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April 11, 2002
The City Clerk of the City of Waterloo, Iowa, met in Council Chambers, City Hall, 715
Mulberry Street, Waterloo, Iowa, at 11:00 a.m. on Thursday, April 11, 2002, to open bids
and receive and refer the sale of $5,215,000 General Obligation Refunding Bonds to the
best and most favorable bidder for cash, subject to approval of the City Council at 4:30
p.m. on the above date. The following persons were present at said meeting: City Clerk
Nancy Eckert, Larry Burger, Vice -President of Speer Financial, and Dan Forbes from Speer
Financial, Inc.
This being the time and place for the opening of bids for the sale of $5,215,000 General
Obligation Refunding Bonds, Series 2002, the meeting was opened for receipt of bids for
the bonds. The following sealed bids were received, placed on file, but NOT OPENED and
sealed bidding closed:
Name of Bidder
1. U.S. Bancorp Piper Jaffray, Minneapolis, Minnesota
2. Howe Barnes Investments, Chicago, Illinois
3. Harris Trust & Savings Bank, Chicago, Illinois
4. Robert W. Baird & Co., Milwaukee, Wisconsin
5. Nike Securities, Chicago, Illinois
6. Morgan Stanley Dean Witter, Inc., Chicago, Illinois
7. Hutchinson, Shockey, Erley & Co., Chicago, Illinois
Whereupon the City Clerk declared the time for filing of sealed bids to be closed, and
whereupon the City Clerk declared the sealed bids be opened, which were as follows:
Name of Bidder Net Interest Rate
1. U.S. Bancorp Piper Jaffray, Minneapolis, Minnesota 3.0900%
2. Howe Barnes Investments, Chicago, Illinois 3.1029%
3. Harris Trust & Savings Bank, Chicago, Illinois 3.1460%
4. Robert W. Baird & Co., Milwaukee, Wisconsin 3.1460%
5. Nike Securities, Chicago, Illinois 3.1494%
6. Morgan Stanley Dean Witter, Inc., Chicago, Illinois 3.1565%
7. Hutchinson, Shockey, Erley & Co., Chicago, Illinois 3.2068%
Whereupon all bids were referred to Speer Financial, Inc., and the meeting adjourned to
4:30 p.m. in the City Hall Council Chambers on April 11, 2002.
April 11, 2002
The Council of the City of Waterloo, Iowa, met in Special Session at City Hall Council
Chambers, Waterloo, Iowa, at 4:30 p.m. on Thursday, April 11, 2002. Mayor John R. Rooff
in the Chair. Roll Call: Welper, Greenwood, Clark, Jordan, Getty. Absent: Berry,
Hurley.
116756 - Jordan/Welper
that the Agenda, as proposed, for the Special Session on Thursday, April 11,
2002, at 4:30 p.m. be accepted and approved. Ayes: Five. Absent: Berry,
Hurley. Motion carried.
116757 Getty/Jordan
that copies of the Call for the Special Session on Thursday, April 11, 2002, at
4:30 p.m. be received and placed on file. Ayes: Five. Absent: Berry,
Hurley. Motion carried.
116758 Jordan/Clark
that proof of publication of Notice of Sale on consideration of the proposition
of issuance of not to exceed $5,215,000 General Obligation Refunding Bonds,
Series 2002, as published in the Waterloo Courier on April 5, 2002, be received
and placed on file. Ayes: Five. Absent: Berry, Hurley. Motion carried.
April 11, 2002 Page 2
116759 - Getty/Jordan
that "Resolution directing sale of $5,215,000 General Obligation Refunding
Bonds, Series 2002, to U.S. Bancorp Piper Jaffray of Minneapolis, Minnesota of
with net interest rate of 3.09 percent", be adopted.
Prior to a vote on the above motion, the following comments were heard.
Larry Burger, Vice President of Speer Financial, Inc., reported that Moody's
Investors Service has affirmed the A2 bond rating for the city's $5.2 million
General Obligation Bonds. The bonds will be used to refund Series 1994B bonds
for a net present value savings of $135,000 or 2.6 percent of refunded par.
The A2 rating from Moody's is based on the city's narrowed, but stabilized
financial operations, supported by a stable economy and moderate tax base
growth and a manageable amount of rapidly retired debt.
Mr. Burger reported that Moody's was in town a couple of weeks ago and Don
Temeyer and Michelle Weidner gave them a tour of the city. Mr. Burger stated
that Moody's is excited about the Vision Iowa program coming to the city and
the Riverfront Renaissance Plan. Moody's reports states that the city's debt
burden of 3.4 percent is moderate, the payout is rapid, with 75.3 percent of
principal retired within ten years. Moody's expects the city's debt burden
will remain manageable as the city will retire $28 million of its outstanding
debt within the next five years. Mr. Burger stated that Moody's is concerned
about the undesignated cash balance.
Mr. Burger reviewed the bidders list. U.S. Bancorp Piper Jaffray bid with a
premium of 1 percent, which means the city not only saves money on the interest
but gets $52,000 at the close of the sale. Mr. Burger reported that seven bids
were received with U.S. Bancorp Piper Jaffray the low bidder, and three bidders
bid premiums. Mr. Burger reviewed the city's debt service schedule. Mr.
Burger reported that the savings on the interest is just over 2 percent, with a
present value of $139,738.77. Mr. Burger recommended that the city accept the
bid from U.S. Bancorp Piper Jaffray with a net interest rate of 3.09 percent.
Mayor Rooff reviewed past ratings. Mayor Rooff stated that it will be tough in
May to keep our A2 rating with Moody's. Mr. Burger stated that probably at the
next bond sale the city will need to purchase bond insurance. At this bond
sale, the city was secured by two companies and U.S. Bancorp Piper Jaffray did
purchase insurance. Mr. Burger stated as the risk goes down, insurance costs
go down.
Mayor Rooff stated that Moody's likes stable management and a good cash
balance. They like to see continuity, they like rapidly retiring debt and the
fact that the tax base is changing. Mayor Rooff stated that Moody's looks at
the whole Midwest.
Councilperson Clark asked if the award of $16 million Vision Iowa funds will
help the May bond sale. Mr. Burger responded that Moody's was very excited
about the $16 million Vision Iowa funds and the Riverfront Renaissance Plan.
Getty
to call the question. Ayes: Five. Absent: Berry, Hurley. Motion carried.
116760 - A vote was taken on the motion to approve directing the sale with the following
result. Ayes: Five. Absent: Berry, Hurley.
Resolution adopted and upon approval by Mayor assigned No. 2002-201.
116761 - Jordan/Greenwood
that the City Clerk be instructed to return certified checks to unsuccessful
bidders. Ayes: Five. Absent: Berry, Hurley. Motion carried.
116762 Clark/Jordan
that "Resolution authorizing redemption of outstanding General Obligation
Refunding Bonds, Series 1994B, and directing notice of redemption be given", be
adopted. Ayes: Five. Absent: Berry, Hurley.
Resolution adopted and upon approval by Mayor assigned No. 2002-202.
ADJOURNMENT
116763 - Getty/Greenwood
that the Council adjourn at 4:49 p.m. Ayes: Five. Absent: Berry, Hurley.
Motion carried.
--a17
U
Nancy Eckert
City Clerk
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