HomeMy WebLinkAbout2010-413-5 /24/2010r � 4
(This Notice to be posted)
NOTICE AND CALL OF PUBLIC MEETING
Governmental Body: The City Council of Waterloo, Iowa.
Date of Meeting: May 24 , 2010.
Time of Meeting: 5:30 o'clock P.M.
Place of Meeting: Council Chambers, City Hall, Waterloo, Iowa.
PUBLIC NOTICE IS HEREBY GIVEN that the above mentioned governmental
body will meet at the date, time and place above set out. The tentative agenda for said
meeting is as follows:
$9,165,000 General Obligation Bonds, Series 2010A
$4,820,000 General Obligation Refunding Bonds, Series 2010B
$2,335,000 General Obligation Bonds, Taxable Series 2010C
X Resolution directing the advertisement for sale and approving
electronic bidding procedures.
Such additional matters as are set forth on the additional 11 page(s) attached hereto
(number)
This notice is given at the direction of the Mayor pursuant to Chapter 21, Code of
Iowa, and the local rules of said governmental body.
A Ji ACtX-0_�
uzy cliares, City Clerk, Waterloo, Iowa
May 24 52010
The City Council of Waterloo, Iowa, met in regular session, in the Council
Chambers, City Hall, Waterloo, Iowa, at 5:30 o'clock P.M., on the above date.
There were present Mayor Ernest G. Clark , in the chair, and the following
named Council Members:
Cole, Getty, Jones, Greenwood, Schmitt, Welper, Hart
Absent: none
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Council Member Cole introduced the following Resolution
entitled "RESOLUTION DIRECTING THE ADVERTISEMENT FOR SALE OF
$9,165,000 GENERAL OBLIGATION BONDS, SERIES 2010A, $4,820,000
GENERAL OBLIGATION REFUNDING BONDS, SERIES 2010B, AND $2,335,000
GENERAL OBLIGATION BONDS TAXABLE SERIES 2010C, AND APPROVING
ELECTRONIC BIDDING PROCEDURES" and moved its adoption. Council Member
Hart seconded the Resolution to adopt. The roll was called and
the vote was,
AYES: Cole, Getty, Jones, Greenwood, Schmitt, Welper, Hart
NAYS: none
Whereupon, the Mayor declared the resolution duly adopted as follows:
RESOLUTION NO. 2010-413
RESOLUTION DIRECTING THE ADVERTISEMENT FOR SALE OF
$9,165,000 GENERAL OBLIGATION BONDS, SERIES 2010A,
$4,820,000 GENERAL OBLIGATION REFUNDING BONDS, SERIES
2010B, AND $2,335,000 GENERAL OBLIGATION BONDS TAXABLE
SERIES 2010C, AND APPROVING ELECTRONIC BIDDING
PROCEDURES
WHEREAS, the City of Waterloo, Iowa is in need of funds to pay costs of the
acquisition, construction and improvement of real and personal property useful for the
protection of property from floods or high waters, including flood control, storm water,
tributary and drainage improvements; the construction, reconstruction and repairing of
street, sidewalk and intersection improvements; the acquisition, construction and
installation of storm sewer and sanitary sewer improvements, including treatment plant
effluent disinfection and treatment system improvements; the acquisition of vehicles and
equipment for the Police, Fire Rescue and Street Departments; the rehabilitation and
improvement of City parks and the acquisition, repair and replacement of facilities,
equipment and improvements commonly found in City parks, including bikeway
maintenance, sports facilities and boating center improvements, and the acquisition of
off-road maintenance equipment; the acquisition, improvement and installation of traffic
control devices, signage, fixtures and equipment, including but not limited to traffic
signal, traffic safety and street light improvements; and the acquisition, equipping and
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improving of the automated GISIGPS mapping system, essential corporate purpose
projects, and it is deemed necessary and advisable that the City issue general obligation
bonds for said purposes to the amount of not to exceed $7,091,000 as authorized by
Section 384.25 of the City Code of Iowa; and
WHEREAS, pursuant to notice published as required by Section 384.25 this
Council has held a public meeting and hearing upon the proposal to institute proceedings
for the issuance of the above described bonds, and all objections, if any, to such Council
action made by any resident or property owner of said City were received and considered
by the Council; and it is the decision of the Council that additional action be taken for the
issuance of said bonds, and that such action is considered to be in the best interests of
said City and the residents thereof;
WHEREAS, the City of Waterloo, Iowa also is in need of funds to pay costs of
refunding and refinancing of certain outstanding City indebtedness, consisting of the
General Obligation Bonds, Series 2002A, dated June 1, 2002, an essential corporate
purpose project, and it is deemed necessary and advisable that the City issue general
obligation bonds for said purpose to the amount of not to exceed $4,900,000 as
authorized by Section 384.25 of the City Code of Iowa; and
WHEREAS, pursuant to notice published as required by Section 384.25 this
Council has held a public meeting and hearing upon the proposal to institute proceedings
for the issuance of the above described bonds, and all objections, if any, to such Council
action made by any resident or property owner of said City were received and considered
by the Council; and it is the decision of the Council that additional action be taken for the
issuance of said bonds, and that such action is considered to be in the best interests of
said City and the residents thereof;
WHEREAS, the City of Waterloo, Iowa also is in need of funds to pay costs of the
aiding in the planning, undertaking and carrying out of urban renewal project activities
under Chapter 403 of the Code of Iowa, as amended, and the Urban Renewal Plans for
the Rath Tax Increment Redevelopment Area, the Logan Plaza Area, the Northeast
Industrial Park, and the Downtown Waterloo Riverfront Urban Renewal and
Redevelopment Area, including costs associated with the downtown development plan,
demolition costs, and the acquisition of properties and clearance and preparation of the
same for public and private redevelopment, and the Central Garage Facilities
Centralization project, essential corporate purpose projects, and it is deemed necessary
and advisable that the City issue general obligation bonds for said purpose to the amount
of not to exceed $2,092,000 as authorized by Section 384.24(3)(q) of the City Code of
Iowa; and
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WHEREAS, pursuant to notice published as required by Section 384.24(3)(q) this
Council has held a public meeting and hearing upon the proposal to institute proceedings
for the issuance of the above described bonds, and no petitions were received calling for
an election thereon, and all objections, if any, to such Council action made by any
resident or property owner of said City were received and considered by the Council; and
it is the decision of the Council that additional action be taken for the issuance of said
bonds, and that such action is considered to be in the best interests of said City and the
residents thereof,
WHEREAS, the City of Waterloo, Iowa also is in need of funds to pay costs of
the reconstruction, renovation and improvement of Riverfront Stadium, Young Arena, the
Center for the Arts and Youth Pavillion, general corporate purpose projects, and it is
deemed necessary and advisable that the City issue general obligation bonds for said
purpose to the amount of not to exceed $621,000, as authorized by Section 384.26 of the
City Code of Iowa; and
WHEREAS, pursuant to notice published as required by Section 384.26(5) this
Council has held a public meeting and hearing upon the proposal to institute proceedings
for the issuance of the above described bonds, and no petitions were received calling for
an election thereon, and all objections, if any, to such Council action made by any
resident or property owner of said City were received and considered by the Council; and
it is the decision of the Council that additional action be taken for the issuance of said
bonds, and that such action is considered to be in the best interests of said City and the .
residents thereof,
WHEREAS, the City of Waterloo, Iowa also is in need of funds to pay costs of
the acquisition of capital equipment, office equipment and vehicles for various City
departments, operations and buildings, general corporate purpose projects, and it is
deemed necessary and advisable that the City issue general obligation bonds for said
purpose to the amount of not to exceed $665,000, as authorized by Section 384.26 of the
City Code of Iowa; and
WHEREAS, pursuant to notice published as required by Section 384.26(5) this
Council has held a public meeting and hearing upon the proposal to institute proceedings
for the issuance of the above described bonds, and no petitions were received calling for
an election thereon, and all objections, if any, to such Council action made by any
resident or property owner of said City were received and considered by the Council; and
it is the decision of the Council that additional action be taken for the issuance of said
bonds, and that such action is considered to be in the best interests of said City and the
residents thereof,
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WHEREAS, the City of Waterloo, Iowa also is in need of funds to pay costs of the
reconstruction, remodeling, improvement, equipping and repairing of various City
buildings and facilities, including the Five Sullivan Brothers Center, Downtown Parking
Garages, Fire Stations, Public Library, and swimming pools renovations, general
corporate purpose projects, and it is deemed necessary and advisable that the City issue
general obligation bonds for said purpose to the amount of not to exceed $640,000, as
authorized by Section 384.26 of the City Code of Iowa; and
WHEREAS, pursuant to notice published as required by Section 384.26(5) this
Council has held a public meeting and hearing upon the proposal to institute proceedings
for the issuance of the above described bonds, and no petitions were received calling for
an election thereon, and all objections, if any, to such Council action made by any
resident or property owner of said City were received and considered by the Council; and
it is the decision of the Council that additional action be taken for the issuance of said
bonds, and that such action is considered to be in the best interests of said City and the
residents thereof;
WHEREAS, the City of Waterloo, Iowa also is in need of funds to pay costs of
the improvement of City golf courses; the renovation and improvement of the Center for
the Arts; and the acquisition and installation of radio frequency ID conversion for the
Public Library, general corporate purpose projects, and it is deemed necessary and
advisable that the City issue general obligation bonds for said purpose to the amount of
not to exceed $391,000, as authorized by Section 384.26 of the City Code of Iowa; and
WHEREAS, pursuant to notice published as required by Section 384.26(5) this
Council has held a public meeting and hearing upon the proposal to institute proceedings
for the issuance of the above described bonds, and no petitions were received calling for
an election thereon, and all objections, if any, to such Council action made by any
resident or property owner of said City were received and considered by the Council; and
it is the decision of the Council that additional action be taken for the issuance of said
bonds, and that such action is considered to be in the best interests of said City and the
residents thereof;
WHEREAS, pursuant to Section 384.28 of the City Code of Iowa, it is deemed
appropriate that the general obligation bonds hereinabove described be combined for
purposes of issuance and sale in three separate series of corporate purpose bonds (the
"Bonds") as hereinafter set forth.
WHEREAS, the Council has received information from its Financial Consultant
evaluating and recommending the procedure hereinafter described for electronic,
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facsimile and internet bidding to maintain the integrity and security of the competitive
bidding process and to facilitate the delivery of bids by interested parties; and
WHEREAS, the Council deems it in the best interests of the City and the residents
thereof to receive bids to purchase such Bonds by means of sealed bids and facsimile and
electronic internet transmission.
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE
CITY OF WATERLOO, IOWA:
Section 1. That the receipt of electronic bids by facsimile machine and through
the SpeerAuction competitive bidding system described in the Notice of Bond Sale are
hereby found and determined to provide reasonable security and to maintain the integrity
of the competitive bidding process, and to facilitate the delivery of bids by interested
parties in connection with the offering of the Bonds at public sale.
Section 2. That the City Clerk is hereby directed to publish notice of sale of said
Bonds at least once, the last one of which shall be not less than four clear days nor more
than twenty days before the date of the sale. In each case, publication shall be made in
the Waterloo Courier, a legal newspaper, printed wholly in the English language,
published within the county in which the Bonds are to be offered for sale or an adjacent
county. Said notice is given pursuant to Chapter 75 of the Code of Iowa, and shall state
that this Council, on the 3rd day of June, 2010, at 4:00 o'clock P.M., will hold a
meeting to act upon bids for said Bonds, which bids were previously received and opened
by City officials on said date. The notice shall be in substantially the following form:
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NOTICE OF BOND SALE
Time and Place of Sealed Bids: Bids for the sale of General Obligation Bonds of
the City of Waterloo, Iowa, will be received at the office of the City Clerk, City Hall, 715
Mulberry Street, in the City of Waterloo, Iowa (the "Issuer"), at the respective times
described below, on the 3rd day of June, 2010. The bids will then be publicly opened and
referred for action to the meeting of the City Council in conformity with the Terms of
Offering.
The Bonds: The Bonds to be offered are the following:
GENERAL OBLIGATION BONDS, SERIES 2010A, in the
amount of $9,165,000, to be dated the date of delivery (the
"Series 2010A Bonds").
GENERAL OBLIGATION REFUNDING BONDS, SERIES
2010B, in the amount of $4,820,000, to be dated the date of
delivery (the "Series 2010B Bonds").
GENERAL OBLIGATION BONDS, TAXABLE SERIES
2010C, in the amount of $2,335,000, to be dated the date of
delivery (the "Taxable Series 2010C Bonds").
(hereinafter, the Series 2010A Bonds, the Series 2010B
Bonds, and the Taxable Series 2010C Bonds, may be referred
to collectively as the 'Bonds")
Adjustment of Principal Amount. The Issuer reserves the right to increase or
decrease the aggregate principal amount of the Series 2010A Bonds and Series 2010B
Bonds at the time of sale, as described in the Terms of Offering. Any such change will
be in increments of $5,000, and may be made in any of the maturities. The purchase
price will be adjusted proportionately to reflect any change in issue size.
Manner of Bidding: Open bids will not be received. Bids will be received in any
of the following methods:
Sealed Bidding: Sealed bids may be submitted and will be received at the
office of the City Clerk, City Hall, 715 Mulberry Street, Waterloo, Iowa.
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• Electronic Internet Bidding: Electronic internet bids will be received at the
office of the City Clerk, Waterloo, Iowa. The bids must be submitted
through the SpeerAuction competitive bidding system
(www. SpeerAuction. com).
• Electronic Facsimile Bidding: Electronic facsimile bids will be received at
the office of the City Clerk, Waterloo, Iowa (facsimile number: 319/291-
4571 or 319/291-8628). Electronic facsimile bids will be sealed and
treated as sealed bids.
Consideration of Bids: On June 3, 2010, bids shall be received for the Series
2010A Bonds until 10:30 o'clock A.M., for the Series 2010B Bonds until 11:00 o'clock
A.M., and for the Taxable Series 2010C Bonds until 11:30 o'clock A.M. In each case,
after the time for receipt of bids has passed, the close of sealed bids will be announced.
Sealed bids will then be publicly opened and announced. Finally, electronic internet bids
will be accessed and announced.
Sale and Award: The sale and award of the Bonds will be held at the Council
Chambers, City Hall at a meeting of the City Council to be held on the above date at
4:00 o'clock P.M.
Official Statement: The Issuer has issued an Official Statement of information
pertaining to the Bonds to be offered, including statements of the Terms of Offering and
Official Bid Forms for each series, which is incorporated by reference as a part of this
notice. The Official Statement may be obtained by request addressed to the City Clerk,
715 Mulberry Street, Waterloo, Iowa 50703 (telephone: (319) 291-4323) or the financial
advisor for the Issuer, Speer Financial, Inc., 531 Commercial Street, Suite 608, Waterloo,
Iowa 50701 (telephone: (319) 291-2077) and,Suite 4100, One North LaSalle Street,
Chicago, IL 60602 (telephone: (312) 346-3700).
Terms of Offering: All bids shall be in conformity with and the sale shall be in
accord with the applicable Terms of Offering as set forth in the Official Statement. To
allow the Issuer to evaluate the possible savings to be achieved by issuing the Series
2010A Bonds as "Build America Bonds" under section 54AA of the Internal Revenue
Code and regulations thereunder, the Issuer requests, but does not require, that bidders
submit two bids for the Series 2010A Bonds, one bid with a rate schedule specifying rates
assuming that the Series 2010A Bonds are issued as tax exempt obligations, and one bid
specifying rates assuming that the Series 2010A Bonds are issued as taxable obligations.
Each bid for taxable Series 2010A Bonds must specify the expected reoffering price for
each maturity, and each such offering price may not exceed the par amount of the
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maturity by more than .25% multiplied by the number of complete years to the earlier of
the maturity date or the first optional redemption date for the maturity.
Legal Opinion: Said Bonds will be sold subject to the opinion of Ahlers &
Cooney, P.C., Attorneys of Des Moines, Iowa, as to the legality and their opinion will be
furnished together with the printed bonds without cost to the purchaser and all bids will
be so conditioned. Except to the extent necessary to issue their opinion as to the legality
of the Bonds, the attorneys will not examine or review or express any opinion with
respect to the accuracy or completeness of documents, materials or statements made or
furnished in connection with the sale, issuance or marketing of the Bonds.
Rights Reserved: The right is reserved to reject any or all bids, and to waive any
irregularities as deemed to be in the best interests of the public.
By order of the City Council of the City of Waterloo, Iowa.
Suzy ch es, City Clerk, Waterloo, Iowa
(End of Notice)
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Section 3. That the preliminary Official Statement in the form presented to
this meeting be and the same hereby is approved as to form and deemed final for
purposes of Rule 15c2-12 of the Securities and Exchange Commission, subject to such
revisions, corrections or modifications as the Chief Financial Officer, upon the advice of
bond counsel and the City's financial consultant, shall determine to be appropriate, and is
authorized to be distributed in connection with the offering of the Bonds for sale.
PASSED AND APPROVED this 20' day of May , 2010.
ATTEST:
Suzy Schar s, City Clerk
eA
Zeest. Clark, Mayor
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9/91
CERTIFICATE
STATE OF IOWA )
) SS
COUNTY OF BLACK HAWK )
I, the undersigned City Clerk of Waterloo, Iowa, do hereby certify that attached is
a true and complete copy of the portion of the corporate records of said Municipality
showing proceedings of the Council, and the same is a true and complete copy of the
action taken by said Council with respect to said matter at the meeting held on the date
indicated in the attachment, which proceedings remain in full force and effect, and have
not been amended or rescinded in any way; that meeting and all action thereat was duly
and publicly held in accordance with a notice of meeting and tentative agenda, a copy of
which was timely served on each member of the Council and posted on a bulletin board
or other prominent place easily accessible to the public and clearly designated for that
purpose at the principal office of the Council (a copy of the face sheet of said agenda
being attached hereto) pursuant to the local rules of the Council and the provisions of
Chapter 21, Code of Iowa, upon reasonable advance notice to the public and media at
least twenty-four hours prior to the commencement of the meeting as required by said
law and with members of the public present in attendance; I further certify that the
individuals named therein were on the date thereof duly and lawfully possessed of their
respective city offices as indicated therein, that no Council vacancy existed except as may
be stated in said proceedings, and that no controversy or litigation is pending, prayed or
threatened involving the incorporation, organization, existence or boundaries of the City
or the right of the individuals named therein as officers to their respective positions.
WITNESS my hand and the seal of said Municipality hereto affixed this 26th day
of May , 2010.
SEAL
1656750.1 JMSWord\11310.086
Suzy Sch es, City Clerk, Waterloo, Iowa
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