HomeMy WebLinkAbout1981-374-07.20.1981 camp
(This Notice to be posted )
NOTICE AND CALL OF PUBLIC MEETING
Governmental Body: The City Council of Waterloo, Iowa.
Date of Meeting: July 20 , 1981.
Time of Meeting: 7 o'clock P.M.
Place of Meeting : Council Chambers , City Hall , Waterloo,
Iowa.
PUBLIC NOTICE IS HEREBY GIVEN that the above mentioned
governmental body will meet at the date , time and place above
set out. The tentative agenda for said meeting is as follows :
$4, 360,000. 00 General Obligation Bonds.
- Resolution authorizing the issuance.
Such additional matters as are set forth on the addi-
tional pages( s) attached hereto.
( number)
This notice is given at the direction of the Mayor
pursuant to Chapter 28A, Code of Iowa, and the local rules of
said governmental body.
Deputy Cle Waterloo, Iowa
AHLERS, COONEY, DORWEILER, HAYNIE&SMITH, LAWYERS, DES MOINES, IOWA
July 20 , 1981
The City Council of Waterloo, Iowa, met in Regular
session, in the Council Chambers, City Hall , Waterloo, Iowa,
at 7 o'clock p .M. , on the above date. There were present
Mayor , in the chair, and the following
named Council Members:
Bowers, Burton, Getty, Penaluna, Roehr,
Wilharm
Absent: Dowie
* * * * * * *
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AHLERS, GOONEY, DORWEILER, HAYNIE&SMITH, LAWYERS, DES MOINES, IOWA
Council Member Roehr introduced the
following Resolution entitled "RESOLUTION AUTHORIZING AND
PROVIDING FOR THE ISSUANCE OF $4, 360,000. 00 GENERAL OBLIGATION
BONDS AND LEVYING A TAX TO PAY SAID BONDS" and moved that it
be adopted. Council Member Wilharm seconded
the motion to adopt, and the roll being called thereon, the
vote was as follows :
(Absent)
AYES: Bowers , Burton, Dowie, Getty,
Penaluna, Roehr, Wilharm
NAYS: NONE
Whereupon, the Mayor declared said Resolution duly adopted
as follows :
Resolution No. 1981-374
RESOLUTION AUTHORIZING AND PROVIDING FOR
THE ISSUANCE OF $4, 360, 000. 00 GENERAL OBLIGATION
BONDS AND LEVYING A TAX TO PAY SAID BONDS
WHEREAS, the City of Waterloo, in the County of Black
Hawk, State of Iowa, sometimes hereinafter referred to as the
"City" or "Municipality" , was duly incorporated, organized and
exists under and by virtue of the laws and Constitution of the
State of Iowa; and
WHEREAS, the City has designated the City Treasurer to act
as the financial officer of said City with respect to the
registration and payment of its bonds and interest thereon;
and
WHEREAS, said City is in need of funds to pay costs of
( 1) constructing certain permanent street improvement projects.
in said City, generally described as (a) Annual Street Paving
(Klingaman Area) , ( b) Hackett Road (Advance Acquisition) ,
( c) Shaulis Road Paving, (d) San Marnam Frontage Road, (e) 6th
Year Block Grant Paving, ( f) Fletcher and Ansborough Railroad
Crossing Repairs , and (g) Downtown UDAG Street Improvements
(TIF) ; ( 2) constructing certain improvement projects to the
storm sewer system of said City, generally described as
( a) Castle Hill, (b) Ackermant, (c) Columbus, (d) Rachael , and
(e) Carriage Hill ; ( 3 ) 18th Street Bridge Repair Project;
( 4) Traffic Signal Replacement Project; ( 5) Airport Runway and
Apron Improvements Project; ( 6 ) Riverview By-Pass Channel
Project; ( 7 ) Dawson Sidewalk Repair Project; ( 8 ) Castle Hill
Lawsuit Judgment; and ( 9 ) Lowder Road Sanitary Sewer Project,
essential corporate purposes, and it is deemed necessary
and advisable that general obligation bonds in the amount of
$3, 970, 000. 00 be issued for said purposes; and
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AHLERS, COONEY, DORWEILER, HAYNIE&SMITH, LAWYERS, DES MOINES, IOWA
WHEREAS, pursuant to notice published as required by
Section 384. 25 of said Code, this Council has held a public
meeting and hearing upon the proposal to institute proceedings
for the issuance of said bonds, and the Council is therefore
now authorized to proceed with the issuance of said bonds; and
WHEREAS, said City is in need of funds to pay costs of
acquiring certain Conway Civic Center equipment and
accessories , a general corporate purpose, and it is deemed
necessary and advisable that general obligation bonds in the
amount of $90, 000. 00 be issued for said purpose; and
WHEREAS, said City is in need of funds to pay costs of
acquiring certain Municipal Transit System equipment, a
general corporate purpose, and it is deemed necessary and
advisable that general obligation bonds in the amount of
$150, 000. 00 be issued for said purpose; and
WHEREAS, said City is in need of funds to pay costs of
acquiring certain real property to be used as an activity
center by the Hawkeye Valley Area Agency on Aging, which faci-
lity is necessary for the health and welfare of the citizens
of the City, a general corporate purpose, and it is deemed
necessary and advisable that general obligation bonds in the
amount of $150, 000. 00 be issued for said purpose; and
WHEREAS, said City has a population in excess of 75, 000;
and
WHEREAS, pursuant to notices published as required by
Section 384. 26 of said Code , the Council of said City has held
public meeting and hearings upon the proposal to institute pro-
ceedings for the issuance of bonds for general corporate pur-
poses in the amounts as above set forth, and, no petition for
referendum having been received, the Council is therefore now
authorized to proceed with the issuance thereof; and
WHEREAS, pursuant to Section 384. 28 of the City Code of
Iowa, it is hereby found and determined that the various
general obligation bonds authorized as hereinabove described
shall be combined for the purpose of issuance in a single
issue of Corporate Purpose Bonds as hereinafter set forth; and
WHEREAS, pursuant to the provisions of Chapter 75 of the
Code of Iowa, the above mentioned bonds were heretofore sold
at public sale and action should now be taken to issue said
bonds conforming to the terms and conditions of the best bid
received at the advertised public sale:
NOW, THEREFORE, BE IT RESOLVED BY THE COUNCIL OF THE CITY
OF WATERLOO, IOWA:
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AHLERS, GOONEY, DORWEILER. HAYNIE&SMITH, LAWYERS, DES MOINES, IOWA
Section 1 . That for the purpose of providing funds to pay
the principal and interest of the bonds hereinafter authorized
to be issued, there is hereby levied for each future year the
following direct annual tax on all of the taxable property in
Waterloo, Iowa, to-wit:
FISCAL YEAR (JULY 1 TO JUNE 30)
AMOUNT YEAR OF COLLECTION:
$1 , 070, 062 . 50 1982/1983
$ 869, 750. 00 1983/1984
$ 819, 750. 00 1984/1985
$ 776, 000. 00 1985/1986
$ 731 , 000. 00 1986/1987
$ 686, 000. 00 1987/1988
$ 640, 500. 00 1988/1989
$ 595 , 000. 00 1989/1990
$ 547, 500. 00 1990/1991
(NOTE: For example the levy to be made and certified
against the taxable valuations of January 1, 1981 , will be
collected during the fiscal year commencing July 1, 1982 ) .
Section 2 . Said tax shall be collected each year at the
same time and in the same manner as, and in addition to, all
other taxes in and for said Municipality, and when collected
they shall be converted into a special fund within the Debt
Service Fund to be known as the "GENERAL OBLIGATION BOND FUND
1981 #1" , which is hereby pledged for and shall be used only
for the payment of the principal and interest of the bonds
hereinafter authorized to be issued; and also there shall be
apportioned to said fund its proportion of taxes received by
the City from railway, express, telephone and telegraph com-
panies and other taxes assessed by the Iowa State Department
of Revenue.
Section 3 . All moneys held in the Bond Fund, provided for
by Section 2 of this Resolution shall be invested in direct
obligations of the United States Government or deposited in
banks which are members of the Federal Deposit Insurance
Corporation and the deposits in which are insured thereby and
all such deposits exceeding the maximum amount insured from
time to time by FDIC or its equivalent successor in any one
bank shall be continuously secured by a valid pledge of direct
obligations of the United States Government having an equiva-
lent market value. All such interim investments shall mature
before the date on which the moneys are required for payment
of principal of or interest on the Bonds as herein provided.
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AHLERS, COONEY. DORWEILER, HAYNIE&SMITH, LAWYERS, DES MOINES, IOWA
Section 4. That General Obligation Bonds of said City in
the amount of $4, 360, 000. 00 be issued pursuant to the provi-
sions of Section 384. 28 of the City Code of Iowa for the
aforesaid purposes ; that said bonds be designated "GENERAL
OBLIGATION BOND" , that they be 872 in number, dated August 1,
1981, and shall bear interest from the date thereof, until
payment thereof, payable May 1, 1982, and semiannually
thereafter on the 1st day of May and November in each year
until maturity at the rates hereinafter provided.
Said bonds shall be signed by the Mayor and attested by
the Clerk, and the seal of said City affixed, and certificate
of registration endorsed thereon; that interest on said bonds
be evidenced by coupons thereto attached and maturing on the
several days when such interest matures ; such interest coupons
may be executed with the original or facsimile signature of
the Clerk; that principal and interest be payable at the
office of the Treasurer in said City; that said bonds be num-
bered from 1 to 872 , both numbers inclusive, and be in the
denomination of $5, 000. 00 each. Said bonds shall mature and
bear interest as follows :
Bond Interest Principal Maturity
Numbers Rate Amount May 1st
1 - 72 10. 00% $360, 000 1983
73 - 172 10. 00% $500, 000 1984
173 - 272 8. 75% $500, 000 1985
273 - 372 9. 00% $500, 000 1986
373 - 472 9. 00% $500, 000 1987
473 - 572 9. 10% $500, 000 1988
573 - 672 9. 10% $500, 000 1989
673 - 772 9. 50% $500, 000 1990
773 - 872 9. 50% $500, 000 1991
Section 5 . That upon presentation at the office of the
City Treasurer of any of said bonds, same may be registered as
to principal in the name of the owner, on the books in the
office of said official , such registration to be noted on the
reverse side of the bonds by said official, and thereafter the
principal of such registered bonds shall be payable only to
the registered holder, his legal representatives or assigns .
Such registered bonds shall be transferable to another
registered holder, or back to bearer, only upon presentation
to said official with a legal assignment duly acknowledged or
proved. Registration of any such bonds shall not affect the
negotiability of the coupons thereto attached, but such
coupons shall be transferable by delivery merely.
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AHLERS, GOONEY, DORWEILER, HAYNIE&SMITH, LAWYERS, DES MOINES, IOWA
Section 6. That said bonds and the coupons annexed
thereto, shall be in form substantially as follows :
(FORM OF BOND)
UNITED STATES OF AMERICA
STATE OF IOWA
COUNTY OF BLACK HAWK
CITY OF WATERLOO
GENERAL OBLIGATION BOND
CORPORATE PURPOSE
No. $5, 000. 00
The City of Waterloo, Iowa, herein referred to as the
"City" , for value received, promises to pay to bearer FIVE
THOUSAND DOLLARS, lawful money of the United States of
America, on the 1st day of May, 19 , with interest on said
sum from the date hereof until paid at the rate of % per
annum, payable on May 1, 1982, and semiannually thereafter on
the 1st day of May and November in each year, on presentation
and surrender of the interest coupons hereto attached, both
principal and interest payable at the office of the Treasurer
of Waterloo, Iowa.
This bond is issued by the City of Waterloo, Iowa, pur-
suant to the provisions of Section 384. 28 of the City Code of
Iowa, for the purpose of paying costs of (1) constructing cer-
tain permanent street improvement projects in said City,
generally described as (a) Annual Street Paving (Klingaman
Area) , (b) Hackett Road (Advance Acquisition) , ( c) Shaulis
Road Paving, (d) San Marnam Frontage Road, (e) 6th Year Block
Grant Paving, (f) Fletcher and Ansborough Railroad Crossing
Repairs, and (g) Downtown UDAG Street Improvements (TIF) ;
( 2) constructing certain improvement projects to the storm
sewer system of said City, generally described as (a) Castle
Hill , (b) Ackermant, ( c) Columbus , (d) Rachael, and
(e) Carriage Hill ; (3 ) 18th Street Bridge Repair Project;
( 4) Traffic Signal Replacement Project; ( 5 ) Airport Runway and
Apron Improvements Project; ( 6 ) Riverview By-Pass Channel
Project; ( 7) Dawson Sidewalk Repair Project; (8 ) Castle Hill
Lawsuit Judgment; and ( 9 ) Lowder Road Sanitary Sewer Project;
essential corporate purposes , and for the purpose of paying
costs of (1 ) acquiring certain Conway Civic Center equipment and
accessories; ( 2) acquiring certain Municipal Transit System
equipment; and (3) acquiring certain real property to be used
as an activity center by the Hawkeye Valley Area Agency on
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AHLERS, GOONEY, DORWEILER, HAYNIE&SMITH, LAWYERS, DES MOINES, IOWA
Aging, which facility is necessary for the health and welfare
of the citizens of the City; general corporate purposes , in
conformity to a Resolution of the Council of said City duly
passed and approved.
This bond is fully negotiable but may be registered as to
principal only in the name of the holder on the books of said
City in the office of the Treasurer, such registration to be
endorsed by notation on the back hereof by said official,
after which no transfer shall be valid unless made on said
books and similarly noted hereon, but it may be discharged
from said registration by being transferred to bearer, after
which it shall be transferable by delivery but it may again be
registered as before. The registration of this bond as to
principal shall not restrain the negotiability of the coupons
by delivery merely.
And it is hereby represented and certified that all acts,
conditions and things requisite , according to the laws and
constitution of the State of Iowa, to exist, to be had, to be
done, or to be performed precedent to the lawful issue of this
bond, have been existent, had, done and performed as required
by law; that provision has been made for the levy of a suf-
ficient continuing annual tax on all the taxable property
within said City for the payment of the principal and interest
of this bond as the same will respectively become due; that
the faith, credit, revenues and resources and all the real and
personal property of said City are irrevocably pledged for the
prompt payment hereof, both principal and interest; and the
total indebtedness of said City, including this bond, does not
exceed the constitutional or statutory limitations.
IN TESTIMONY WHEREOF, said City by its Council , has caused
this bond to be signed by its Mayor and attested by its Clerk,
with the seal of said City affixed, and the coupons hereto
attached to be executed with the facsimile signature of said
Clerk, which official, by the execution of this bond, does
adopt said facsimile signature appearing on said coupons, all
as of this date of August 1, 1981.
Mayor
ATTEST:
AtCle
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AHLERS, COONEY, DORWEILER, HAYNIE&SMITH, LAWYERS, DES MOINES, IOWA
(FORM OF COUPON)
The Treasurer of the City of Waterloo, Iowa, will pay to
bearer $ on the 1st day of , 19 , at
his office in the City of Waterloo, Iowa, for months '
interest on its General Obligation Bond, dated August 1, 1981,
No.
City Clerk
And on the back of each bond there shall be endorsed a
certificate of the City Treasurer in the following form:
(FORM OF CITY TREASURER'S CERTIFICATE)
This bond has been duly and properly registered
in my office as of this date of August 1, 1981 .
( facsimile signature)
City Treasurer of Waterloo, Iowa
There shall also be printed on the back of the bonds the
following form of registration:
REGISTRATION OF OWNERSHIP
Date of Signature of
Registration In Whose Name Registered City Treasurer
Section 7 . That principal and interest coming due at any-
time when the proceeds of said tax on hand shall be insuf-
ficient to pay the same shall be promptly paid when due from
current funds of said City available for that purpose and
reimbursement shall be made from such special fund in the
amounts thus advanced.
Section 8. That this Resolution constitutes a contract
between said City and the purchaser of the bonds; that when
said bonds have been executed as aforesaid, they shall be
delivered to the Treasurer of said City, who shall register
the same in a book provided for that purpose and shall
thereupon deliver said bonds to the purchaser thereof, as
directed by the Council .
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AHLERS, COONEY, DORWEILER, HAYNIE&SMITH, LAWYERS, DES MOINES, IOWA
Section 9. That a certified copy of this Resolution be
filed with the County Auditor of Black Hawk County, Iowa, and
that said Auditor be and is hereby instructed in and for each
of the years as provided, to levy and assess the tax hereby
authorized in Section 1 of this Resolution, in like manner as
other taxes are levied and assessed, and that such taxes so
levied in and for each of the years aforesaid be collected in
like manner as other taxes of said Municipality are collected,
and when collected be used for the purpose of paying principal
and interest on said bonds issued in anticipation of said tax,
and for no other purpose whatsoever.
Section 10. That there be printed on the back of each
bond herein authorized to be issued, a copy of the legal opi-
nion of Ahlers , Cooney, Dorweiler, Haynie & Smith, Attorneys,
of Des Moines , Iowa, under the certificate of the City Clerk
certifying the same as being a true copy thereof, said cer-
tificate to bear the facsimile signature of said Clerk.
Section 11. The City, as issuer, covenants that it will
proceed with due diligence to expend the proceeds of the bonds
for the purpose of issuance as recited herein and that no use
will be made of the proceeds from the issuance and sale of the
bonds issued hereunder which will cause any of the bonds to be
classified as arbitrage bonds within the meaning of Section
103 (c) ( 2 ) of the Internal Revenue Code of the United States
and that throughout the term of said bonds it will comply with
the requirements of said statute and regulations issued
thereunder. Pursuant to said statute and regulations, it is
hereby certified that the issuer reasonably expects that:
(a) The issuer has or within six months from the date
hereof will have incurred substantial binding obligations
to commence or acquire the project and each project
included herein to be financed hereby.
(b) The original proceeds of the bonds issued hereunder
will not exceed the costs of said projects by more than
five percent.
(c) At least 85% of the spendable proceeds of the bonds,
including investment proceeds, will be expended to pay the
cost of the projects within three years following the date
of the bonds.
(d) Work on the projects has been or will be commenced
shortly and is expected to proceed with due diligence to
completion.
(e) The projects have not been and are not expected to be
sold or otherwise disposed of in whole or in part prior to
the maturity of the bonds.
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AHLERS, COONEY, DORWEILER, HAYNIE&SMITH, LAWYERS, DES MOINES, IOWA
(f) Accrued interest received upon the sale of the bonds
will be applied to the first interest due thereon.
(g) Any temporary notes issued in anticipation of the
bonds will be retired coincidently with the date of issue
of the bonds and at all events within three months
thereof.
To the best knowledge and belief of the issuer, there are
no facts or circumstances that would materially change the
foregoing statements or the conclusion that it is not expected
that the proceeds of the bonds will be used in a manner that
would cause the bonds to be arbitrage bonds. The Treasurer is
hereby directed to deliver a certificate at issuance of the
bonds to certify as to the reasonable expectation of the
issuer at that date.
Section 12. If any section, paragraph, clause or provi-
sion of this Resolution be held invalid, such invalidity shall
not affect any of the remaining provisions hereof, and this
Resolution shall become effective immediately upon its passage
and approval .
Section 13. That all ordinances and resolutions and parts
of ordinances and resolutions in conflict herewith are hereby
repealed.
PASSED AND APPROVED this 20th day of July
1981.
Mayor Leo P. Rooff6 IF
ATTEST:
y TY
". rYri
Deputy le Michelle Temeyer
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AHLERS. COONEY, DORWEILER, HAYNIE&SMITH, LAWYERS, DES MOINES, IOWA
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CIG-l0
1-79
I, Larry P. Burger , being first duly sworn,
do hereby depose and ,certify that I am the duly appointed,
qualified and acting Clerk of the City of Waterloo
Iowa, and that as such Clerk I have in my possession or have
access to the complete corporate records of said City and of
its Council and officials, and that I have carefully compared
the transcript hereto attached with the aforesaid corporate
records and that said transcript hereto attached is a true and
complete copy of all the corporate records in relation to the
authorization, issuance and disposition of $4 , 3600.00
General Obligation Bonds of said City dated
August 1 , 1981 , and that said transcript hereto
attached contains a true and complete statement of all the
measures adopted and proceedings, acts and things had, done
and performed up to the present time, in relation to the
authorization, issuance and disposition of said bonds, and
that said Council consists of a Mayor and seven Council
Members, and that said offices were duly and lawfully filled
by the individuals listed in the attached transcript as of the
dates and times referred to therein.
I further certify that said City is and throughout
the period of said proceedings has been governed under the
form of municipal government
authorized by Chapter 372, City Code of Iowa, under the
provisions of its charter as recorded with the Secretary of
State.
•
I further certify that all meetings of the City Council of
said City at which action was taken in connection with said
bonds were open to the public at all times in accordance with
a notice of meeting and tentative agenda, a copy of which was
timely served on each member of the Council and was duly given
at least twenty-four hours prior to the commencement of the
meeting by notification of the communications media having
requested such notice and posted on a bulletin board or other
prominent place designated for the purpose and easily
accessible to the public at the principal office of the •
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AHLERS, COONEY. DORWEILER. HAYNIE&SMITH, LAWYERS. DES MOINES. IOWA