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HomeMy WebLinkAboutAment, Inc. - Supp Agmnt No. 3 - Kimball Transp Improv Pjct-12/16/2013Iowa DOT Project No. STP -U-8155(731)--70-07 Owner Project No. 843 Professional Services Agreement for Kimball Avenue Transportation Improvements Project — from 500 Feet South of Tower Park Dr to Acadia St Supplemental Agreement No. 3 This is an AGREEMENT, made as of the twelfth (12th) day of December in the year 2013 • by and BETWEEN the City of Waterloo, Iowa, identified as the Owner; City of Waterloo, Iowa City Hall 715 Mulberry Street Waterloo, IA 50703 and the Consultant; Ament, Inc. (dba Ament Design) 625 32nd Avenue SW Cedar Rapids, IA 52404 for the following Project: The parties hereto entered into an agreement dated the twenty-fourth (24th) day of September, 2012 for survey, design and preparation of plans, specifications, and estimates for the Kimball Avenue Transportation Improvement Project — from 500 Feet South of Tower Park Drive to Acadia Street in Black Hawk County. The Owner shall proceed with the preparation of final design, plans, specifications and estimates for the improvements, subject to the concurrence and approval of the Iowa Department of Transportation (Iowa DOT) and the Federal Highway Administration (FHWA) (when applicable). The Owner desires to employ the Consultant to provide additional work in connection with preliminary engineering services in connection with the design and preparation of plans, specifications and estimates for the improvements. The Consultant is willing to perform such engineering work in accordance with the terms • hereinafter provided and warrants that it is in compliance with Iowa statutes relating to the licensure of professional engineers. Page 1 of 17 TABLE OF CONTENTS Article Number And Description 1 Initial Information 1.1 Project Parameters 1.2 Financial Parameters 1.3 Project Team 1.4 Time Parameters 2 Scope Of Services And Other Special Terms And Conditions 2.1 Enumeration of Parts of the Agreement 3 Form of Compensation 3.1 Method of Reimbursement 3.2 Subconsultant 4 Terms And Conditions 4.1 Ownership of Engineering Documents 4.2 Revision of Plans 4.3 Extra Work 4.4 Progress Meetings 4.5 Additional Plans 4.6 Termination of Agreement 4.7 Extension of Time 4.8 Mediation 4.9 Arbitration 4.10 Responsibility for Claims and Liability 4.11 Non -Raiding Clause 4.12 General Compliance with Laws 4.13 Subletting, Assignment or Transfer 4.14 Forbidding Use of Outside Agents 4.15 Consultant's Endorsement on Plans 4.16 Compliance with Title 49, Code of Federal Regulations 4.17 Access to Records 4.18 Iowa DOT and Federal Highway Administration Participation 4.19 Severability 4.20 Choice of Law and Form Attachment A - Scope of Services Attachment B - Specifications Attachment C - Fees and Payments Attachment C-1 - Cost Analysis Sheet Attachment D - Intentionally Omitted Attachment E - Intentionally Omitted Attachment F - Intentionally Omitted Attachment G - Sample Invoice Form (if not part of Base Agreement) Attachment H - Consultant Fee Schedule (Staff Hour Estimate) Page 2 of 17 ARTICLE 1 INITIAL INFORMATION 1.1 This Agreement is based on the following information and assumptions. Project Parameters The objective or use is: Perform additional preliminary engineering services in connection with the design and preparation of plans, specifications and estimates for the proposed improvements involving the construction of a median break and an exclusive left -turn lane for eastbound San Marnan Drive at the Pheasant Lane intersection along with modifications to the Pheasant Lane intersection return. 1.2 Financial Parameters 1.2.1 The financial parameters are; Amount of the Owner's budget for the Consultant's compensation is: Nineteen thousand and 00/100 dollars ($19,000.00) 1.2.2 Amount of the Consultant's budget for the subconsultants' compensation is: Zero and 00/100 dollars ($0.00) 1.2.3 Costs for this Agreement will be segregated from previous agreements with the Consultant utilizing the same contract number, but a different task number for billing purposes. 1.3 Project Team 1.3.1 The Owner's Designated Representative identified as the Contract Administrator is: Jeff Bales — Associate Engineer, City Engineering Department The Contract Administrator is the authorized representative, acting as liaison officer for the Owner for purpose of coordinating and administering the work under the Agreement. The work under this Agreement shall at all times be subject to the general supervision and direction of the Contract Administrator and shall be subject to the Contract Administrator's approval. 1.3.2 The Consultant's Designated Representative is: Larry D. Berns, P.E. — Project Manager 1.3.3 The subconsultants retained at the Consultant's expense are: NONE 1.4 Time Parameters 1.4.1 Date to Proceed: Consultant is to begin work under this Agreement upon receipt of a written notice to proceed from the Owner. 1.4.2 Check Proliceifiary design plans including type/size/location for all structures (preliminary design) and detail elements shall be completed and accepted on or before December 24 2013 or twelve (12) calendar days after receiving the notice to proceed (whichever is greater). 1.4.3 1.4.4 Final design, contract plans and specifications and estimates shall be completed and accepted on or before January 21, 2014 or twenty-one (21) calendar days after receiving the notice to proceed with final design (whichever is greater). ARTICLE 2 SCOPE OF SERVICES AND OTHER SPECIAL TERMS AND CONDITIONS 2.1 Enumeration of Parts of the Agreement. 2.1.1 The work to be performed by the Consultant under this Agreement shall encompass and include all detail work, services, materials, equipment and supplies necessary to prepare and deliver the scope of services provided in Attachment A. Page 3 of 17 2.1.2 All services herein required and provided shall be in conformity with the applicable Iowa DOT Standards, Design Guides and Specifications and Title 23, Code of Federal Regulations, Part 625, as outlined in Attachment B. In addition, applicable sections of the U.S. Department of Transportation Federal Aid Policy Guide (FAPG) shall be used as a guide in preparation of plans, specifications and estimates. 2.1.3 Other documents as follows: .1 Fees and Payments - Attachment C .2 Cost Analysis Sheet -Attachment C-1 .3 Consultant Fee Schedule (Staff Hour Estimate) - Attachment H 2.1.4 Refer to the Base Agreement for documents as follows: .1 Certification Regarding Debarment, Suspension, and Other Responsibility Matters - Attachment D .2 Certification of Consultant - Attachment E .3 Certification of Owner - Attachment F .4 Sample Invoice Form - Attachment G ARTICLE 3 FORM OF COMPENSATION 3.1 Method of Reimbursement 3.1.1 For the Consultant's services as described under Article 2, compensation shall be computed in accordance with the Lump Sum compensation method, as defined in Attachment C. 3.2 Subconsultant 3.2.1 The Consultant shall require the subconsultants (if applicable) to notify them if they at any time determine that their costs will exceed their estimated actual costs. The Consultant shall not allow the subconsultants to exceed their estimated actual costs without prior written approval of the Contract Administrator. The prime Consultant is cautioned that cost under -runs associated with any subconsultant's contract are not available for use by the prime Consultant unless the Contract Administrator has given prior written approval and the Iowa DOT and the FHWA (when applicable) concurs. ARTICLE 4 TERMS AND CONDITIONS 4.1 Ownership of Engineering Documents 4.1.1 All sketches, tracings, plans, specifications, reports on special studies and other data prepared under this Agreement shall become the property of the Owner and shall be delivered to the Contract Administrator upon completion of the plans or termination of the services of the Consultant. There shall be no restriction or limitation on their future use by the Owner, except any use on extensions of the project or on any other project without written verification or adaptation by the Consultant for the specific purpose intended will be the Owner's sole risk and without liability or legal exposure to the Consultant. 4.1.2 The Owner acknowledges the Consultant's plans and specifications, including all documents on electronic media, as instruments of professional service. Nevertheless, the plans and specifications prepared under this Agreement shall become the property of the Owner upon completion of the services and payment in full of all moneys due to the Consultant. 4.1.3 The Owner and the Consultant agree that any electronic files prepared by either party shall conform to the specifications listed in Attachment B. All electronic files will be submitted to the Owner by the Consultant on CD or other mutually agreed upon medium. Any change to these specifications by either the Owner or the Consultant is subject to review and acceptance by the other party. Additional efforts by the Consultant made necessary by a change to the CADD software specifications shall be compensated for as Additional Services. Page 4 of 17 4.1.4 The Owner is aware that significant differences may exist between the electronic files delivered and the respective construction documents due to addenda, change orders or other revisions. In the event of a conflict between the signed construction documents prepared by the Consultant and electronic files, the signed construction documents shall govern. 4.1.5 The Owner may reuse or make modifications to the plans and specifications, or electronic files while agreeing to take responsibility for any claims arising from any modification or unauthorized reuse of the plans and specifications. 4.2 Revision of Plans 4.2.1 Drafts of work products shall be submitted to the Contract Administrator by the Consultant for review and comment. The comments received from the Contract Administrator and the reviewing agencies shall be incorporated by the Consultant prior to submission of the final work product by the Consultant. Work products revised in accordance with review comments shall constitute "satisfactorily completed and accepted work". Requests for changes on work products by the Contract Administrator shall be in writing. In the event there are no comments from the Contract Administrator or reviewing agencies to be incorporated by the Consultant into the final work product, the Contract Administrator shall immediately notify the Consultant, in writing, that the work product shall constitute "satisfactorily completed and accepted work". 4.2.2 In the event that the work product prepared by the Consultant is found to be in error and revision or reworking of the work product is necessary, the Consultant agrees that it shall do such revisions without expense to the Owner, even though final payment may have been received. The Consultant must give immediate attention to these changes so there will be a minimum of delay during construction. The above and foregoing is not to be construed as a limitation of the Owner's right to seek recovery of damages for negligence on the part of the Consultant herein. 4.2.3 Should the Contract Administrator find it desirable to have previously satisfactorily completed and accepted work product or parts thereof revised, the Consultant shall make such revisions if requested and directed by the Contract Administrator in writing. This work will be paid for as provided in Article 4.3. 4.3 Extra Work 4.3.1 If the Consultant is of the opinion that any work it has been directed to perform is beyond the scope of this Agreement, and constitutes "Extra Work", it shall promptly notify the Contract Administrator in writing to that effect. In the event that the Contract Administrator determines that such work does constitute "Extra Work", the Ownerwill provide extra compensation to the Consultant upon the basis of actual costs plus a fixed fee amount, or at a negotiated lump sum. Unless written approval for "Extra Work" has been secured in advance from the Contract Administrator, and the Iowa DOT and the FHWA (when applicable) concurs, no claims will be allowed. However, the Owner shall have benefit of the service rendered. 4.4 Progress Meetings 4.4.1 From time to time as the work progresses, conferences will be held at mutually convenient locations at the request of the Contract Administrator to discuss details of the design and progress of the work. The Consultant shall prepare and present such information and studies as may be pertinent and necessary or as may be requested by the Contract Administrator, to enable the Contract Administrator to pass judgment on the features and progress of the work. 4.5 Additional Plans 4.5.1 At the request of the Contract Administrator, the Consultant shall furnish sufficient prints of plans or other data in such detail as may be required, for the purposes of review of details and for plan -in -hand and field check inspections. 4.6 Termination of Agreement Page 5 of 17 4.6.1 In the event of the death of any member or partner of the Consultant's firm, the surviving members shall complete the work, unless otherwise mutually agreed upon by the Owner and the survivors. 4.6.2 The right is reserved by the Owner to terminate this Agreement at any time upon not Tess than thirty (30) days' written notice to the Consultant. 4.6.3 In the event the Agreement is terminated by the Owner without fault on the part of the Consultant, the Consultant shall be paid for the reasonable and necessary work performed or services rendered and delivered up to the effective date or time of termination. The value of the work performed and services rendered and delivered, and the amount to be paid shall be mutually satisfactory to the Contract Administrator and to the Consultant. The Consultant shall be paid a portion of the fixed fee, plus actual costs. The portion of the fixed fee shall be based on the ratio of the actual costs incurred to the estimated actual costs contained in Attachment C. Actual costs to be reimbursed shall be determined by audit of such costs to the date established by the Contract Administrator in the termination notice, except that actual costs to be reimbursed shall not exceed the Estimated Actual costs, plus any authorized contingency. 4.6.4 In the event the Agreement is terminated by the Ownerfor fault on the part of the Consultant, the Consultant shall be paid only for work satisfactorily performed and delivered to the Contract Administrator up to the date established by the termination notice. After audit of the Consultant's actual costs to the date established by the Contract Administrator in the termination notice and after determination by the Contract Administrator of the amount of work satisfactorily performed, the Contract Administrator shall determine the amount to be paid to the Consultant. 4.6.5 The right is reserved by the Owner to suspend this Agreement at any time. The Contract Administrator may effect such suspension by giving the Consultant written notice, and it will be effective as of the date established in the suspension notice. Payment for the Consultants services will be made by the Owner to the date of such suspension, in accordance with paragraph 4.6.3 above. 4.6.6 Should the Ownerwish to reinstate the work after notice of suspension, such reinstatement may be accomplished by thirty (30) days' written notice within a period of one year after such suspension, unless this period is extended by written consent of the Consultant. 4.6.7 This Agreement will be considered completed when the construction of the project has progressed sufficiently to make it clear that the construction can be completed without further revisions in that work, or if the Consultant is released prior to such time by written notice from the Contract Administrator. 4.7 Extension of Time 4.7.1 The time for completion of each phase of this Agreement shall not be extended because of any delay attributed to the Consultant, but may be extended by the Contract Administrator in the event of a delay attributed to the Owner or the Contract Administrator, or because of unavoidable delays caused by an act of God, war, government actions, or similar causes beyond the reasonable control of the Consultant. 4.8 Mediation 4.8.1 In an effort to resolve any conflicts that arise during the design or construction of the project or following the completion of the project, the Owner and the Consultant agree that all disputes between them arising out of or relating to this Agreement shall be submitted to non-binding mediation unless the parties mutually agree otherwise. The Owner and the Consultant further agree to include a similar mediation provision in all agreements with independent contractors and Consultants retained for the project and to require all independent contractors and Consultants also to include a similar mediation provision in all agreements with subcontractors, subconsultants, suppliers or fabricators so retained, thereby providing for mediation as the primary method for dispute resolution between the parties to those agreements. 4.9 Arbitration 4.9.1 In the event the parties to this Agreement are unable to reach a settlement of any dispute arising out of the services under this Agreement in accordance with Paragraph 4.8, then such disputes shall be Page 6 of 17 settled by binding arbitration by an arbitrator to be mutually agreed upon by the parties, and pursuant to the arbitration procedures set out in Iowa Code Chapter 679A. Any arbitration pursuant to this paragraph or mediation pursuant to Paragraph 4.8.1 shall occur in Black Hawk County, Iowa. 4.10 Responsibility For Claims And Liability 4.10.1 The Consultant shall defend, indemnify and save harmless the Owner, the Iowa Department of Transportation, the State of Iowa, its agencies, agents, employees and assignees and the Federal Government from all claims and liabilities due to design error, omission or negligent act of the Consultant, its members, agents, stockholders, or employees in connection with performance of this Agreement. 4.11 Non -Raiding Clause 4.11.1 The Consultant shall not engage the services of any person or persons, then in the employment of the Owner, for work covered by this Agreement without the written consent of the employer of such person. 4.12 General Compliance With Laws 4.12.1 The Consultant shall comply with all Federal, State and Local laws and ordinances applicable to the work. 4.13 Subletting, Assignment Or Transfer 4.13.1 Subletting, assignment, or transfer of all or part of the interest of the Consultant in this Agreement is prohibited unless written consent is obtained from the Contract Administrator and the Iowa DOT and the FHWA (when applicable) concurs. 4.14 Forbidding Use of Outside Agents 4.14.1 The Consultant warrants that it has not employed or retained any company or person, other than a bona fide employee working solely for the Consultant, to solicit or secure this Agreement, and that it has not paid or agreed to pay any company or person, other than bona fide employees working solely for the Consultant, any fee, commission, percentage, brokerage fee, gift, or any other consideration contingent upon or resulting from the award or making of this Agreement. For breach or violation of this warranty, the Owner shall have the right to annul the Agreement without liability, or in its discretion to deduct from the Agreement price or consideration or otherwise recover the full amount of such fee, commission, percentage, brokerage fee, or counterpart fee. 4.15 Consultant's Endorsement On Plans 4.15.1 The Consultant shall endorse the completed computations prepared under this Agreement, and shall affix thereto the seal of a licensed professional engineer or architect, licensed to practice in the State of Iowa, in accordance with the current Code of Iowa. 4.16 Compliance With Title 49, Code Of Federal Regulations 4.16.1 During the performance of this Agreement, the Consultant and its assignees and successors in interest agree as follows: 4.16.1.1 Compliance with Regulations 4.16.1.1.1 The Consultant will comply with the regulations of the U.S. Department of Transportation, relative to nondiscrimination in federally assisted programs of the U.S. Department of Transportation (Title 49, Code of Federal Regulations, Part 21, hereinafter referred to as the "Regulations"), which are herein incorporated by reference and made a part of this Agreement. 4.16.1.2 Nondiscrimination Page 7 of 17 4.16.1.2.1 The Consultant, with regard to the work performed by it, will not discriminate on the grounds of race, religion, age, physical disability, color, sex or national origin in the selection and retention of subconsultants, including procurement of materials and leases of equipment. The Consultant will not participate, either directly or indirectly, in the discrimination prohibited by Section 21.5 of the Regulations, including employment practices when the Agreement covers a program set forth in the Regulations. 4.16.1.3 Solicitation for Subconsultants, Including Procurement of Materials and Equipment 4.16.1.3.1 In all solicitations, either by competitive bidding or negotiation made by the Consultant for work to be performed under a subcontract, including procurement of materials or equipment, each potential subconsultant or supplier shall be notified by the Consultant of the Consultant's obligation under this contract and the regulations relative to nondiscrimination on the grounds of race, religion, age, physical disability, sex, or national origin. 4.16.1.4 Disadvantaged Business Enterprises 4.16.1.4.1 The Consultant or its subconsultants agree(s) to ensure that disadvantaged business enterprises (DBEs) as defined in 49 CFR Part 26 have the maximum opportunity to participate in the performance of contracts and subcontracts financed in whole or in part with Federal funds provided under this Agreement. In this regard the Consultant and all of its subconsultants shall take all necessary and reasonable steps in compliance with the Iowa DOT DBE Program to ensure disadvantaged business enterprises have the maximum opportunity to compete for and perform contracts. The Consultant and their subconsultants shall not discriminate on the basis of race, religion, age, physical disability, color, sex or national origin in the award and performance of U.S. DOT assisted contracts. If, as a condition of assistance, the Iowa DOT has submitted to the U.S. DOT, or the Consultant has submitted to the Iowa DOT, and the U.S. DOT or Department has approved a disadvantaged business enterprise affirmative action program which the Iowa DOT and/or Consultant agrees(s) to carry out, this program(s) is incorporated into this Agreement by reference. This program shall be treated as a legal obligation and failure to carry out its terms shall be treated as a violation of this financial assistance agreement. Upon notification to the Consultant of its failure to carry out the approved program, the Owner, the Iowa DOT, and/or the U.S. DOT shall impose sanctions, which may include termination of the Agreement or other measures that may affect the ability of the Consultant to obtain future U.S. DOT financial assistance. The Consultant or any of its subconsultants are hereby advised that failure to fully comply with the Iowa Department of Transportation's DBE Program shall constitute a breach of contract and may result in termination of this Agreement or agreement(s) by the Owner or such remedy as the Owner deems appropriate. Refer to Article 4.6 of the Agreement. 4.16.1.5 Information and Reports 4.16.1.5.1The Consultant will provide all information and reports required by the regulations, orders and instructions issued pursuant thereto, and will permit access to its books, records, accounts, other sources of information, and its facilities as may be determined by the Owner, the Iowa DOT, or the FHWA, to be pertinent to ascertain compliance with regulations, orders and instructions. Where any information required of a Consultant is in the exclusive possession of another who fails or refuses to furnish this information, the Consultant shall so certify to the Owner, the lowa DOT, or the FHWA, as appropriate, and shall set forth what efforts it has made to obtain information. 4.16.1.6 Sanctions for Noncompliance 4.16.1.6.1 In the event of the Consultant's noncompliance with the nondiscrimination provisions of this Agreement, the Owner shall impose such contract sanctions as it, the Iowa DOT, or the FHWA, may determine to be appropriate, including, but not limited to: ...1.6.1.1 Withholding of payments to the Consultant under the Agreement until the Consultant complies, and/or ...1.6.1.2 Cancellation, termination or suspension of the Agreement, in whole or in part. 4.16.1.7 Incorporation of Provisions Page 8 of 17 4.16.1.7.1 The Consultant will include the provisions of Article 4.16.1.1 through 4.16.1.6 of this Agreement in every subagreement, including procurements of materials and lease of equipment, unless exempt by the regulations, orders or instructions issued pursuant thereto. The Consultant will take such action with respect to any subagreement or procurement as the Owner, Iowa DOT, or FHWA may direct as a means of enforcing such provisions, including sanctions for noncompliance; provided, however, that in the event a Consultant becomes involved in, or is threatened with, litigation with a subconsultant or supplier as a result of such direction, the Consultant may request the Owner, the Iowa DOT, or the Untied States to enter into such litigation to protect the interests of the Owner , the lova DOT, and the Unites States, respectively. 4.17 Access To Records 4.17.1 The Consultant is to maintain all books, documents, papers, accounting records and other evidence pertaining to this Agreement and to make such materials available at their respective offices at all reasonable times during the agreement period, and for three years from the date of final payment under the Agreement, for inspection and audit by the Owner, Iowa DOT, FHWA, or any authorized representatives of the Federal Government; and copies thereof shall be furnished, if requested. 4.18 Iowa DOT and Federal Highway Administration Participation 4.18.1 The work under this Agreement shall be contingent upon and subject to the approval of the Iowa DOT and the Federal Highway Administration (if applicable). The Iowa DOT and the Federal Highway Administration shall have the right to participate in the conferences between the Consultant and the Owner and to participate in the review or examination of the work in progress. 4.19 Severability If any section, provision or part of this Agreement shall be adjudged invalid or unconstitutional, such adjudication shall not affect the validity of the Agreement as a whole or any section, provision, or part thereof not adjudged invalid or unconstitutional. 4.20 Choice of Law and Form The laws of the State of Iowa shall govern and determine all matters arising out of or in connection with this Agreement without regard to the choice of law provisions of Iowa law. In the event any proceeding of a quasi-judicial or judicial nature is commenced in connection with this Agreement, the exclusive jurisdiction for the proceeding shall be brought in the Black Hawk County District Court for the State of Iowa, Waterloo, Iowa. This provision shall not be construed as waiving any immunity to suit or liability including without limitation sovereign immunity in State or Federal court, which may be available to the Owner. Page 9 of 17 IN WITNESS WHEREOF, the parties hereto have caused this Agreement to be executed by their proper officials thereunto duly authorized as of the dates below indicated. Ament Design &444.2 Larry D. Bern/P.E.. Senior Projec Manager Cit`T Waterloo, Iowa &V Ernest G. "Buck" Clark Mayor Acn__cptc.d fcir FHVV A „thorization* Date:[ 4J ut T Date: G 1 -/ (, 201 1 3 Rebort Wolpor, P.E. D striet 2-Off+ee .. - I Page 10 of 17 ATTACHMENT A Scope of Services Scope of Services The scope of services to be performed by the ENGINEER shall be completed in accordance with generally accepted standards of practice and shall include the services and supplies to perform tasks listed below. Project Management A. Perform general project management activities. II. Public Involvement Pian A. No additional effort III. Research and Data Collection A. Research and Data Collection 1. Perform general research and data collection necessary for the additional design effort. IV. Preliminary Design Plans A. Design Services — Prepare conceptual layout for: o proposed opening in the raised earth median along San Marnan Drive at the current right -in / right -out intersection of Pheasant Lane; o proposed exclusive left -turn lane for eastbound San Marnan Drive traffic west of this median break by eliminating a portion of the existing raised earth median in this area; and o re -configured Pheasant Lane intersection return at San Marnan Drive (westbound lanes). V. Check Plans and Final Plans A. Design Services 1. Perform additional design and design -related services for the construction of: o an opening in the raised earth median along San Marnan Drive at the current right -in / right -out intersection of Pheasant Lane; o an exclusive left -turn lane for eastbound San Marnan Drive traffic west of this median break by eliminating a portion of the existing raised earth median in this area; and o a reconfigured Pheasant Lane intersection return at San Marnan Drive (westbound lanes). Work includes urban roadway design; preparation of plans, specifications (Special Provisions), and construction cost opinions; and assisting with bidding phase for the aforementioned reconfiguration of the San Marnan Drive roadway — between Johnathan Street and Kimball Avenue, a distance of approximately 600 lineal feet. 2. Review of current proposed design and contract documents (plans, special provisions, cost opinions, etc.) for San Marnan Drive / Pheasant Lane improvements, as developed prior to this Supplemental Agreement; re -design of these improvements, as necessary to accommodate the proposed intersection reconfiguration, and modification of check plan sheets to reflect this re -design, as needed. VI. Contractor Procurement A. Bid Period Activities 1. No additional effort. VII. Deliverables A. ENGINEER Deliverables 1. ENGINEER'S Opinion of Anticipated Construction Cost for the additional improvements at the San Marnan Drive / Pheasant Lane intersection, as describe above. These costs will be integrated with all other Project construction costs. Page 11 of 17 2. Check and final design plan sheets for the additional improvements at the San Marnan Drive / Pheasant Lane intersection, as describe above. VIII. OWNER% RESPONSIBILITIES MATERIAL AND INFORMATION TO BE PROVIDED BY THE OWNER: The OWNER shall provide the following material and information related to the project: A. Timely approval of conceptual design developed for the additional improvements at the San Marnan Drive / Pheasant Lane intersection, as describe above. Page 12 of 17 ATTACHMENT B Specifications Alternate Urban Design Guides table, dated October 4, 2002 and the Iowa Department of Transportation Standard Specifications for Highway and Bridge Construction, Series 2012, plus General Supplemental Specifications; and applicable Supplemental Specifications, Developmental Specifications, and Special Provisions. Page 13 of 17 ATTACHMENT C (referenced from 3.1) Fees and Payments - Lump Sum 3.1.1 FEES AND PAYMENTS. 3.1.1.1 Fees. For full and complete compensation for all work, materials, and services furnished under the terms of this Agreement, the Consultant shall be paid fees on a lump sum basis and payment of this amount shall be considered as full and complete compensation for all work, materials and services furnished under the terms of this Agreement. The lump sum amount shall be $ 19,000.00. The estimated staff hours and fees are shown in this attachment. The lump sum amount will not be changed unless there is a substantial change in the magnitude, scope, character, or complexity of the services from those covered in this Agreement. Any change in the lump sum amount will be by Supplemental Agreement. [The proposed lump sum fee assumes and is based upon approval by the Owner of the proposed conceptual layout prepared by the Consultant for the reconfigured San Marnan Drive / Pheasant Lane intersection and submitted by the Consultant to the Owner via e-mail on December 13, 2013.] 3.1.1.2 Reimbursable Costs. Reimbursement of costs is limited to those that are allowable under the provisions of Title 48, Subchapter E, Section 31.105 and Subpart 31.2 of the current Federal Acquisition Regulation. 3.1.1.3 Premium Overtime Pay. Not applicable. 3.1.1.4 Payments. Monthly payments for work completed shall be based on the percentage of work completed and substantiated by monthly progress reports. The Contract Administrator will check such progress reports and payment will be made for the proportional amount of the lump sum fee. Upon completion, delivery, and acceptance of all work contemplated under this Agreement, the Consultant shall submit one complete invoice statement for the balance of the lump sum fee. Payment of 100% of the total cost claimed will be made upon receipt and review of such claim. The Consultant agrees to reimburse the Owner for possible overpayment determined by final audit. Page 14 of 17 I. Labor Cost Employee Classification ATTACHMENT C-1 - Supplemental Agreement No. 3 COST ANALYSIS SHEET Hours Rate Amount E6 - Project Manager 78 $150.00 $11,700.00 E4 - Project Engineer 13 $115.00 1,495.00 E1 - Project Engineer 57 $90.00 5,130.00 A3 -Administration 1 $115.00 115.00 Direct Labor Total 157 $19,000.00 IL Direct Project Expenses Quantity Rate Amount Mileage (miles) Reproductions (each) Postage (oz.) Ground -Based LiDAR (days) 0 $0.555 0 $0.30 0 $0.45 0 $1,000.00 $0.00 0.00 0.00 0.00 Total Direct Expenses = $0.00 III. Subconsultant Costs $0.00 Total Subconsultants = $0.00 IV. Estimated Actual Costs (I + II + III) = $19,000.00 (ROUNDED) V. Contingency - Prime Only 0% of I + II +III) = $0.00 (ROUNDED) VI. Total Estimated Cost - Lump Sum Fee (IV + V) = $19,000.00 * (Maximum Amount Payable) Includes contingency amounts (Prime & Subconsultants) totaling $0.00 Total Initial Authorized Costs (Excluding All Contingency Amounts) = $19,000.00 Page 15 of 17 P:\G00412.10\Pre-Contract- G00412.01\Exce3G00412.10 AMENT Fee Development (S.A. No. 3 - Lump Sum) (12-12-2013).xIMAment Attachment C-1 Consultant Name Consultant Address Consultant Address ATTACHMENT G Page 6 Lump Sum Invoice Date Invoice No. Client Project No. Invoice Period Covered County Consultant Job No. Client Project Description Client Contract No. Total Lump Sum Amount Percentage Completed Total Less Amount Previously Billed Total Current Bill Subconsultants Name Name Name Total Current Labor Hours Total Labor Hours Incurred To Date Total Estimated Labor Hours Note: When submitting a final invoice on a lump sum project, the final cumulative job cost report should be submitted with the final invoice. Page 16 of 17 ATTACHMENT H CONSULTANT FEE SCHEDULE (STAFF HOUR ESTIMATE) Kimball Avenue Transportation Improvements Project - from Tower Park Dr to Acadia St Design Related Services Task for Design Related Services AMENT (EB -E6) (E5 -E4) (E3 -E1) (LS) (LSIT) Sr. Proj. Proj. Dsgn. Surv. (LS2) Surv. (T4 -T1) (A4 -A1) (C4 -C1) Mngr. Engr. Engr. Suprv. Surv. Wen Tech. Admin. Cler. TOTAL I Project Management B, C - Project Administration F - Project Team Coordination A, E - Project Meetings D - Quality Control Plan G - Utility Coordination & Meetings Total Hours (I) II Public Involvement A - Property Owner & Stakeholder Database B - Notifications of Property Owners & Stakeholders C - Public Information / Open House Meetings 0 - Public Hearing E - Individual Meetings with Property Owners F, G. H- Facebook Site, Newsletters, & FAQ Document Total Hours (II) III Research and Data Collection A.1 - A.12, A.25 - Miscellaneous A.13 -A.19, A.24 - Surveys A.20- Geotechnical Studies A.21 - Environmental Services - NEPA Documentation A.22 -Environmental Services - Wetlands Delineation A.23 - Environmental Services - Cultural/Historical Studies A.26 -Additional Traffic Study & Analysis / Access Management Total Hours (III) IV Preliminary Roadway Design and Plans Al -A2 - Verify Recommended Concept / Review & Select Design Standards A.3 - Project Concept Statement & Updated Conceptual Layout & Report A.4 - A.5 - Base Mapping / Existing Contours Title Sheet & Other Miscellaneous Sheets A.6 - A.7 - Pavement Thickness & Typical Section Sheets & Detail Sheets A.8 -Plan -and -Profile Sheets A.9 - Cross Section Sheets A.10 - A.13 - Storm Sewer & Subdrain / Storm Water Management Practices A.15 -A.16 - Sanitary Sewer & Water Distribution System A.17 - Retaining Walls A.18 - A.19 - Relocate Utilities / Address Property Owner Issues A.20 - A.21 - Intersection & Driveway Geometry / Joint Layout A.22 - Sidewalk & Pedestrian Ramps A.24 - Grading & Erosion Control A.25- SWPPP A.26 - Construction Staging & Detour/Traffic Control A.27 - Pavement Markings & Signing A.28 - Traffic Signal System Upgrade A.29 - Set Construction Limits A.35 - Design Team Field Review (A.30) / Field Reconnaissance with Owner A.31- Permit Applications A.32 - Quantities / Cost Opinions A.32 -Tabulations A.33 - Quality Review A.34 - Preliminary Plan Submittal Total Hours (IV) V Property Acquisitions and Check Plan and Final Plans A.1 - Determine Easement & ROW Needs / Develop List of Objects 'Taken" A.2 - Plats & Exhibits & Legal Descriptions A.3 - Quality Review A.4 - Field Location of Takings B.1 - B.2 - Add Text / Information to Drawings / Special Details B.3 - Spedal Provisions B.4 - Quality Review B.5 - Updated Quantifies / Tabulations / Cost Opinions B.6 - Check Plan Submittal 0.1 - Incorporate Permit Requirements C.2 -Refine Special Provisions C.3 - Quality Review C.4 - Updated Quantities / Tabulations / Cost Opinions C.5 - 0.7 -Assist w/ Proj. Schedule / Tms*Port File / Proj. Dev. Certification C.8 - Final Plan Submittal Total Hours (V) VI Contractor Procurement A.1 - Answer Questions from Iowa DOT Total Hours (VI) Total Hours Per Joh Classification and Total Hours 3 0 0 0 0 0 0 1 0 4 4 0 0 0 0 0 0 0 0 4 4 4 0 0 0 0 0 0 0 8 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 11 4 0 0 0 0 0 16 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 C 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 4 0 0 0 0 0 0 0 0 4 2 0 0 0 0 0 0 0 D 2 0 0 0 0 0 0 0 0 Oi 0 1 0 1 0 0 0 0 0 0 2 6 0 2 0 0 0 0 0 0 8 6 6 8 0 0 0 0 0 0 20 4 0 12 0 0 0 0 0 0 16 2 0 2 0 0 0 0 0 0 4 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 5 3 10 0 0 0 0 0 0' 18 2 0 5 0 0 0 0 0 0 7 t 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 2 0 1 0 0 0 0 0 0 3 3 0 2 0 0 0 0 0 0 5 0 0 0 0 0 0 0 0 0 0 t 0 1 0 0 0 0 0 D 2 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2 0 1 0 0 0 6 0 0 9 4 0 5 0 0 0 0 0 0 9 2 0 0 0 0 o O o 0 2 0 0 0 0 0 0 0 0 O 0 47 9 50 0 0 0 6 0 0 112 0 0 0 0 0 0 0 0 o a 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 00 0 0 0 0 0 0 0 0 4 0 0 0 0 0 0 0 0 4 3 0 0 0 0 0 1 0 0 4 1 0 1 0 0 0 0 0 0 2 2 0 4 0 0 0 0 0 0 6 0 0 0 0 0 0 0 0 0 0 4 0 0 0 0 0 0 0 0 4 4 0 1 0 0 0 1 0 0 6 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 2 7 0 0 0 2 0 0 28 1 01 01 01 01 01 01 01 01 011 01 0 0 0 0 0 0 0 0 0 0 1 781 131 571 01 of 01 81 11 OH 1571 Page 17 of 17