HomeMy WebLinkAbout05/21/1981 Civil Service Commission
May 21, 1981
Chairperson Braun called the meeting to order.
Members Present: Braun, Eibey, Furgerson
Members Absent: Randall
Other Present: Tom Pierce, Vic Kennedy, Stan Stapella, Junior Grimm, Al Meyer, Roger
Mogle, Jim Rodemeyer and Michelle Temeyer.
Motion by Eibey to approve the minutes of April 16, 1981. Seconded by Braun. Motion
carried.
The first discussion item was the fire promotional exams scheduled for June 4, 1981
at 1:00 P.M. at the Main Fire Station. Thirty-nine (39) persons will be testing for
lieutenant and twenty-seven (27) persons will be testing for fire code operator. It
was moved by Eibey, seconded by Braun that the Clerk write a letter permitting those
who will be on vacation to take the exam in Ames within the week of June 4, 1981.
The motion carried.
The police recruit exams were discussed. It was reported that during the month of
June 2 criteria will be established for testing with testing to take place in August.
Assistant City Attorney, Vic Kennedy, summarized the District Court Decision No.
59711 regarding the police promotional exams. A copy of this decision is attached
and is made an official part of the record. No action was taken.
A letter from David Dutton written on behalf of John Weires dated April 30, 1981 was
reviewed. The opinion of the Commission was that it was not within their
jurisdiction and should be referred and discussed by the Police and Fire Pension
Board.
Personnel Director Mogle explained the elimination of two (2) Clerk II positions in
the Office of the City Clerk. Assistant City Attorney stated that the Civil Service
law requires that the City Council notify the Civil Service of such action prior to a
adoption of a resolution eliminating those positions. The Commission officially
recognized this as an agenda item and filed the oral report with the Commission.
The Chairman called for additional business. There being none, it was moved by
Eibey, seconded by Braun to adjourn. The motion carried.
Michelle Temeyer
Deputy City Clerk
IN THE IOWA DISTRICT COURT IN AND FOR BLACK HAWK COUNTY
LARRY HAHN, ROBERT ANTON, )
KENNETH BURRINGTON, and )
WILLIAM TRAMMEL, )
)
Plaintiffs , ) No . 59711
)
vs . ) FINDg' 1GS OF FACT
CONCLDSIQNS OP LAW
CITY OF WATERLOO, IOWA, ) +-JUDGMENT:.AND DECREE
WATERLOO CIVIL SERVICE )
COMMISSION, LARRY DOLAN,
MICHAEL BEENER, HARRY ) •
HELGESEN, RANDALL ) 7
SCHOENFELDER and ROBERT )
SHAFER, ) v- `''
) c..
Defendants . )
April 23rd, 1981, this captioned action was heard in open
court . The plaintiffs appeared in person and with their counsel,
Steven W. Bianco, Attorney at Law of Iowa City, Iowa. The City of
Waterloo and the Waterloo Civil Service Commission was represented
by Victor N. Kennedy, City Attorney for Waterloo, Iowa . The
defendants Larry Dolan, Michael Beener, Harry Helgesen, Randall
Schoenfelder, and Robert Shafer appeared in person and by their
attorney David J . Dutton of the Law Firm of Mosier, Thomas , Beatty,
Dutton, Braun & Staack, Waterloo, Iowa .
The plaintiffs requested the Court to take judicial notice
of District Court File No . 57409, the pleadings, and the Judgment and
Decree therein. In that action, Robert Anton, Kenneth R. Burrington,
and Larry Hahn, along with one Junior H. Grimm, individually and as
members and representatives of all persons similarly situated in the
Waterloo Police Department , brought an action against the City of
Waterloo and the Waterloo Civil Service Commission, demanding a
declaratory judgment .
No witnesses were called by the plaintiff in this present
action. In argument , plaintiffs demanded relief by way of enforcement
of the Judgment and Decree in Black Hawk County Equity No . 57409 .
FINDINGS OF FACT
•
1 . September 12th, 1979, in Cause No . 57409 for this County,
Judgment and Decree was filed, holding that the Civil Service certifi-
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cation list which resulted from written examinations April 3rd,
1978, and the oral interviews of April 25th, 1978, promotional-
evaluation sheets previously prepared were found invalid since such
did not conform to the requirements of Chapter 400 of the Iowa
Code , titled "Civil Service . "
2 . The Court ' s Order set aside the May 26, 1978 certifi-
cation list for the rank of leiutenant, detective-sergeant, natrol-
sargeant, captain, and assistant chief. The Waterloo Civil Service
Commission was directed to conduct new promotional examinations for
those and any other positions as may be found necessary to comply
with the provisions of Chapter 400 .
3 . The Order in 57409 further addressed the status of
Larry Dolan, Michael Beener, Harry Helgesen, Randall Schoenfelder,
and Robert Shafer, all of whom had been promoted to sergeant, captain,
and assistant chief from the then existing certification list and the
testing procedure , which was then held invalid, holding that such
promotions shall remain in full force and effect , finding that those
individuals were not a part of the lawsuit and, therefore, not within
the jurisdiction of the Court in that declaratory judgment action .
4 . Testimony in this case shows that the declaratory
judgment action not only demanded that the testing procedure and the
certification lists be found invalid, but also that any promotions
attained by the five mentioned police officers be set aside . It
now appears that the five officers were available and could have been
named parties and brought into the lawsuit then befdre the Court .
5 . It is found as a fact that these officers were not
named parties in the declaratory judgment action, 57409 , and did not
participate in the lawsuit.
6 . The City of Waterloo, in defending that action for
declaratory judgment , did not take any depositions , did not call any
witnesses, and did not use any experts, and did not consult with the
five promoted officers ; nor did it make any attempt to defend the
testing and promotional procedures then in question.
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7 . The following facts have been established :
a. That the declaratory judgment action filed by
plaintiffs sought not only the invalidation of the promotional tests
and procedures, but also the invalidation of the promotions of the
five defendant officers in this action.
b . That the plaintiffs knew at the time of the filing
of the declaratory judgment action that the five officers had been
promoted, pursuant to the challanged procedure , and that the five
defendant officers were available and could have been made and named
parties subject to the jurisdiction of the Court in that action.
c . That the five officers were not named parties
and did not participate in the declaratory judgment action; nor were
they represented in that action by counsel or by any other party
having the same interest as these defendant officers .
d. That the defendant officers were unaware, until
the Judgment and Decree, that their promotions were being challenged,
and at least one of the defendant officers had been led to believe by
one or more of the plaintiffs that no such challenge to the promotions
would be made .
e . That the Court, in its Decree, specifically
excludes from the effects of such decree the promotions of the five
officers who are defendants in the instant action.
CONCLUSIONS OF LAW
1 . The Court finds that it has jurisdiction of the parties
and the subject matter.
2. Plaintiffs seek a Writ of Mandamus, compelling the
Waterloo Civil Service Commission to remove the five defendant officers
from their present position and thereafter hold competitive promotional
examinations to fill the then existing vacancies as those awe created as
a result of such Order.
3 . In determining whether a Writ of Mandamus should be
issued to compel the Civil Service Commission to act, this Court must
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not only consider the nature of Mandamus but must find a legal
duty to act on the part of the Civil Service Commission .
4 . The nature of a Mandamus action is set forth in
Chapter 661 .1 of the Iowa Code as follows :
"This action of Mandamus is brought to obtain an Order
demanding an inferior tribunal, board, corporation, or person to do
or not to do an act, the performance or omission of which the law
enjoins as a duty resulting from an office, trust, or station. "
5 . The plaintiffs argue that the defendant officers are
bound by the ruling in Cause No . 57409 even though they were not
parties to that action.
6 . Plaintiffs appear to reason that the relationship of the
defendant officers to the defendant City of Waterloo and the Civil
Service Commission was of a "representative" nature . Thus being
represented, their right and entitlement to the promotions has been
adjudicated.
7 . '►Issue preclusion, " plaintiffs contend, has been
established by :
a. The issue concluded is identical .
b . The issue has been raised and litigated in the
prior action.
c . The issue must have been material and relevant
to the disposition of the prior action.
d . The determination made of the issue in the prior
action must have been necessary and essential to the resulting
Judgment .
This Court concludes thatthh mere establishment of the
four prerequisites does not mean that the Court will grant issue
preclusion. Mutuality is lacking in the instant case , and additional
circumstances and considerations must be looked at before deciding
whether the parties must relitigate the underlying issues .
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8 . It is apparent that the trial Court in the declaratory
judgment action did not consider the five officers or the matter of
their promotions to be before him. This Court concludes, therefore,
that the five defendant officers were not afforded a full and fair
opportunity to litigate the issue of the validity of their promotions
in Cause No. 57409 .
9. One of the underlying bases for the doctrine of issue
preclusion is judicial economy. The failure of the plaintiffs to
join the five officers in the declaratory judgment action is another
circumstance upon which denial of issue preclusion must rest. Although
the defendant City indicates that the Commission is ready and able to
carry out the order revising its promotion procedures, it is
presently under a temporary injunction obtained by the five defendant
officers not to do so. It would be unjust to these defendants to
hold new promotional examinations prior to a final determination to
determine whether the plaintiffs will appeal this ruling or possibly
commence an action to relitigate the validity of the promotion of the
five officers, defendants in this action.
JUDGMENT AND DECREE
IT IS NOW ORDERED, ADJUDGED, AND DECREED:
1. That the plaintiffs ' Request for a Writ of Mandamus,
compelling the City of Waterloo and the Waterloo Civil Service
Commission to declare null and void the promotions of Larry Dolan,
Michael Beener, Harry Helgesen, Randall Schoenfelder, and Robert
Shafer, is hereby denied.
2 . Plaintiffs ' Request for Writ of Mandamus compelling
the City of Waterloo and the Waterloo Civil Service Commission to
hold new promotional examinations and certify new lists of eligible
candidates will be granted upon the filing by the plaintiffs in this
action, on behalf of themselves and those others whom they represent,
their election not to pursue any further legal action on the question
', of the validity of the promotions granted to officers Larry Dolan,
Michael Beener, Harry Helgesen, Randall Schoenfelder, and Robert
Shafer.
3 . The Temporary Injunction shall remain in effect until
the plaintiffs either elect to waive their rights to pursue any
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further legal action to demote these officers or until the matter
of their promotions has been fully relitigated and resolved.
4 . A Permanent Injunction is hereby granted restraining
the Waterloo Civil Service Commission from any voluntary action
whereby said Commission would seek to invalidate the promotions
of Larry Dolan, Michael Beener, Harry Helgesen, Randall Schoenfelder,
and Robert Shafer upon any basis pertaining to the validity or the
invalidity of the promotional examination and evaluation process
which was the subject of the declaratory judgment action, Cause
No. 57409 .
Costs of this action are taxed to the plaintiffs in the
amount of $
Dated this 19th day of May, 1981 .
BY THE COURT:
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