HomeMy WebLinkAbout1989-640-12.04.1989 (qo
Waterloo , Iowa
December 4 , 1989
The City Council for the City of Waterloo, Iowa, met
in regular session at 7 :00 o'clock P.M. , at the Council
Chambers in the City Hall in said City. The meeting was called
to order and there were present Bernard L. McKinley, Mayor, and
the following named Councilmembers :
Brown, Dell, Buck, Fox, Angel, Wright and Rudak
Absent: None
* * * * * * * *
The Mayor introduced and caused to be read Resolution
No. 1989- 640entitled "RESOLUTION Providing for the Issuance
and Sale of Industrial Development Refunding Revenue Bonds to
Provide Funds for Industrial Development Project for Conway
Plaza Development Company, and Councilmember Brown
moved its adoption; seconded by Councilmember Dell
. After due consideration of said resolution by the Council,
the Mayor put the question and, upon the roll being called, the
following voted:
Aye: Brown, Dell, Buck, Fox, Angel , Wright and Budak
Nay: None
Whereupon, the Mayor declared said resolution duly
adopted and signed his approval thereto .
* * * * * * * *
On motion and vote the meeting adjourned.
Mayor Bernard Ille-46
1Cinley.7
Attes •
Cit C rk r P. Burger
1908d
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RESOLUTION NO. 1989- 640
A RESOLUTION PROVIDING FOR THE ISSUANCE AND SALE
OF INDUSTRIAL DEVELOPMENT REFUNDING REVENUE BONDS
TO PROVIDE FUNDS FOR INDUSTRIAL DEVELOPMENT PROJECT
FOR CONWAY PLAZA DEVELOPMENT COMPANY
BE IT RESOLVED by the City Council of the City of
Waterloo, Iowa (the "City" ) , as follows :
1. Authority. The City is, by the Constitution and
Laws of the State of Iowa, including Chapters 403 and 419 , Code
of Iowa, as amended (the "Act") , authorized to issue and sell
its revenue bonds for the purpose of financing the cost of
authorized projects, to refund revenue bonds previously issued
for such purpose and to enter into contracts necessary or con-
venient in the exercise of the powers granted by the Act .
2 . Authorization of Project; Documents Presented .
The Borrower described below has proposed to the City that the
City issue and sell its City of Waterloo Industrial Development
Refunding Revenue Bonds (Conway Plaza Project) Series 1989, in
substantially the form set forth in the hereinafter-mentioned
Trust Indenture (the "Bonds") pursuant to the Act and lend the
proceeds thereof to Conway Plaza Development Company, an Iowa
general partnership (the "Borrower") , to refund the City' s out-
standing $1,250, 000 City of Waterloo Industrial Development
Revenue Bonds (Conway Plaza Development Company Project) ,
Series 1984 (the "Series 1984 Bonds") , and thereby to refinance
the costs of the acquisition, construction and equipping of an
approximately 52, 400 square foot retail and commercial facility
at 531 Commercial and 185 West 4th Street in the City which is
owned and operated by the Borrower. Forms of the following
documents relating to the Bonds have been submitted to the City
Council and are now on file in the office of the City Clerk:
(a) Loan Agreement (the "Loan Agreement" ) dated as of
December 1, 1989 , between the City and the Borrower whereby
the City agrees to make a loan to the Borrower and the
Borrower agrees to redeem the Series 1984 Bonds on
December 15, 1989 and to pay amounts sufficient to provide
for the full and prompt payment of the principal of,
premium, if any, and interest on the Bonds ;
(b) Trust Indenture (the "Trust Indenture" ) dated as
of December 1, 1989 , between the City and Hawkeye Bank &
Trust of Des Moines , as Trustee, pledging the revenues to
be derived from the Loan Agreement as security for the
Bonds, and setting forth proposed recitals , covenants and
agreements relating thereto;
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(c) Combination Mortgage, Security Agreement and
Fixture Financing Statement (the "Mortgage") , dated as of
December 1, 1989, from the Borrower to the Trustee, by
which the Borrower grants to the Trustee a first mortgage
lien on and security interest in the Mortgaged Property, as
defined therein, as further security for the payment of the
Bonds and the performance of the Borrower' s obligations
under the Loan Agreement (this document not to be executed
by the City) ;
(d) Assignment of Rents and Leases (the "Assign-
ment") , dated as of December 1, 1989, from the Borrower to
the Trustee, by which the Borrower grants to the Trustee an
assignment of rents and leases of the Project Facilities
(this document not to be executed by the City) ; and
(e) Bond Purchase Agreement (the "Bond Purchase
Agreement") proposed to be entered into between the City,
the Borrower and Miller, Johnson & Kuehn Incorporated.
3 . Findings. It is hereby found, determined and
declared that :
(a) At the request of the Borrower, the City Council,
on December 4, 1989, after due publication of notice of
public hearing, held a public hearing with respect to the
Project and the issuance of bonds therefor pursuant to the
Act.
(b) In order to prepay and redeem the Series 1984
Bonds, it is desirable that the Bonds be issued by the City
upon the terms set forth in the Trust Indenture, under the
provisions of which the City' s interest in the Loan Agree-
ment will be pledged to the Trustee as security for the
payment of principal of, premium, if any, and interest on
the Bonds .
(c) The Loan Agreement provides for payments by the
Borrower to the Trustee for the account of the City of such
amounts as will be sufficient to pay the principal of,
premium, if any, and interest on the Bonds when due. The
Loan Agreement obligates the Borrower to provide for the
payment of operation and maintenance expenses, including
adequate insurance, taxes and special assessments .
(d) Under the provisions of the Act, and as provided
in the Loan Agreement and Trust Indenture, the Bonds are
not to be payable from nor charged upon any funds other
than amounts payable pursuant to the Loan Agreement and
moneys in the funds and accounts held by the Trustee which
are pledged to the payment thereof; the City is not subject
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to any liability thereon; no holders of the Bonds shall
ever have the right to compel the exercise of the taxing
power of the City to pay any of the Bonds or the interest
thereon, nor to enforce payment thereof against any
property of the City; the Bonds shall never constitute an
indebtedness of the City, within the meaning of any state
constitutional provision or statutory limitation, and shall
not constitute nor give rise to a pecuniary liability of
the City or a charge against its general credit or taxing
powers; the Bonds shall not constitute a charge, lien or
encumbrance, legal or equitable, upon any property of the
City and each Bond issued under the Trust Indenture shall
recite that the Bond, including interest thereon, shall not
constitute nor give rise to a charge against the general
credit or taxing powers of the City and does not grant to
the owner or holder of any Bond the right to have the City
levy taxes or appropriate any funds for the payment of
principal thereof or the interest or premium, if any,
thereon, and that the Bond is not a general obligation of
the City or individual officers or agents thereof .
4 . Approval and Execution of Documents . The forms
of Bond Purchase Agreement, Loan Agreement, Trust Indenture,
Mortgage, and Assignment referred to in paragraph 2 are
approved. The Bond Purchase Agreement, Loan Agreement and
Trust Indenture shall be executed in the name and on behalf of
the City by the Mayor and the City Clerk or other appropriate
City officials authorized to execute documents on their behalf,
in substantially the form on file, but with all such changes
therein, not inconsistent with the Act other law, as may be
approved by the officers executing the same, which approval
shall be conclusively evidenced by the execution thereof, and
then shall be delivered to the Trustee. Copies of all
documents shall be delivered and filed as provided therein.
5 . Approval, Execution and Delivery of Bonds . The
City shall proceed forthwith to issue the Bonds, to be dated
December 1, 1989, in the aggregate principal amount of
$1, 250, 000, in the form and upon the terms set forth in the
Trust Indenture, which terms are for this purpose incorporated
in this resolution and made a part hereof . Miller, Johnson,
Kuehn Incorporated has agreed to purchase the Bonds pursuant to
the Bond Purchase Agreement at a purchase price of $1,250, 000
plus accrued interest to the date of delivery, and said
purchase price is hereby found to be favorable and is hereby
accepted. The Mayor and City Clerk of the City are authorized
and directed to prepare and execute the Bonds as prescribed in
the Trust Indenture and to deliver them to the Trustee,
together with a certified copy of this Resolution and the other
documents required by Section 2. 08 of the Trust Indenture, for
authentication and delivery to the purchaser. As provided in
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the Trust Indenture, each Bond shall contain a recital that it
is issued pursuant to the Act, and such recital shall be
conclusive evidence of the validity and regularity of the
issuance thereof .
6 . $10 Million Election. The City hereby elects
that the $10 million election with respect to the Bonds and
certain capital expenditures for the Project, as provided under
Section 103(b) (6) (D) of the Internal Revenue Code of 1954, as
amended (or, to the extent applicable, successor provisions of
the Internal Revenue Code of 1986, as amended) shall apply to
the Bonds and the Project .
7. Certificates, etc. The Mayor, City Clerk, and
other officers of the City are authorized and directed to pre-
pare and furnish to bond counsel and the purchaser of the
Bonds, when issued, certified copies of all proceedings and
records of the City relating to the Bonds, and such other
affidavits and certificates as may be required to show the
facts appearing from the books and records in the officers '
custody and control or as otherwise known to them; and all such
certified copies, certificates and affidavits, including any
heretofore furnished, shall constitute representations of the
City as to the truth of all statements contained therein.
Passed and approved December 4, 1989 .
44,
May r Bernard 'L. McKinley
Attes
Ci y C k Larr . Burger
1908d
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STATE OF IOWA )
)SS.
COUNTY OF BLACKHAWK )
I, Larry P. Burger, being first duly sworn, do hereby
depose and certify that I am the duly appointed, qualified and
acting City Clerk of the City of Waterloo, in Blackhawk County,
Iowa, and that as such I have in my possession or have access
to the official records of said City and of its officials and
that I have compared the transcript hereto attached with said
official records and that the same constitutes a true, correct
and complete copy of such official records showing the action
taken by the City Council of said City on Dec. 4 , 1989, to
approve the proposal to issue not to exceed $1,250, 000
Industrial Development Revenue Refunding Bonds (Conway Plaza
Project) , Series 1989, of said City.
WITNESS my official signature and the seal of said
City at Waterloo, Iowa, this 6th day of December, 1989 .
Cit Cl Larry P urger
(SEAL)
Subscribed and sworn to before me this day, the date
last above written.
1 cc �• '
Notary Public in and for the
State of Iowa
(Notarial Seal)
1908d
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