HomeMy WebLinkAboutUnion at North Crossing, LP - Amendment to Dev Agmnt - 4.17.2023Prepared by Christopher S. Wendland, P.O. Box 596 Waterloo, IA 50703. 319-234-5701
AMENDMENT TO DEVELOPMENT AGREEMENT
This Amendment to Development Agreement (the "Amendment") is entered into
as of Ak,iL,. l 7 , 2023 by and between Union at North Crossing, LP (the
"Company") and the City of Waterloo, Iowa (the "City").
RECITALS
A. City and Union Development Holdings, LLC ("UDH") are parties to that
certain Development Agreement dated April 4, 2022 and recorded June
15, 2022 as Doc. No. 2022-24319 (the "DA") concerning the development
of property as described in the DA. Company is successor in interest to
UDH pursuant to a certain Assignment and Assumption of Development
Agreement between Company and UDH.
B. The parties desire to amend the DA to modify the terms as set forth in this
Amendment to provide reimbursement to Company for certain Project
expenses incurred for site preparation work, including without limitation
tree removal, grubbing and grading of the Property.
C. In furtherance of the objectives of Chapter 403 of the Code of Iowa, as
amended (the "Urban Renewal Act"), City is engaged in carrying out urban
renewal project activities in an area known as the East Waterloo Unified
Urban Renewal and Redevelopment Plan Area ("Urban Renewal Area").
D. Company is willing and able to finance and erect structures and related
improvements on property located in the Urban Renewal Area, and legally
described on Exhibit "A" to the DA.
E. City considers economic development within the City a benefit to the
community and is willing for the overall good and welfare of the community
to provide financial incentives so as to encourage that goal, and the City
further believes that the project is in the vital and best interests of the City
and that the project and such incentives are in accordance with the public
purposes and provisions of applicable State and local laws and
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requirements under which the project has been undertaken and is being
assisted.
NOW, THEREFORE, in consideration of the mutual covenants set forth herein,
the parties agree to amend the DA to add new terms or modify existing terms as set
forth herein:
1. Minimum Assessment Agreement. Company acknowledges and
agrees that it will pay when due all taxes and assessments, general or special, and all
other charges whatsoever levied upon or assessed or placed against the Property.
Company further agrees that prior to the date set forth in Section 2 of the Minimum
Assessment Agreement (the "MAA") attached hereto as Exhibit "C" it will not seek or
cause a reduction in the taxable valuation for the Property as improved pursuant to the
Agreement, which shall be fixed for assessment purposes, below the amount of
$5,000,000.00 (the "Minimum Actual Value"), through:
(a) willful destruction of the Property, the Improvements, or any part of
either;
(b) a request to the assessor of Black Hawk County; or
(c) any proceedings, whether administrative, legal, or equitable, with
any administrative body or court within the City, Black Hawk County, the State of
Iowa, or the federal government.
Company agrees to execute and deliver the MAA concurrently with its execution and
delivery of this Amendment.
2. Tax Rebates. Provided that Company has Substantially Completed the
Improvements before the Project Completion Date, City agrees to rebate property tax
(with the exceptions noted below) with respect to the Improvements, as follows:
Year One through Year Four 0% rebate each year
Year Five through Year Seven 40% rebate each year
Year Eight through Year Nine 50% rebate each year
Year Ten through Year Eleven 60% rebate each year
(each such payment is a "Rebate") for any taxable value over $6,692.00. Each Rebate
is payable in respect of a given property tax fiscal year (a "Fiscal Year") only to the
extent that (a) Company has actually paid general property taxes due and owing for
such Fiscal Year and (b) the city council has made an appropriation for the payment of
the Rebate. To receive a Rebate for a given Fiscal Year, Company must, within twelve
(12) months after the due date of the last installment of the property taxes for the
respective Fiscal Year (i.e., the "March Installment"), submit a completed Rebate
request to City on the form provided by or otherwise satisfactory to City. A failure to
timely submit a request for a Rebate for a Fiscal Year will result in a forfeiture of the
right to request a Rebate for such Fiscal Year. City agrees to consider a completed
application for a Rebate within sixty (60) days after submission of the application to City.
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The taxable value of the Property as a result of the Improvements must be
increased by a minimum of 10% and must increase the annual tax by a minimum of
$500.00. Rebates shall not be paid based on any special assessment levy, debt
service levy, or any other levy that is exempted from treatment as tax increment
financing under the provisions of applicable law. "Year One" shall be the first full Fiscal
Year for which the assessment is based upon the completed value of the Improvements
and not based on a prior Fiscal Year for which the assessment is based solely upon (x)
the value of the Property, or upon (y) the value of the Property and a partial value of the
Improvements due to partial completion of such Improvements or a partial Fiscal Year.
As an example of the above provision, in the event all Improvements on the
Property are Substantially Completed prior to January 1, 2025 and the Property and
Improvements are assessed as fully completed based on the Plans, as may be revised,
the property taxes that would be assessed for Year Four are based on the January 1,
2029 assessed value, corresponding to the Fiscal Year ending June 30, 2031, with the
taxes payable one-half by September 30, 2030 and one-half by March 31, 2031, then
the first Rebate could be applied for after March 31, 2031 and prior to April 1, 2032.
3. Limitations on Payment of Rebates.
A. Each payment of a Rebate is subject to annual appropriation by the
city council each fiscal year. City has no obligation to make any payments to
Company as contemplated under the Agreement until the city council annually
appropriates the funds necessary to make such payments. The right of non -
appropriation reserved to City in this paragraph is intended by the parties, and
shall be construed at all times, so as to ensure that City's obligation to make
future payments of Rebates shall not constitute a legal indebtedness of City
within the meaning of any applicable constitutional or statutory debt limitation
prior to the adoption of a budget which appropriates funds for the payment of that
installment or amount. In the event that any of the provisions of the Agreement
are determined by a court of competent jurisdiction or by City's bond counsel to
create, or result in the creation of, such a legal indebtedness of City, the
enforcement of the said provision shall be suspended, and the Agreement shall
at all times be construed and applied in such a manner as will preserve the
foregoing intent of the parties, and no Event of Default by City shall be deemed
to have occurred as a result thereof. If any provision of the Agreement or the
application thereof to any circumstance is so suspended, the suspension shall
not affect other provisions of the Agreement which can be given effect without
the suspended provision. To this end the provisions of the Agreement are
severable.
B. Notwithstanding the provisions of Section 2 above, City shall have
no obligation to make a payment of a Rebate to Company if at any time during
the term hereof City fails to appropriate funds for payment; City receives an
opinion from its legal counsel to the effect that the use of Tax Increments
resulting from the Property and Improvements to fund a Rebate payment to
Company, as contemplated under Section 2 above, is not, based on a change in
applicable law or its interpretation since the date of the Agreement, authorized or
Page 4
otherwise an appropriate urban renewal activity permitted to be undertaken by
City under the Urban Renewal Act or other applicable provisions of the Code, as
then constituted or under controlling decision of any Iowa court having jurisdiction
over the subject matter hereof; or City's ability to collect Tax Increment from the
Improvements and Property is precluded or terminated by legislative changes to
Iowa Code Chapter 403. Upon occurrence of any of the foregoing circum-
stances, City shall promptly forward notice of the same to Company. If the
circumstances continue for a period during which two (2) annual Rebate
payments would otherwise have been paid to Company under the terms of
Section 2, then City may terminate the Agreement, without penalty or other
liability to City, by written notice to Company.
C. For purposes of the Agreement, "Tax Increments" shall mean the
property tax revenues on the Improvements and Property received by and made
available to City for deposit in an account maintained under the Agreement, the
provisions of Iowa Code § 403.19 and the ordinance governing the Urban
Renewal Plan.
4. Conditions to City Funding.
A. The complete or initial funding by City of the Rebates and other
Project commitments shall be deemed an agreement of the parties that the
applicable conditions to disbursement of funds shall, as of the date of such
funding, have been satisfied or waived. If the conditions set forth in this Section
are not satisfied at a Rebate disbursement date, the Agreement shall terminate
unless a new disbursement date is established by amendment to the Agreement.
The termination of the Agreement shall be the sole remedy available to City or
Company if, for whatever reason, a condition set forth in this Section is not
satisfied at a Rebate payment date, it being understood that each party shall
nonetheless incur costs and liabilities prior thereto for which they alone are
responsible. City and Company each expressly assumes all responsibility for the
costs and liabilities they may each so incur prior to a Rebate payment date and
agree to indemnify and hold each other harmless therefrom.
B. It is recognized and agreed that the ability of the City to perform the
obligations described in the Agreement, including but not limited to the Rebate
payments, is subject to completion and satisfaction of certain separate city
council actions and required legal proceedings relating to the creation of a tax
increment financing (TIF) district, including the holding of public hearings on the
same. Further, all the obligations of City under the Agreement are subject to
fulfillment, on or before each Rebate payment date, of each of the following
conditions precedent:
(i) The representations and warranties made by Company in
Section 11 of the Agreement shall be true and correct as of the Rebate
disbursement date with the same force and effect as if made at such date.
Page 5
(ii) Company shall be in material compliance with all the terms
and provisions of the Agreement.
(iii) There has not been, as of the Rebate disbursement date, a
substantial change for the worse in the financial resources and ability of
Company, or a substantial decrease in the financing commitments
secured by Company for construction of the Improvements, which
change(s) makes it likely, in the reasonable judgment of the City, that
Company will be unable to fulfill its covenants and obligations under the
Agreement.
5. Additional Covenants of Company. In addition to the other promises,
covenants and agreements of Company as provided elsewhere in the Agreement,
Company agrees as follows with respect to each phase of Improvements:
A. Company agrees during construction of the Improvements and
thereafter until the MAA termination date to maintain, as applicable, builder's risk,
property damage, and liability insurance coverages with respect to the
Improvements in such amounts as are customarily carried by like organizations
engaged in activities of comparable size and liability exposure, and shall provide
evidence of such coverages to the City upon request.
B. Until the MAA termination date Company will maintain, preserve
and keep the Property, including but not limited to the Improvements, in good
repair and working order, ordinary wear and tear excepted, and from time to time
will make all necessary repairs, replacements, renewals and additions.
C. The Property will have a taxable value as set forth in the MAA and
any amendments thereto, and Company agrees that the minimum actual value of
the Property and completed Improvements as stated in the MAA and any
amendments thereto will be a reasonable estimate of the actual value of the
Property and Improvements for ad valorem property tax purposes. Company
agrees that it will spend enough in construction of the Improvements that, when
combined with the value of the Property and related site improvements, will equal
or exceed the assessor's minimum actual value for the Property and
Improvements as set forth in the MAA and any amendments thereto.
D. Until the MAA termination date Company agrees that it will make no
conveyance, lease or other transfer of the Property or any interest therein that
would cause the Property or any part thereof to be classified as exempt from
taxation or subject to centralized assessment or taxation by the State of Iowa.
E. Company shall pay, or cause to be paid, when due, all real property
taxes and assessments payable with respect to any and all parts of the Property
conveyed to it. Company agrees that (1) it will not seek administrative review or
judicial review of the applicability or constitutionality of any Iowa tax statute or
regulation relating to the taxation of real property included within the Property
that is determined by any tax official to be applicable to the Property or to
Page 6
Company, or raise the inapplicability or constitutionality of any such tax statute or
regulation as a defense in any proceedings of any type or nature, including but
not limited to delinquent tax proceedings, and (2) it will not seek any tax deferral,
credit or abatement, either presently or prospectively authorized under Iowa
Code Chapter 403 or 404, or any other state law, of the taxation of real property
included within the Property.
6. Obligations Contingent. Each and every obligation of City under the
Agreement is expressly made subject to and contingent upon City's completion of all
procedures, hearings and approvals deemed necessary by City or its legal counsel for
amendment of the urban renewal plan applicable to the Property and/or project area, all
of which must be completed within 180 days from the date the Agreement is approved
by the City council. If such completion does not occur, then any conveyance, benefit or
incentive of any type provided by City hereunder within said 180-day period is subject to
reverter of title, revocation, repayment or other appropriate action to restore such
property, benefit or incentive to City, and Company agrees to cooperate diligently and in
good faith with any reasonable request by City to effectuate the restoration of same, or
failing such restoration Company agrees to be liable for same or for the fair value
thereof, plus interest on any sums owing at the rate of 5% per annum commencing with
the date of demand for payment, if said payment is not remitted to City within 30 days.
7. Section 13 of the Agreement, Default, is amended to add a new paragraph
F, as follows: "F. Failure by Company to pay, before delinquency, all ad valorem
property taxes levied on or against any of the Property."
8. Except as modified herein, the DA shall continue unmodified in full force
and effect. Terms in this Amendment that are capitalized but not defined herein will
have the same meanings herein that are ascribed to them in the DA. The DA and this
Amendment shall inure to the benefit of and be binding upon the parties and their
respective successors and assigns.
IN WITNESS WHEREOF, the parties have executed this Amendment to
Development Agreement by their duly authorized representatives as of the date first set
forth above.
[signatures on next page]
Page 7
CITY OF WATERLOO, IOWA
BY: l mac'
Quentin Hart, Mayor
Attest:
Kel
�.li�L r K C.� �11�'�"i✓l
hle, City Clerks )
UNION AT NORTH CROSSING, LP
By Union at North Crossing, GP, its
General Partner
BY: Lfla
Kyle Bach, General Manager
EXHIBIT "C"
MINIMUM ASSESSMENT AGREEMENT
This Minimum Assessment Agreement (the "Agreement") is entered into as of
r"1 , 2023, by and among the CITY OF WATERLOO, IOWA ("City"),
UNION AT NORTH CROSSING, LP ("Company"), and the COUNTY ASSESSOR of the
City of Waterloo, Iowa ("Assessor").
WITNESSETH:
WHEREAS, on or before the date hereof the City and Company's predecessor in
interest have entered into a development agreement (the "Development Agreement")
regarding certain real property (the "Property"), described in Exhibit "A" thereto, located
in the City, and Company and City have entered into an amendment of the
Development Agreement; and
WHEREAS, it is contemplated that pursuant to the Development Agreement, the
Company will undertake the development of an area within the City and within the East
Waterloo Unified Urban Renewal and Redevelopment Plan Area, including the
construction of certain improvements as described in the Development Agreement (the
"Minimum Improvements") on the Property (the "Project"); and
WHEREAS, pursuant to Iowa Code § 403.6, as amended, the City and the
Company desire to establish a minimum actual value for the Property and the Minimum
Improvements to be constructed thereon by Company pursuant to the Development
Agreement, which shall be effective upon substantial completion of the Project and from
then until this Agreement is terminated pursuant to the terms herein and which is
intended to reflect the minimum actual value of the land and buildings as to the Project
only; and
WHEREAS, the City and the Assessor have reviewed the preliminary plans and
specifications for the Minimum Improvements which the parties contemplate will be
erected as a part of the Project.
NOW, THEREFORE, the parties hereto, in consideration of the promises,
covenants, and agreements made by each other, do hereby agree as follows:
1. Upon substantial completion of construction of the Minimum
Improvements by Company, the minimum actual taxable value which shall be fixed for
assessment purposes for the Property and Minimum Improvements to be constructed
thereon by Company as a part of the Project shall not be less than $5,000,000.00 (the
"Minimum Actual Value") until termination of this Agreement. The parties hereto agree
that construction of the Minimum Improvements will be substantially completed by the
date set forth in the Development Agreement, and in any case if the Minimum
Improvements are not substantially completed by December 31, 2024 the parties agree
Page 2
to execute an amendment to this Agreement that will extend the date specified in
Section 2 below.
2. The Minimum Actual Value herein established shall be of no further force
and effect, and this Minimum Assessment Agreement shall terminate, on December 31,
2044. The Minimum Actual Value shall be maintained during such period regardless of:
(a) any failure to complete the Minimum Improvements; (b) destruction of all or any
portion of the Minimum Improvements; (c) diminution in value of the Property or the
Minimum Improvements; or (d) any other circumstance, whether known or unknown and
whether now existing or hereafter occurring.
3. Company shall pay, or cause to be paid, when due, all real property taxes
and assessments payable with respect to all and any parts of the Property and the
Minimum Improvements pursuant to the provisions of this Agreement and the
Development Agreement. Such tax payments shall be made without regard to any loss,
complete or partial, to the Property or the Minimum Improvements, any interruption in,
or discontinuance of, the use, occupancy, ownership or operation of the Property or the
Minimum Improvements by Company or any other matter or thing which for any reason
interferes with, prevents or renders burdensome the use or occupancy of the Property
or the Minimum Improvements.
4. Company agrees that its obligation to make the tax payments required
hereby, to pay the other sums provided for herein, and to perform and observe its other
agreements contained in this Agreement shall be absolute and unconditional obligations
of Company (not limited to the statutory remedies for unpaid taxes) and that Company
shall not be entitled to any abatement or diminution thereof except as set forth in the
Development Agreement and as authorized by other actions necessary to obtain CURA
exemptions, or set off therefrom, nor to any early termination of this Agreement for any
reason whatsoever.
5. Nothing herein shall be deemed to waive the Company's rights under Iowa
Code § 403.6, as amended, to contest that portion of any actual value assignment
made by the Assessor in excess of the Minimum Actual Value established herein. In no
event, however, shall the Company seek or cause the reduction of the actual value
assigned below the Minimum Actual Value established herein during the term of this
Agreement. Nothing herein shall limit the discretion of the Assessor to assign at any
time an actual value to the land and Minimum Improvements in excess of the Minimum
Actual Value.
6. Company agrees that during the term of this Agreement it will not:
(a) seek administrative review or judicial review of the applicability or
constitutionality of any Iowa tax statute relating to the taxation of property
contained as a part of the Property or the Minimum Improvements determined by
any tax official to be applicable to the Property or the Minimum Improvements, or
raise the inapplicability or constitutionality of any such tax statute as a defense in
any proceedings, including delinquent tax proceedings; or
Page 3
(b) except as set forth in the Development Agreement and as
authorized by other actions necessary to obtain CURA exemptions, seek any tax
deferral, credit or abatement, either presently or prospectively authorized under
Iowa Code Chapter 403 or 404, or any other state law, of the taxation of real
property, including improvements and fixtures thereon, contained in the Property
or the Minimum Improvements; or
(c) request the Assessor to reduce the Minimum Actual Value; or
(d) appeal to the board of review of the city, county, state or to the
Director of Revenue of the State of Iowa to reduce the Minimum Actual Value; or
(e) cause a reduction in the actual value or the Minimum Actual Value
through any other proceedings.
7. This Agreement shall be promptly recorded by the City with the Recorder
of Black Hawk County, Iowa. The City shall pay all costs of recording.
8. Neither the preambles nor provisions of this Agreement are intended to, or
shall be construed as, modifying the terms of the Development Agreement.
9. Each provision, section, sentence, clause, phrase, and word of this
Agreement is intended to be severable. If any portion of this Agreement shall be
deemed invalid or unenforceable, whether in whole or in part, the offending provision or
part thereof shall be deemed severed from this Agreement and the remaining provisions
of this Agreement shall not be affected thereby and shall continue in full force and
effect. If, for any reason, a court finds that any portion of this Agreement is invalid or
unenforceable as written, but that by limiting such provision or portion thereof it would
become valid and enforceable, then such provision or portion thereof shall be deemed
to be written, and shall be construed and enforced, as so limited.
10. This Agreement shall inure to the benefit of and be binding upon the
successors and assigns of the parties, including but not limited to future owners of the
Project property.
IN WITNESS WHEREOF, the parties have executed this Minimum Assessment
Agreement by their duly authorized representatives as of the date first set forth above.
[signatures on next page]
Page 4
CITY OF WATERLOO, IOWA
By: 1i•-'
UNION AT NORTH CROSSING, LP
By Union at North Crossing, GP, its
General Partner
By: ,<f7C�
Quentin Hart, Mayor Kyle Bach, General Manager
Attest:
.h' k
Kelly Felchle, City Clerk
STATE OF IOWA
) ss.
COUNTY OF BLACK HAWK
On this /day of , 2023, before me, a Notary Public in
and for the State of Iowa, perso ally appeared Quentin Hart and Kelley Felchle, to me
personally known, who being duly sworn, did say that they are the Mayor and City
Clerk, respectively, of the City of Waterloo, Iowa, a municipal corporation, created and
existing under the laws of the State of Iowa, and that the seal affixed to the foregoing
instrument is the seal of said municipal corporation, and that said instrument was signed
and sealed on behalf of said municipal corporation by authority and resolution of its City
Council, and said Mayor and City Clerk acknowledged said instrument to be the free act
and deed of said municipal corporation by it and by them voluntarily executed.
BRITNI C PERKINS
COMMISSION NO. 845529
MY COMMISSION EXPIRES
JANUARY 27, 2026
STATE OF W tu✓tu )
) ss.
COUNTY OF Ma (Co v )
Subscribed and sworn to before me on ;1- i', , i 1'- , 2023 by Kyle Bach
as General Manager of Union at North Crossing, GP, general partner of Union at North
Crossing, LP.
Nota' ry Public
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"""P" ADAM CALLOWAY
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�P.•••. e'� Notary Public, State of Indiana
`Z SEAL - Marion County
_.'•, :, Commission Number 718824
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CERTIFICATION OF ASSESSOR
The undersigned, having reviewed the plans and specifications for the Minimum
Improvements to be constructed and the market value assigned to the land upon which
the Minimum Improvements are to be constructed for the development, and being of the
opinion that the minimum market value contained in the foregoing Minimum
Assessment Agreement appears reasonable, hereby certifies as follows: The
undersigned Assessor, being legally responsible for the assessment of the property
described in the foregoing Minimum Assessment Agreement, certifies that the actual
value assigned to that land and improvements upon completion shall not be less than
Five Million and 00/100 Dollars ($5,000,000.00) until termination of this Minimum
Assessment Agreement pursuant to the terms hereof, subject to adjustment as provided
in said agreement.
STATE OF IOWA
COUNTY OF BLACK HAWK
) ss.
Assessor for Black Hawk County, Iowa
Date
Subscribed and sworn to before me on , 2023 by T.J.
Koenigsfeld, Assessor for Black Hawk County, Iowa.
Notary Public