HomeMy WebLinkAbout26970 RESOLUTION NO. 26970
RESOLUTION AUTHORIZING AND PROVIDING FOR:
THE ISSUANCE OF $4, 965,000 AGGREGATE PRINCI-
PAL AMOUNT OF HOSPITAL FACILITY REVENUE BONDS,
SERIES 1980B (SCHOITZ MEMORIAL PROJECT) , OF
THE CITY OF WATERLOO, IOWA, FOR THE PURPOSE OF
LENDING THE PROCEEDS THEREOF TO SCHOITZ MEMORIAL
HOSPITAL, A VOLUNTARY NONPROFIT HOSPITAL LOCATED
IN THE CITY OF WATERLOO, IOWA, FOR THE PURPOSE
OF FINANCING THE COST OF CERTAIN BUILDINGS AND
IMPROVEMENTS SUITABLE FOR THE USE OF SAID
HOSPITAL AS A PROFESSIONAL OFFICE BUILDING;
THE EXECUTION AND DELIVERY OF A SERIES B TRUST
INDENTURE TO SECURE SAID BONDS; THE EXECUTION
AND DELIVERY OF A SERIES B LOAN AGREEMENT, MORTGAGE
AND SECURITY AGREEMENT BETWEEN SAID CITY AND SAID
HOSPITAL PROVIDING FOR THE REPAYMENT OF THE LOAN
OF THE PROCEEDS OF SAID BONDS AND THE SECURING
OF SAID REPAYMENT OBLIGATION; THE SALE OF SAID
BONDS; AND RELATED MATTERS.
WHEREAS, the City of Waterloo, Iowa (the "City") is
authorized by Chapter 419 of the Code of Iowa, 1979, as amended
(the "Act") , to issue revenue bonds for the purpose of defraying
the cost of acquiring, constructing, improving and equipping
land, buildings and improvements suitable for use by any voluntary
non-profit hospital and to loan the proceeds of such revenue
bonds pursuant to a loan agreement to a contracting party, as
defined in the Act, to be used for such purpose, which loan agree-
ment shall provide for the repayment of such loan by the contracting
party and which may provide for such loan to be secured or evidenced
by one or more notes, debentures, bonds or other secured or unsecured
debt obligations of the contracting party; and
WHEREAS, Schoitz Memorial Hospital, an Iowa nonprofit
corporation (the "Hospital") , presently owns and operates a
voluntary non-profit hospital in the City; and
WHEREAS, the City proposes to issue its Hospital Facil-
ity Revenue Bonds , Series 1980B (Schoitz Memorial Project) , in
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the aggregate principal amount of $4, 965,000 (the "Series B Bonds")
to obtain funds to lend to the Hospital pursuant to a loan agreement
between the City and the Hospital for the purpose of defraying
the cost of certain buildings and improvements suitable for the
use of the Hospital as a professional office building to be
located in the City (the "Series B Project" ) ; and
WHEREAS, the Hospital is the contracting party to said
loan agreement within the meaning of the Act, and said loan agree-
ment will provide for the repayment by the Hospital of the loan of
the proceeds of the Series B Bonds and will further provide for
the Hospital' s repayment obligation to be evidenced by the secured
debt obligation of the Hospital; and
WHEREAS, the Series B Project will improve the general
health and welfare of the inhabitants of the City; and
WHEREAS, pursuant to published notice of intention this
City Council has conducted a public hearing, as required by Section
419. 9 of the Act, and this City Council deems it necessary and
advisable to proceed with the Series B Project, the issuance of
the Series B Bonds, and the loan of the proceeds of the Series B
Bonds to the Hospital, and has determined that the Series B Bonds
may be issued as a single series of bonds; and
WHEREAS, the City proposes to sell the Series B
Bonds to Dain Bosworth Incorporated (the "Underwriter") , as
representatives for themselves and other purchasers;
NOW, THEREFORE, Be It Resolved by the City Council
of the City of Waterloo, Iowa, as follows :
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Section 1. That at the public hearing conducted
this City Council pursuant to by
published notice all local residents
who appeared were
given an opportunity to express their views for
or against the proposal to issue the Series B Bonds .
Section 2. That, in order to finance part of t
of the Series B Project, the Series B Bonds be and the samehe cost
are
hereby authorized and ordered to be issued
Trust Indenture to be dated as of May 1 pursuant to the Series B
1980 (the "Series B
Indenture") by and between the City and The National Bank of
Waterloo, as trustee (the "Trustee
"Trustee") , in substantially the form
attached hereto as Exhibit A and containing substantially the
terms and provisions set forth therein, and the forms, terms and
provisions of the Series B Bonds and the Series B Indent e
ure are
hereby approved and the Mayor and the City y Clerk are hereby
authorized and directed to execute, attest, seal and deliver the
Series B Indenture, and the Mayor and the City Clerk are further
authorized and directed to execute, attest, seal and deliver
Series B Bonds (includingcoupons) as the
p ) provided in the Series B
Indenture, including the use of facsimile signatures as therein
provided; it is the intent hereof that the Series B Bonds shall
mature on the dates and in the amounts set forth in Schedule A-1
hereto and bear interest at the respective rates set forth therein
and that the Series B Bonds maturing November 1, 2005 shall
subject to mandatory sinking fund redemption on the dates be
and in
the amounts set forth in Schedule A-2.
Section 3. That the Citylend the proceeds of the Series B
Bonds to the Hospital to defray the cost of the Series B Project
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pursuant to the Series B Loan Agreement, Mortgage and Security
Agreement to be dated as of May 1, 1980 (the "Series B Loan
Agreement" ) , by and between the City and the Hospital, in sub-
stantially the form attached hereto as Exhibit B and containing
substantially the terms and provisions (including repayment
provisions and provisions with respect to securing said repayment
obligations) set forth therein, and the form, terms and provisions
of the Series B Loan Agreement are hereby approved, and the
Mayor and the City Clerk are hereby authorized and directed to
execute, attest, seal and deliver the Series B Loan Agreement .
Section 4. That the sale of the Series B Bonds at a
price of 96.5% of par, plus accrued interest to the date of
delivery of the Series B Bonds, to the Underwriter pursuant to
a
Bond Purchase Agreement (the "Bond Purchase Agreement") , by and
among the City, the Hospital and the Underwriter, in substantially
the form attached hereto as Exhibit C and containing substantially
the terms and provisions set forth therein, is hereby authorized,
ratified, approved and confirmed and the form, terms and pro-
visions of the Bond Purchase Agreement are hereby approved, and
the execution and delivery of the Bond Purchase Agreement by the
Mayor are hereby authorized, ratified, approved and confirmed.
Section 5. That the use by the Underwriter of the
Preliminary Official Statement dated April 24, 1980 is hereby
approved, and the Underwriter is hereby authorized to prepare
and use a final Official Statement substantially in the form of
said Preliminary Official Statement but with such changes therein
as are required to conform the same to the terms of the Series
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1980 Bonds, the Series B Indenture, the Series B Loan Agreement,
and the Bond Purchase Agreement, all in connection with the
reselling of the Series B Bonds to the public, and the Mayor is
hereby authorized and directed to execute said final Official
Statement; provided that this authorization does not apply to
information with respect to the Hospital and its financial condition
included therein, but nothing herein shall be construed as prohibiting
the Underwriter from including such information therein pursuant
to authorization from the Hospital.
Section 6. That it is hereby found, determined and
declared that the Series B Bonds and interest and premium, if any,
thereon shall never constitute the debt or indebtedness of the
City within the meaning of any constitutional or statutory provision
or limitation and shall not constitute nor give rise to a pecuniary
liability of the City or a charge against its general credit or
taxing powers, but the Series B Bonds and interest and premium,
if any, thereon shall be payable solely and only from the revenues
derived from the Series B Loan Agreement and the secured debt
obligations of the Hospital delivered pursuant thereto; and no
part of the cost of the Series B Project will be payable out of
the general funds or other contributions of the City (except the
proceeds of the Series B Bonds and any subsequent issues of
bonds permitted under the Series B Loan Agreement and the Series B
Indenture) .
Section 7. That the City hereby finds, determines and
declares that (i) the amount necessary in each year to pay the
principal, of, premium, if any, and interest on the Series B
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Bonds proposed to be issued is set forth in the Series B Loan
Agreement and the secured debt obligations of the Hospital delivered
pursuant thereto as a formula which will insure that the Hospital
is obligated to pay amounts sufficient to pay the principal of,
premium, if any, and interest on the Series B Bonds; (ii) the amount
necessary to be paid each year into any reserve funds which this
City Council deems advisable to establish in connection with the
retirement of the Series B Bonds and the maintenance of the
Hospital' s hospital facilities including the Series B Project
is set forth in the Series B Loan Agreement and the Series B
Indenture pursuant to a formula and no other reserves are deemed
necessary or advisable in connection with the retirement of the
Series B Bonds or the maintenance of the Hospital' s hospital
facilities including the Series B Project or for any other purpose;
(iii) the Hospital is obligated under the Series B Loan Agreement
to maintain the Hospital's hospital facilities including the
Series B Project and carry all proper insurance with respect
thereto; (iv) the Series B Loan Agreement obligates the Hospital
to complete the Series B Project without any cost or liability
to the City; (v) no land acquired by the City by the exercise of
condemnation through eminent domain will be used to effectuate
the purposes of the Act in connection with the Series B Project;
and (vi) the time of execution and delivery of the Series B
Bonds, their form, denomination and tenor, the rights of the
holders thereof to register, transfer and exchange the Series B
Bonds, the installments in which such Series B Bonds are payable
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including the times thereof and the places at which such install-
ments shall be paid, the evidence of the Series B Bonds, the
investments and securities in which the proceeds of the Series B
Bonds and the special funds from the revenues of the Series B
Project may be invested and reinvested, the methods by which payment
on the Series B Bonds , the secured debt obligations of the Hospital
or the Series B Loan Agreement and performance of the terms thereof
may be enforced and the other provisions with respect to the Series
B Bonds shall be as provided in the Series B Indenture, the Series
B Loan Agreement and the Bond Purchase Agreement .
Section 8. That the Series B Bonds shall not be subject
to the general provisions of law, if any, presently existing or
that may hereafter be enacted, respecting the execution and delivery
of the bonds of a municipality and respecting the retaining of
options of redemption in proceedings authorizing the issuance of
municipal securities .
Section 9. That the Mayor and the City Clerk are hereby
authorized and directed to execute, attest, seal and deliver any
and all documents and do any and all things deemed necessary to
effect the issuance and sale of the Series B Bonds and the execution
and delivery of the Series B Loan Agreement, the Series B Indenture
the Official Statement and the Bond Purchase Agreement, and to
carry out the intent and purposes of this Resolution, including
the preamble hereto ; the execution by the Mayor and, if required,
the City Clerk of the Series B Bonds, the Series B Indenture, the
Series B Loan Agreement, the Bond Purchase Agreement and the
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Official Statement shall constitute conclusive evidence of their
approval and this City Council 's approval thereof and of any
. departures therein from the respective forms thereof now before
this meeting.
Section 10. That the provisions of this Resolution are
hereby declared to be separable and if any section, phrase or pro-
vision shall for any reason be declared to be invalid, such declara-
tion shall not affect the validity of the remainder of the sections,
phrases and provisions.
Section 11. That this Resolution shall become effective
immediately upon its passage and approval.
Passed and approved May 12, 1980.
Mayotr
Attest:
z7/'�-�i
Ci Clerk
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Following the completion of other business before the
Council, the meeting duly adjourned.
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04'0 -te
Leo Roof
/OP %
7,rry urger, C Clerk
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