirements.
PS25 page 10:This clarifies and codifies the need for pre-construction inspections for sites prior to
earth-disturbance. These inspections are done to confirm that site controls are in place as detailed in
the plans before construction begins.
PS26:Stipulate 72 hour window to reach compliance in keeping with state regulations.
PS27-30:This paragraph discusses the weekly site inspections that must be completed in keeping with
IDNR regulations. It specifies that the applicant, their SWPPP manager or a qualified designee of the
SWPPP manager can perform the site inspections in keeping with comment 28, comment 29 is intended
to allow for some flexibility in the case of individual homebuilding sites within permitted subdivisions.
Since the developer and the homebuilder are co-permittees under state law, either can do the
inspections. The responsible party will be identified in the CSR application. Comment 30 requires that
these inspections be incorporated into the SWPPP as they are completed and comment 31 requires that
they be made available upon request in keeping with state regulations.
PS31 page 12: This goes into further detail about what will be done for post-construction inspections.
We are requiring that all construction activities be completed and the site is stabilized, with temporary
controls removed. In the event that it doesn't meet the requirements for closure we will provide them
with a list of items needing addressed.
PS32:This paragraph was eliminated because it was already stated elsewhere.
PS33—34 page 12:8-4B-6A states that once the authorization is received, the applicant or SWPPP
manager must begin monitoring procedures as required by state law, and that they are required to
notify the city in the event of an incidence of non-compliance, it goes into detail about what events
would require notification. Comment 35 requires that this report be submitted within 24 hours of the
incident.
PS35: Roll back compliance deadline to match state requirement.
P536 page 14:This addition is meant to address sites not complying with their submitted plans. I wanted
to have something in the ordinance to point to when people make significant changes to site controls
without prior approval.
PS37 page 14:8-4B-7A details who needs to apply for a city CSR permit, we will be requiring this for all
permits which require a state permit, as well as new residential or commercial building permits.
PS38 page 15:8-4B-7B details what is required by the city permit for sites which do not need state
coverage. They will be required to submit the CSR application form, be required to implement controls
as needed to prevent runoff, be required to obtain pre and post-construction inspections, and be
required to notify the city of changes in management or condition of the site. They will not be required
to conduct or document weekly inspections as are required by state permit.
PS39 page 15: Details the expiration and renewal requirements for city permits on GP2 sites. They will
be written to be valid for the length of the obtained state permit, and can be renewed upon written
confirmation that the state permit coverage has been extended. If the state permit is suspended, the
city permit shall expire and require renewal prior to resumption of work.
PS40 page 16: For sites which will not require a state permit, the city permit will be valid for 1 year from
its date of issuance, but may be renewed as needed. Closure will require a post-construction inspection.
PS41 page 16:This adds another tool for enforcement. This is essentially a step behind stop-work order.
A hold will be placed on further building inspections until issues of non-compliance are resolved.
37. "Water of the state" means any stream, lake, pond, marsh,
watercourse, waterway, well, spring, reservoir, aquifer, irrigation
system, drainage system, and any other body or accumulation of water,
surface or underground, natural or artificial, public or private,
which are contained within, flow through or border upon the state or
any portion thereof.